EX-99.(E)(6) 4 ex99-e6.htm AMENDMENT TO THE MUTUAL FUND DISTRIBUTION AGREEMENT

 

Elevation Series Trust  485BPOS

Exhibit 99.(e)(6)

Amendment #9 to the Distribution Agreement

This Amendment #8 to the Distribution Agreement is entered into on September 19, 2025 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

WHEREAS, the Distributor and the Trust a previously entered into the Distribution Agreement, dated as of September 27, 2022 (as amended, restated, modified or supplemented from time to time, the “Agreement”) pursuant to which it provides underwriting and other services to the Funds; and

WHEREAS, the Distributor and the Trust wish to amend the amended Exhibit A to the Agreement to reflect the addition of certain new funds (each, a “New Fund”).

NOW THEREFORE, in consideration of the mutual promises and undertakings herein contained, the parties agree as follows:

1.Exhibit A of the Agreement is superseded and replaced with the Exhibit A attached hereto, with the effective date of each New Fund as set forth within.
2.The Agreement, as modified herein, shall continue in full force and effect, and nothing herein contained shall be construed as a waiver or modification of existing rights under the Agreement, except as such rights are expressly modified hereby.

[Signature Page Follows]

 
 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

  ELEVATION SERIES TRUST
  A Delaware statutory trust
   
  By: /s/ Bradley Swenson
  Name: Bradley Swenson
  Title: President
   
  PARALEL DISTRIBUTORS LLC
  A Delaware limited liability company
   
  By: /s/ Jeremy May
  Name: Jeremy May
  Title: Chief Executive Officer

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EXHIBIT A

Funds

Fund Name Ticker Effective Date
SRH U.S. Quality GARP ETF SRHQ September 27, 2022
Sovereign's Capital Flourish Fund SOVF October 3, 2023
SRH REIT Covered Call ETF SRHR November 2, 2023
TrueShares Quarterly Bull Hedge ETF QBUL July 1, 2024
TrueShares Quarterly Bear Hedge ETF QBER July 1, 2024
The Opal International Dividend Income ETF IDVZ December 14, 2024
Clough Hedged Equity ETF CBLS January 16, 2025
Clough Select Equity ETF CBSE January 16, 2025
TrueShares Seasonality Laddered Buffered ETF ONEZ January 20, 2025
Clough Short Duration ETF CBSD upon commencement
Clough Flexible Income ETF CBFI upon commencement
RiverNorth Active Income ETF CEFZ August 4, 2025
RiverNorth Patriot ETF FLDZ June 13, 2025
RiverNorth Enhanced Pre-Merger SPAC ETF SPCZ June 13, 2025
Opal Dividend Income ETF DIVZ June 13, 2025
TrueShares Technology, AI, & Deep Learning ETF LRNZ June 13, 2025
TrueShares Active Yield ETF ERNZ June 13, 2025
TrueShares Eagle Global Renewable Energy Income ETF RNWZ June 13, 2025
TrueShares ConVex Protect ETF PVEX June 30, 2025

TrueShares Structured Outcome Series ETFs (“Structured Outcome Series”)

·TrueShares Structured Outcome (January) ETF JANZ August 11, 2025
·TrueShares Structured Outcome (February) ETF FEBZ August 11, 2025
·TrueShares Structured Outcome (March) ETF MARZ August 11, 2025
·TrueShares Structured Outcome (April) ETF APRZ August 11, 2025
·TrueShares Structured Outcome (May) ETF MAYZ August 11, 2025
·TrueShares Structured Outcome (June) ETF JUNZ August 11, 2025
·TrueShares Structured Outcome (July) ETF JULZ September 10, 2025
·TrueShares Structured Outcome (August) ETF AUGZ September 10, 2025
·TrueShares Structured Outcome (September) ETF SEPZ August 11, 2025
·TrueShares Structured Outcome (October) ETF OCTZ August 11, 2025
·TrueShares Structured Outcome (November) ETF NOVZ August 11, 2025
·TrueShares Structured Outcome (December) ETF DECZ August 11, 2025
[redacted] [redacted] [redacted]
[redacted] [redacted] [redacted]
NPF Core Equity ETF NPFE September 19, 2025

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