-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NE0NxjJBJjQLtRoIuxp+9iQW3RhW7SK6OZQ/vx5NMnPP+MIAShM6tMcizHoquene YX2QCrnw/mCiNNB9Mhzd8w== 0000019353-00-000014.txt : 20000202 0000019353-00-000014.hdr.sgml : 20000202 ACCESSION NUMBER: 0000019353-00-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000103 FILED AS OF DATE: 20000111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARMING SHOPPES INC CENTRAL INDEX KEY: 0000019353 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 231721355 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-07258 FILM NUMBER: 505198 BUSINESS ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 BUSINESS PHONE: 2152459100 MAIL ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 COMPANY DATA: COMPANY CONFORMED NAME: GRAUB JONATHON CENTRAL INDEX KEY: 0001102749 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O CHARMING SHOPPES INC STREET 2: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 MAIL ADDRESS: STREET 1: C/O CHARMING SHOPPES INC STREET 2: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 3 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person GRAUB, JONATHON 450 WINKS LANE BENSALEM, PA 19020 2. Date of Event Requiring Statement (Month/Day/Year) 01/03/00 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol CHARMING SHOPPES, INC. (CHRS) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SENIOR VICE PRESIDENT - REAL ESTATE 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Beneficially Owned - ----------------------------------------------------------------------------------------------------- 1)Title of Security 2)Amount of 3) 4)Nature of Securities D Indirect Beneficially or Beneficial Owned I Ownership - ----------------------------------------------------------------------------------------------------- Common Stock 15,500 D Table II Derivative Securitites Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative Security 2)Date Exercisable 3)Title and Amount of 4)Conver- 5)Ownership 6)Nature of and Expiration Date Securities Underlying sion or Form of Indirect (Month/Day/Year) Derivative Security exercise Derivative Beneficial price of Security Ownership Date Expira- Amount or Deri- Direct(D) Exer- tion Number of vative or cisable Date Title Shares Security Indirect(I) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option (2) 02/10/09 Common Stock 32,000 $3.6250 D (right to buy) (1) 02/10/00 Non-Qualified Stock Option (2) 03/13/07 Common Stock 15,000 $6.0000 D (right to buy) (1) 03/13/98 Non-Qualified Stock Option (2) 02/06/05 Common Stock 14,000 $6.0000 D (right to buy) (1) 02/06/96 Non-Qualified Stock Option (2) 04/07/03 Common Stock 5,400 $15.1250 D (right to buy) (1) 04/07/94 Non-Qualified Stock Option (4) 03/29/00 Common Stock 44,500 $4.5000 D (right to buy) (3) 03/29/91 Non-Qualified Stock Option (2) 02/18/08 Common Stock 25,000 $4.3125 D (right to buy) (1) 02/18/99 Non-Qualified Stock Option (2) 02/23/06 Common Stock 15,000 $3.9375 D (right to buy) (1) 02/23/97 Non-Qualified Stock Option (2) 02/01/04 Common Stock 8,000 $11.1250 D (right to buy) (1) 02/01/95 Non-Qualified Stock Option (4) 02/03/02 Common Stock 6,000 $13.5000 D (right to buy) (3) 02/03/93 Explanation of Responses: (1) Employee stock option granted under Charming Shoppes, Inc. 1993 Employees' Stock Incentive Plan, for no consideration other than services, in a transaction exempt under Rule 16b-3. (2) Option becomes exercisable for 20% of the underlying shares annually, beginning on the date indicated. (3) Employee stock option granted under Charming Shoppes, Inc. 1990 Employees' Stock Incentive Plan, for no consideration other than services, in a transaction exempt under rule 16b-3. (4) Option becomes exercisable for 25% of the underlying shares annually, beginning on the date indicated.
SIGNATURE OF REPORTING PERSON /S/ JONATHON GRAUB DATE -----END PRIVACY-ENHANCED MESSAGE-----