Chief Compliance Officer

0001929008-23-000003.txt : 20230214 0001929008-23-000003.hdr.sgml : 20230214 20230214082130 ACCESSION NUMBER: 0001929008-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balboa Wealth Partners CENTRAL INDEX KEY: 0001929008 IRS NUMBER: 810694237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22715 FILM NUMBER: 23622770 BUSINESS ADDRESS: STREET 1: 140 NEWPORT CENTER DR STREET 2: SUITE 200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494451465 MAIL ADDRESS: STREET 1: 140 NEWPORT CENTER DR STREET 2: SUITE 200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001929008 XXXXXXXX 12-31-2022 12-31-2022 Balboa Wealth Partners

140 NEWPORT CENTER DR SUITE 200 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22715 N JEFFREY GILBERT Chief Compliance Officer 949-445-1465 JEFFREY GILBERT NEWPORT BEACH CA 02-14-2023 1 282 219008798 false 1 AXXCESS WEALTH MANAGEMENT, LLC INFORMATION TABLE 2 balboaq4202213f.xml TESLA INC COM 88160R101 18008670 146198 SH DFND 1 0 0 146198 MICROSOFT CORP COM 594918104 15209412 63420 SH DFND 1 0 0 63420 APPLE INC COM 037833100 12883055 99154 SH DFND 1 0 0 99154 NVIDIA CORPORATION COM 67066G104 7373897 50458 SH DFND 1 0 0 50458 SPDR S&P 500 ETF TR TR UNIT 78462F103 6269563 16394 SH DFND 1 0 0 16394 ADVANCED MICRO DEVICES INC COM 007903107 6266109 96744 SH DFND 1 0 0 96744 ALPHABET INC CAP STK CL C 02079K107 4480066 50491 SH DFND 1 0 0 50491 AMAZON COM INC COM 023135106 4082820 48605 SH DFND 1 0 0 48605 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4076768 9207 SH DFND 1 0 0 9207 BOEING CO COM 097023105 2817157 14789 SH DFND 1 0 0 14789 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2813235 37767 SH DFND 1 0 0 37767 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2697624 8733 SH DFND 1 0 0 8733 MASTERCARD INCORPORATED CL A 57636Q104 2611615 7510 SH DFND 1 0 0 7510 INVESCO QQQ TR UNIT SER 1 46090E103 2139178 8034 SH DFND 1 0 0 8034 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2046789 6177 SH DFND 1 0 0 6177 ADOBE SYSTEMS INCORPORATED COM 00724F101 2038345 6057 SH DFND 1 0 0 6057 INTUITIVE SURGICAL INC COM NEW 46120E602 2023824 7627 SH DFND 1 0 0 7627 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2009298 36875 SH DFND 1 0 0 36875 COSTCO WHSL CORP NEW COM 22160K105 1907565 4179 SH DFND 1 0 0 4179 MSCI INC COM 55354G100 1838498 3952 SH DFND 1 0 0 3952 REGENERON PHARMACEUTICALS COM 75886F107 1795789 2489 SH DFND 1 0 0 2489 VISA INC COM CL A 92826C839 1664301 8011 SH DFND 1 0 0 8011 META PLATFORMS INC CL A 30303M102 1592219 13231 SH DFND 1 0 0 13231 ASML HOLDING N V N Y REGISTRY SHS N07059210 1484732 2717 SH DFND 1 0 0 2717 AT&T INC COM 00206R102 1417671 77005 SH DFND 1 0 0 77005 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1360681 14876 SH DFND 1 0 0 14876 ABBVIE INC COM 00287Y109 1299455 8041 SH DFND 1 0 0 8041 ILLUMINA INC COM 452327109 1289227 6376 SH DFND 1 0 0 6376 VERIZON COMMUNICATIONS INC COM 92343V104 1286655 32656 SH DFND 1 0 0 32656 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 1276893 49873 SH DFND 1 0 0 49873 JOHNSON & JOHNSON COM 478160104 