0001213900-24-008078.txt : 20240130 0001213900-24-008078.hdr.sgml : 20240130 20240130205602 ACCESSION NUMBER: 0001213900-24-008078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240124 FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Aaron CENTRAL INDEX KEY: 0001941801 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41795 FILM NUMBER: 24580356 MAIL ADDRESS: STREET 1: 269 SOUTH BEVERLY DRIVE STREET 2: SUITE 1450 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PodcastOne, Inc. CENTRAL INDEX KEY: 0001940177 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 352503373 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: #127 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-858-0888 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: #127 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: Courtside Group, Inc. DATE OF NAME CHANGE: 20220729 FORMER COMPANY: FORMER CONFORMED NAME: Courtside Group, Inc DATE OF NAME CHANGE: 20220727 4 1 ownership.xml X0508 4 2024-01-24 0 0001940177 PodcastOne, Inc. PODC 0001941801 Sullivan Aaron C/O PODCASTONE, INC., 335 NORTH MAPLE DRIVE, SUITE 127 BEVERLY HILLS CA 90210 0 1 0 0 CFO, Treas & Secr 0 Restricted Stock Units 0 2024-01-24 4 A 0 100000 0 A Common Stock, $0.00001 par value 100000 100000 D Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of January 24, 2024 (the "EA"), entered into between the Reporting Person and LiveOne, Inc., the Issuer's parent ("LiveOne"). 50,000 of the RSUs shall vest during the first open trading window under the Issuer's Insider Trading Policy which occurs after October 1, 2024 (anticipated to be in November 2024) (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 12,500 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on October 1, 2025 (inclusive), (continued to Footnote 2) (continued from Footnote 1) subject to the Reporting Person's continued employment with LiveOne through each applicable vesting date and subject to earlier full vesting upon a PodcastOne Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PodcastOne Change of Control and (iii) such other earlier settlement as provided in the EA. /s/ Aaron Sullivan 2024-01-30