0001493152-23-026370.txt : 20230802
0001493152-23-026370.hdr.sgml : 20230802
20230802080044
ACCESSION NUMBER: 0001493152-23-026370
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230725
FILED AS OF DATE: 20230802
DATE AS OF CHANGE: 20230802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brandon George Hugh
CENTRAL INDEX KEY: 0001953120
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41751
FILM NUMBER: 231133774
MAIL ADDRESS:
STREET 1: 859 SOUTHERN SHORE DR
CITY: PEACHTREE CITY
STATE: GA
ZIP: 30269
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDB Capital Holdings, LLC
CENTRAL INDEX KEY: 0001934642
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 874366624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4209 MEADOWDALE LN
CITY: DALLAS
STATE: TX
ZIP: 95229
BUSINESS PHONE: 310-526-5000
MAIL ADDRESS:
STREET 1: 4209 MEADOWDALE LN
CITY: DALLAS
STATE: TX
ZIP: 95229
3
1
ownership.xml
X0206
3
2023-07-25
0
0001934642
MDB Capital Holdings, LLC
MDBH
0001953120
Brandon George Hugh
C/O 14135 MIDWAY ROAD, SUITE G-150
ADDISON,
TX
75001
1
1
0
0
President
Class A Common Shares
0
D
Restricted Stock Units for Class A Common Shares
0
2024-10-24
2027-04-15
Class A Common Shares
500000
D
Restricted Stock Units for Class A Common Shares
0
2022-04-15
2027-04-15
Class A Common Shares
500000
D
The Restricted Stock Units vest at the rate of 20% (100,000 units) on October 24, 2024, then 10% (50,000 units) thereafter every six months, and 40% (200,000 units) on April 15, 2027, provided he is employed by the company at the vesting date.
The Restricted Stock Units vest as to 500,000 units after the 13th month anniversary of the class A common shares being listed on a US national securities exchange and before April 15, 2027, if and when (y) a class A common share has traded in the market for any 90 consecutive calendar days at an average price of $20.00 or more during the period April 15, 2022 to April 15, 2027, and average monthly trading volume of 2,000,000 class A common shares or more during that 90 calendar day period, or (z) a class A common share has traded in the market for any 90 consecutive calendar days at an average price of $25.00 or more during the period April 15, 2022 and April 15, 2027; provided further, that if there is a distribution of cash, stock or other property by the Company on the class A common shares, then the foregoing average amounts of $20.00 or $25.00 will be reduced for the distribution.
/s/ George Brandon
2023-08-01