1273570 7210 SH DFND 1 0 0 7210 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1265655 42629 SH DFND 1 0 0 42629 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1265649 11696 SH DFND 1 0 0 11696 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1264921 16967 SH DFND 1 0 0 16967 TEXAS INSTRS INC COM 882508104 1238177 7494 SH DFND 1 0 0 7494 ISHARES TR RUSSELL 2000 ETF 464287655 1209710 6938 SH DFND 1 0 0 6938 CHEVRON CORP NEW COM 166764100 1193493 6649 SH DFND 1 0 0 6649 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1192081 9580 SH DFND 1 0 0 9580 ISHARES TR RUS 1000 VAL ETF 464287598 1154237 7611 SH DFND 1 0 0 7611 HOME DEPOT INC COM 437076102 1145518 3627 SH DFND 1 0 0 3627 PFIZER INC COM 717081103 1140325 22255 SH DFND 1 0 0 22255 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1123090 8267 SH DFND 1 0 0 8267 PROSHARES TR SHORT S&P 500 NE 74347B425 1076527 67157 SH DFND 1 0 0 67157 UNIVERSAL DISPLAY CORP COM 91347P105 1063218 9841 SH DFND 1 0 0 9841 ALPHABET INC CAP STK CL A 02079K305 1030940 11685 SH DFND 1 0 0 11685 BP PLC SPONSORED ADR 055622104 991093 28374 SH DFND 1 0 0 28374 RAYTHEON TECHNOLOGIES CORP COM 75513E101 982769 9738 SH DFND 1 0 0 9738 MICRON TECHNOLOGY INC COM 595112103 965861 19325 SH DFND 1 0 0 19325 DISNEY WALT CO COM 254687106 955801 11001 SH DFND 1 0 0 11001 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 944030 12497 SH DFND 1 0 0 12497 JPMORGAN CHASE & CO COM 46625H100 920684 6866 SH DFND 1 0 0 6866 SPDR SER TR PORTFOLIO AGRGTE 78464A649 909254 36182 SH DFND 1 0 0 36182 QUALCOMM INC COM 747525103 867894 7894 SH DFND 1 0 0 7894 PROCTER AND GAMBLE CO COM 742718109 867745 5725 SH DFND 1 0 0 5725 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 851351 21880 SH DFND 1 0 0 21880 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 847858 10619 SH DFND 1 0 0 10619 VERISK ANALYTICS INC COM 92345Y106 818940 4642 SH DFND 1 0 0 4642 SPDR GOLD TR GOLD SHS 78463V107 811558 4784 SH DFND 1 0 0 4784 ABBOTT LABS COM 002824100 752975 6858 SH DFND 1 0 0 6858 UNITEDHEALTH GROUP INC COM 91324P102 744380 1404 SH DFND 1 0 0 1404 MOODYS CORP COM 615369105 732488 2629 SH DFND 1 0 0 2629 ALBEMARLE CORP COM 012653101 731903 3375 SH DFND 1 0 0 3375 S&P GLOBAL INC COM 78409V104 730708 2182 SH DFND 1 0 0 2182 NETFLIX INC COM 64110L106 705353 2392 SH DFND 1 0 0 2392 MCDONALDS CORP COM 580135101 683682 2594 SH DFND 1 0 0 2594 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 678374 19836 SH DFND 1 0 0 19836 SOUTHERN CO COM 842587107 676522 9474 SH DFND 1 0 0 9474 ISHARES TR RUS MDCP VAL ETF 464287473 659326 6259 SH DFND 1 0 0 6259 ISHARES TR BLACKROCK ULTRA 46434V878 656525 13120 SH DFND 1 0 0 13120 LILLY ELI & CO COM 532457108 652897 1785 SH DFND 1 0 0 1785 EXXON MOBIL CORP COM 30231G102 641401 5815 SH DFND 1 0 0 5815 MCKESSON CORP COM 58155Q103 640705 1708 SH DFND 1 0 0 1708 LOCKHEED MARTIN CORP COM 539830109 631852 1299 SH DFND 1 0 0 1299 ONEOK INC NEW COM 682680103 603060 9179 SH DFND 1 0 0 9179 MERCK & CO INC COM 58933Y105 598505 5394 SH DFND 1 0 0 5394 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 593967 