EX-99.(H)(5) 5 ex99-h5.htm LETTER AGREEMENT
 

Elevation Series Trust 485BPOS

Exhibit 99.(h)(5)

 

January 14, 2025

 

State Street Bank and Trust Company

1 Congress Street

Boston, MA 02114

Attention: Senior Vice President - Custody Operations

 

with a copy to:

 

State Street Bank and Trust Company

Legal Division – Global Services Americas

1 Congress Street

Boston, MA 02114

 

  Re: Clough Hedged Equity ETF (“CBLS”) and Clough Select Equity ETF (“CBSE”) (the “Funds”)  

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Funds have been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

 

In accordance with Section 11, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of September 22, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Funds hereby request that State Street act as Transfer Agent for the new Funds under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, the undersigned Funds hereby confirm, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

 

  Sincerely,  
     
  Elevation Series Trust  
  on behalf of:  
  Clough Hedged Equity ETF and Clough Select Equity ETF  
  By: /s/ Bradley Swenson  
  Name: Bradley Swenson  
  Title: President , Duly Authorized  
         

 

 

Agreed and Accepted:

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Scott Shirrell  
Name: Scott Shirrell  
Title: Managing Director , Duly Authorized  
Effective Date: January 14, 2025  
       

 

 

 

Information Classification: Limited Access

 

 
 

 

Appendix A

 

 

SRH U.S. Quality ETF

 

Sovereign's Capital Flourish Fund

 

SRH REIT Covered Call ETF

 

TrueShares Quarterly Bull Hedge ETF

 

TrueShares Quarterly Bear Hedge ETF

 

Clough Hedged Equity ETF

 

Clough Select Equity ETF

 

RiverNorth Active Income ETF

 

Clough Short Duration ETF

 

Clough Flexible Income ETF

 

TrueShares Seasonality Laddered Buffered ETF

 

The Opal International Dividend Income ETF

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Information Classification: Limited Access