EX-99.(G)(3) 6 ex99-g3.htm LETTER AGREEMENT
 

Elevation Series Trust 485BPOS

Exhibit 99(g)(3)

 

October 23, 2023

 

State Street Bank and Trust Company
1 Congress Street
Boston, MA 02114
Attention: Senior Vice President – Custody Operations

 

with a copy to:

 

State Street Bank and Trust Company
Legal Division – Global Services Americas
1 Congress Street
Boston, MA 02114

 

Re:SRH REIT Covered Call ETF (the “Fund”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

 

In accordance with Section 29.15.2, the Additional Clients provision, of the Custody Agreement dated as of September 2, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Fund under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 26 of the Agreement.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

 

  Sincerely,  
     
 

Elevation Series Trust

on behalf of:

SRH REIT Covered Call ETF

 
     
  By: /s/ Bradley Swenson  
  Name: Bradley Swenson  
  Title: President                           , Duly Authorized  

 

Agreed and Accepted:

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Scott Shirrell  
Name: Scott Shirrell  
Title: Managing Director                           , Duly Authorized  

Effective Date: November 2, 2023

 

Information Classification: Limited Access

 

 

 

 

Appendix A
List of Funds and Custodian Entities

 

Fund Name Jurisdiction of formation

 

SRH U.S. QUALITY ETF Delaware

 

SOVEREIGN'S CAPITAL FLOURISH FUND Delaware

 

SRH REIT COVERED CALL ETF Delaware

 

Information Classification: Limited Access