8425 SH DFND 1 0 0 8425 BROADCOM INC COM 11135F101 582613 1042 SH DFND 1 0 0 1042 SELECT SECTOR SPDR TR ENERGY 81369Y506 572513 6545 SH DFND 1 0 0 6545 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 571231 11395 SH DFND 1 0 0 11395 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 565980 7527 SH DFND 1 0 0 7527 ISHARES TR US INFRASTRUC 46435U713 556273 15341 SH DFND 1 0 0 15341 GILEAD SCIENCES INC COM 375558103 556021 6477 SH DFND 1 0 0 6477 ARES CAPITAL CORP COM 04010L103 526169 28488 SH DFND 1 0 0 28488 PEPSICO INC COM 713448108 517355 2864 SH DFND 1 0 0 2864 SPDR SER TR AEROSPACE DEF 78464A631 509311 4628 SH DFND 1 0 0 4628 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 507663 5763 SH DFND 1 0 0 5763 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 499805 8644 SH DFND 1 0 0 8644 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 492904 6861 SH DFND 1 0 0 6861 VENTAS INC COM 92276F100 464601 10313 SH DFND 1 0 0 10313 ISHARES TR CORE S&P500 ETF 464287200 451605 1175 SH DFND 1 0 0 1175 HUNTINGTON BANCSHARES INC COM 446150104 435887 30914 SH DFND 1 0 0 30914 GOLDMAN SACHS GROUP INC COM 38141G104 435793 1269 SH DFND 1 0 0 1269 GALLAGHER ARTHUR J & CO COM 363576109 429683 2279 SH DFND 1 0 0 2279 WALMART INC COM 931142103 421613 2974 SH DFND 1 0 0 2974 INTEL CORP COM 458140100 416103 15744 SH DFND 1 0 0 15744 FORD MTR CO DEL COM 345370860 400130 34405 SH DFND 1 0 0 34405 CONOCOPHILLIPS COM 20825C104 398722 3379 SH DFND 1 0 0 3379 UNITED PARCEL SERVICE INC CL B 911312106 397493 2287 SH DFND 1 0 0 2287 CISCO SYS INC COM 17275R102 394450 8280 SH DFND 1 0 0 8280 CATERPILLAR INC COM 149123101 393346 1642 SH DFND 1 0 0 1642 TARGET CORP COM 87612E106 393251 2639 SH DFND 1 0 0 2639 ISHARES TR CORE S&P SCP ETF 464287804 390295 4124 SH DFND 1 0 0 4124 DEVON ENERGY CORP NEW COM 25179M103 388436 6315 SH DFND 1 0 0 6315 SPDR SER TR PORTFLI INTRMDIT 78464A672 387650 13727 SH DFND 1 0 0 13727 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 378250 5025 SH DFND 1 0 0 5025 DUKE ENERGY CORP NEW COM NEW 26441C204 370317 3596 SH DFND 1 0 0 3596 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 367579 19923 SH DFND 1 0 0 19923 ISHARES TR TRS FLT RT BD 46434V860 365473 7250 SH DFND 1 0 0 7250 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 364573 9872 SH DFND 1 0 0 9872 SPDR SER TR NUVEEN BLMBRG SH 78468R739 360107 7665 SH DFND 1 0 0 7665 DEERE & CO COM 244199105 355833 830 SH DFND 1 0 0 830 ULTA BEAUTY INC COM 90384S303 353679 754 SH DFND 1 0 0 754 NORTHROP GRUMMAN CORP COM 666807102 352471 646 SH DFND 1 0 0 646 SCHWAB STRATEGIC TR US TIPS ETF 808524870 352220 6801 SH DFND 1 0 0 6801 SEMPRA COM 816851109 334270 2163 SH DFND 1 0 0 2163 STARBUCKS CORP COM 855244109 327378 3300 SH DFND 1 0 0 3300 AFFIRM HLDGS INC COM CL A 00827B106 325705 33682 SH DFND 1 0 0 33682 AMGEN INC COM 031162100 319633 1217 SH DFND 1 0 0 1217 ISHARES TR FLTG RATE NT ETF 46429B655 316878 6296 SH DFND 1 0 0 6296 GSK PLC SPONSORED ADR 37733W204 307051 8738 SH DFND 1 0 0 8738 ISHARES TR 20 YR TR BD ETF 464287432 304056 3054 SH DFND 1 0 0 3054 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 