0001213900-24-008078.txt : 20240130
0001213900-24-008078.hdr.sgml : 20240130
20240130205602
ACCESSION NUMBER: 0001213900-24-008078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240124
FILED AS OF DATE: 20240130
DATE AS OF CHANGE: 20240130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Aaron
CENTRAL INDEX KEY: 0001941801
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41795
FILM NUMBER: 24580356
MAIL ADDRESS:
STREET 1: 269 SOUTH BEVERLY DRIVE
STREET 2: SUITE 1450
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PodcastOne, Inc.
CENTRAL INDEX KEY: 0001940177
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 352503373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 335 NORTH MAPLE DRIVE
STREET 2: #127
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 310-858-0888
MAIL ADDRESS:
STREET 1: 335 NORTH MAPLE DRIVE
STREET 2: #127
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
FORMER COMPANY:
FORMER CONFORMED NAME: Courtside Group, Inc.
DATE OF NAME CHANGE: 20220729
FORMER COMPANY:
FORMER CONFORMED NAME: Courtside Group, Inc
DATE OF NAME CHANGE: 20220727
4
1
ownership.xml
X0508
4
2024-01-24
0
0001940177
PodcastOne, Inc.
PODC
0001941801
Sullivan Aaron
C/O PODCASTONE, INC.,
335 NORTH MAPLE DRIVE, SUITE 127
BEVERLY HILLS
CA
90210
0
1
0
0
CFO, Treas & Secr
0
Restricted Stock Units
0
2024-01-24
4
A
0
100000
0
A
Common Stock, $0.00001 par value
100000
100000
D
Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of January 24, 2024 (the "EA"), entered into between the Reporting Person and LiveOne, Inc., the Issuer's parent ("LiveOne"). 50,000 of the RSUs shall vest during the first open trading window under the Issuer's Insider Trading Policy which occurs after October 1, 2024 (anticipated to be in November 2024) (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 12,500 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on October 1, 2025 (inclusive), (continued to Footnote 2)
(continued from Footnote 1) subject to the Reporting Person's continued employment with LiveOne through each applicable vesting date and subject to earlier full vesting upon a PodcastOne Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PodcastOne Change of Control and (iii) such other earlier settlement as provided in the EA.
/s/ Aaron Sullivan
2024-01-30