0001181431-12-036647.txt : 20120615 0001181431-12-036647.hdr.sgml : 20120615 20120615091639 ACCESSION NUMBER: 0001181431-12-036647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120614 FILED AS OF DATE: 20120615 DATE AS OF CHANGE: 20120615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSKAMM ALAN CENTRAL INDEX KEY: 0000947152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07258 FILM NUMBER: 12908875 MAIL ADDRESS: STREET 1: 5555 DARROW ROAD CITY: HUDSON STATE: OH ZIP: 44236 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARMING SHOPPES INC CENTRAL INDEX KEY: 0000019353 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 231721355 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 BUSINESS PHONE: 2152459100 MAIL ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 4 1 rrd347697.xml MERGER X0305 4 2012-06-14 1 0000019353 CHARMING SHOPPES INC CHRS 0000947152 ROSSKAMM ALAN 450 WINKS LANE BENSALEM PA 19020 1 0 0 0 Common Stock 2012-06-07 5 G 0 30000 0 D 197204 D Common Stock 2012-06-14 4 U 0 161675 7.35 D 35529 D Common Stock 2012-06-14 4 D 0 35529 7.35 D 0 D Option (right to buy) 4.78 2012-06-14 4 D 0 6500 7.35 D 2004-06-01 2013-06-26 Common Stock 6500 0 D Stock Appreciation Right (right to buy) 4.60 2012-06-14 4 D 0 41152 7.35 D 2009-04-02 2015-07-15 Common Stock 41152 0 D Restricted Stock Units 0 2012-06-14 4 D 0 29412 7.35 D Common Stock 29412 0 D Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share. Disposition of shares resulting from restricted stock units and other deferrals pursuant to a merger for cash consideration equal to $7.35 per share in a transaction exempt under Rule 16b-3(e). Option or stock appreciation right ("SAR") canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the option or SAR multiplied by the number of options or SARs canceled. This transaction is exempt under Rule 16b-3(e). Restricted stock units ("RSUs") canceled pursuant to a merger in exchange for cash consideration equal to $7.35 per RSU. RSUs were settleable upon termination of service as a director or earlier upon a change in control. RSUs are settled by issuance of one share for each RSU. This transaction is exempt under Rule 16b-3(e). A change in control became effective on the transaction date. Alan Rosskamm 2012-06-14