302291 3900 SH DFND 1 0 0 3900 THERMO FISHER SCIENTIFIC INC COM 883556102 301829 548 SH DFND 1 0 0 548 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 300805 12389 SH DFND 1 0 0 12389 COCA COLA CO COM 191216100 297297 4674 SH DFND 1 0 0 4674 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 296280 20046 SH DFND 1 0 0 20046 ACTIVISION BLIZZARD INC COM 00507V109 292416 3820 SH DFND 1 0 0 3820 CVS HEALTH CORP COM 126650100 287369 3084 SH DFND 1 0 0 3084 SIMPSON MFG INC COM 829073105 286372 3230 SH DFND 1 0 0 3230 ALTRIA GROUP INC COM 02209S103 285541 6247 SH DFND 1 0 0 6247 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 282912 2881 SH DFND 1 0 0 2881 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 278815 6817 SH DFND 1 0 0 6817 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 276534 8390 SH DFND 1 0 0 8390 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 274331 6076 SH DFND 1 0 0 6076 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 272164 5738 SH DFND 1 0 0 5738 SPDR SER TR PORTFOLIO LN TSR 78464A664 271576 9355 SH DFND 1 0 0 9355 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 268429 3456 SH DFND 1 0 0 3456 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 265413 7651 SH DFND 1 0 0 7651 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 264543 4111 SH DFND 1 0 0 4111 EMERSON ELEC CO COM 291011104 263941 2748 SH DFND 1 0 0 2748 PHILIP MORRIS INTL INC COM 718172109 263051 2599 SH DFND 1 0 0 2599 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 263012 4116 SH DFND 1 0 0 4116 CIGNA CORP NEW COM 125523100 259024 782 SH DFND 1 0 0 782 DRAFTKINGS INC NEW COM CL A 26142V105 257892 22642 SH DFND 1 0 0 22642 ARISTA NETWORKS INC COM 040413106 256898 2117 SH DFND 1 0 0 2117 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 253664 14520 SH DFND 1 0 0 14520 INTERNATIONAL BUSINESS MACHS COM 459200101 250125 1775 SH DFND 1 0 0 1775 ISHARES TR PFD AND INCM SEC 464288687 246408 8071 SH DFND 1 0 0 8071 ILLINOIS TOOL WKS INC COM 452308109 245758 1116 SH DFND 1 0 0 1116 GENERAL MTRS CO COM 37045V100 244737 7275 SH DFND 1 0 0 7275 PALO ALTO NETWORKS INC COM 697435105 241823 1733 SH DFND 1 0 0 1733 NIKE INC CL B 654106103 237296 2028 SH DFND 1 0 0 2028 CHENIERE ENERGY INC COM NEW 16411R208 235437 1570 SH DFND 1 0 0 1570 CONSTELLATION BRANDS INC CL A 21036P108 234995 1014 SH DFND 1 0 0 1014 NEXTERA ENERGY INC COM 65339F101 233393 2792 SH DFND 1 0 0 2792 LULULEMON ATHLETICA INC COM 550021109 233237 728 SH DFND 1 0 0 728 VANGUARD WORLD FDS UTILITIES ETF 92204A876 226488 1477 SH DFND 1 0 0 1477 ARCHER DANIELS MIDLAND CO COM 039483102 225254 2426 SH DFND 1 0 0 2426 ISHARES TR 0-5 YR TIPS ETF 46429B747 224365 2314 SH DFND 1 0 0 2314 LAM RESEARCH CORP COM 512807108 221918 528 SH DFND 1 0 0 528 ISHARES TR NATIONAL MUN ETF 464288414 219271 2078 SH DFND 1 0 0 2078 CONSOLIDATED EDISON INC COM 209115104 214128 2247 SH DFND 1 0 0 2247 AMERICAN EXPRESS CO COM 025816109 211502 1431 SH DFND 1 0 0 1431 MARATHON PETE CORP COM 56585A102 206010 1770 SH DFND 1 0 0 1770 MGM RESORTS INTERNATIONAL COM 552953101 205908 6141 