EX-99.(E)(2) 4 ex99-e2.htm AMENDMENT TO THE DISTRIBUTION AGREEMENT
 

Elevation Series Trust POS-EX

 

Exhibit 99(e)(2)

 

Amendment #4 to the Distribution Agreement

 

This Amendment #4 to the Distribution Agreement is entered into on December 26, 2024 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

 

WHEREAS, the Distributor and the Trust a previously entered into the Distribution Agreement, dated as of September 27, 2022 (as amended, restated, modified or supplemented from time to time, the “Agreement”) pursuant to which it provides underwriting and other services to the Funds; and

 

WHEREAS, the Distributor and the Trust wish to amend the amend Exhibit A to the Agreement to reflect the addition of certain new funds (each, a “New Fund”).

 

NOW THEREFORE, in consideration of the mutual promises and undertakings herein contained, the parties agree as follows:

 

1.Exhibit A of the Agreement is superseded and replaced with the Exhibit A attached hereto, with the effective date of each New Fund as set forth within or upon the commencement date of such New Fund.

 

2.The Agreement, as modified herein, shall continue in full force and effect, and nothing herein contained shall be construed as a waiver or modification of existing rights under the Agreement, except as such rights are expressly modified hereby.

 

[Signature Page Follows]

 

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

ELEVATION SERIES TRUST
 A Delaware statutory trust
  
 By: /s/ Bradley Swenson
 Name: Bradley Swenson
 Title: President

 

  PARALEL DISTRIBUTORS LLC
  A Delaware limited liability company
     
  By: /s/ Jeremy May
  Name: Jeremy May
  Title: Chief Executive Officer

 

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EXHIBIT A

Funds

 


Fund Name		   Effective Date
SRH U.S. Quality ETF   September 27, 2022
Sovereign’s Capital Flourish Fund   October 3, 2023
SRH REIT Covered Call ETF   November 2, 2023
TrueShares Quarterly Bull Hedge ETF   July 1, 2024
TrueShares Quarterly Bear Hedge ETF   July 1, 2024
TrueShares Seasonality Laddered Buffered ETF   Upon Commencement of Operations
The Opal International Dividend Income ETF   December 26, 2024

 

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