EX-99.(H)(3) 7 ex99-h3.htm LETTER AGREEMENT

 

 

Elevation Series Trust 485BPOS

 

Exhibit 99(h)(3)

 

October 23, 2023

 

State Street Bank and Trust Company

Transfer Agency

Attention: Compliance

1 Congress Street

Boston, MA 02114

 

with a copy to:

 

State Street Bank and Trust Company

Legal Division – Global Services Americas

1 Congress Street

Boston, MA 02114

 

Re:SRH REIT Covered Call ETF (the “Fund”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

 

In accordance with Section 11, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of September 22, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Transfer Agent for the new Portfolios under the terms of the Agreement, and that Schedule A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

 

  Sincerely,  
     
 

Elevation Series Trust

on behalf of:

SRH REIT Covered Call ETF

 
     
  By: /s/ Bradley Swenson  
  Name: Bradley Swenson  
  Title: President                           , Duly Authorized  

 

Agreed and Accepted: 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Scott Shirrell  
Name: Scott Shirrell  
Title: Managing Director                           , Duly Authorized  

Effective Date: November 2, 2023 

 

Information Classification: Limited Access

 

 

 

 

Exhibit A 

Schedule A

 

SRH U.S. QUALITY ETF

 

SOVEREIGN'S CAPITAL FLOURISH FUND

 

SRH REIT COVERED CALL ETF 

 

Information Classification: Limited Access