SH DFND 1 0 0 6141 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 204901 11308 SH DFND 1 0 0 11308 ISHARES TR 1 3 YR TREAS BD 464287457 202881 2499 SH DFND 1 0 0 2499 BRISTOL-MYERS SQUIBB CO COM 110122108 201964 2807 SH DFND 1 0 0 2807 HONEYWELL INTL INC COM 438516106 201846 942 SH DFND 1 0 0 942 QUEST DIAGNOSTICS INC COM 74834L100 201495 1288 SH DFND 1 0 0 1288 SPDR SER TR BLOOMBERG EMERGI 78464A391 200604 9757 SH DFND 1 0 0 9757 KINDER MORGAN INC DEL COM 49456B101 197873 10944 SH DFND 1 0 0 10944 MEDICAL PPTYS TRUST INC COM 58463J304 128932 11574 SH DFND 1 0 0 11574 RITHM CAPITAL CORP COM NEW 64828T201 121331 14851 SH DFND 1 0 0 14851 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2812266 6 SH SOLE 0 0 6 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2520256 42400 SH SOLE 0 0 42400 UBIQUITI INC COM 90353W103 1595777 5834 SH SOLE 0 0 5834 STRATEGY SHS NS 7HANDL IDX 86280R506 1463424 74741 SH SOLE 0 0 74741 SOUTHERN COPPER CORP COM 84265V105 1348140 22324 SH SOLE 0 0 22324 BNY MELLON ETF TRUST HIGH YIELD BETA 09661T800 1047242 22743 SH SOLE 0 0 22743 PROSHARES TR PSHS SH MSCI EAF 74347R370 1007660 50383 SH SOLE 0 0 50383 ISHARES TR S&P 500 VAL ETF 464287408 987285 6806 SH SOLE 0 0 6806 OMEGA FLEX INC COM 682095104 860504 9221 SH SOLE 0 0 9221 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 806567 24091 SH SOLE 0 0 24091 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 726252 69498 SH SOLE 0 0 69498 INNOVATOR ETFS TR US EQT ULTRA BF 45782C672 695889 26647 SH SOLE 0 0 26647 SPDR SER TR S&P BIOTECH 78464A870 646155 7785 SH SOLE 0 0 7785 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 635431 7400 SH SOLE 0 0 7400 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 633497 5837 SH SOLE 0 0 5837 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 601331 22442 SH SOLE 0 0 22442 GABELLI UTIL TR COM 36240A101 599223 79790 SH SOLE 0 0 79790 LITHIUM AMERS CORP NEW COM NEW 53680Q207 583433 30788 SH SOLE 0 0 30788 CAMECO CORP COM 13321L108 558201 24623 SH SOLE 0 0 24623 AMBARELLA INC SHS G037AX101 516158 6277 SH SOLE 0 0 6277 MAIN STR CAP CORP COM 56035L104 505919 13692 SH SOLE 0 0 13692 FIRST TR MORNINGSTAR DIVID L SHS 336917109 458974 12554 SH SOLE 0 0 12554 INNOVATOR ETFS TR US EQT ULTRA BF 45782C839 430205 16704 SH SOLE 0 0 16704 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 426154 4100 SH SOLE 0 0 4100 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 419283 9540 SH SOLE 0 0 9540 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 409119 1164 SH SOLE 0 0 1164 PG&E CORP COM 69331C108 397183 24427 SH SOLE 0 0 24427 ISHARES TR CORE DIV GRWTH 46434V621 340398 6808 SH SOLE 0 0 6808 INNOVATOR ETFS TR GRWT ACLRTD PLUS 45783Y871 315857 16129 SH SOLE 0 0 16129 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 296869 4015 SH SOLE 0 0 4015 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 294089 5018 SH SOLE 0 0 5018 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 293897 4452 SH SOLE 0 0 4452 CLOUDFLARE INC CL A COM 18915M107 293865 6500 SH SOLE 0 0 6500 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 278041 3116 SH SOLE 0 0 3116 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 253902 920 SH SOLE 0 0 920 WYNN RESORTS LTD COM 983134107 252771 3065 SH SOLE 0 0 3065 MOSAIC CO NEW COM 61945C103 250236 5704 SH SOLE 0 0 5704 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 244860 5260 SH SOLE 0 0 5260 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 232034 4810 SH SOLE 0 0 4810 VANGUARD INDEX FDS SMALL CP ETF 922908751 216944 1182 SH SOLE 0 0 1182 BLACKROCK CORPOR HI YLD FD I COM 09255P107 213422 24419 SH SOLE 0 0 24419 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 206041 1595 SH SOLE 0 0 1595 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 198652 12486 SH SOLE 0 0 12486 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 140002 12545 SH SOLE 0 0 12545 CBRE GBL REAL ESTATE INC FD COM 12504G100 123602 21571 SH SOLE 0 0 21571 LOOP INDS INC COM 543518104 122607 51300 SH SOLE 0 0 51300 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 118479 13634 SH SOLE 0 0 13634 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 112421 48000 PRN SOLE 0 0 48000 FIRST MAJESTIC SILVER CORP COM 32076V103 91740 11000 SH SOLE 0 0 11000 EQT CORP NOTE 1.750% 5/0 26884LAK5 73706 32000 PRN SOLE 0 0 32000 LUMEN TECHNOLOGIES INC COM 550241103 72448 13879 SH SOLE 0 0 13879 GLOBAL SELF STORAGE INC COM 37955N106 61425 12587 SH SOLE 0 0 12587 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 56865 53000 PRN SOLE 0 0 53000 NICE LTD NOTE 9/1 653656AB4 56673 60000 PRN SOLE 0 0 60000 CANOPY GROWTH CORP COM 138035100 51086 22115 SH SOLE 0 0 22115 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 49374 36000 PRN SOLE 0 0 36000 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 42528 35000 PRN SOLE 0 0 35000 DEXCOM INC NOTE 0.250%11/1 252131AK3 41262 38000 PRN SOLE 0 0 38000 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 41043 38000 PRN SOLE 0 0 38000 INVESCO SR INCOME TR COM 46131H107 40215 10500 SH SOLE 0 0 10500 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 40209 64000 PRN SOLE 0 0 64000 VAIL RESORTS INC NOTE 1/0 91879QAN9 39836 43000 PRN SOLE 0 0 43000 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 38761 31000 PRN SOLE 0 0 31000 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 38461 37000 PRN SOLE 0 0 37000 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 38265 30000 PRN SOLE 0 0 30000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 36905 38000 PRN SOLE 0 0 38000 FORD MTR CO DEL NOTE 3/1 345370CZ1 36704 39000 PRN SOLE 0 0 39000 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 36415 44000 PRN SOLE 0 0 44000 ETSY INC NOTE 0.125%10/0 29786AAJ5 35493 23000 PRN SOLE 0 0 23000 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 34405 30000 PRN SOLE 0 0 30000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 34404 35000 PRN SOLE 0 0 35000 CONMED CORP NOTE 2.625% 2/0 207410AF8 33993 30000 PRN SOLE 0 0 30000 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 33881 23000 PRN SOLE 0 0 23000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 33649 35000 PRN SOLE 0 0 35000 CABLE ONE INC NOTE 1.125% 3/1 12685JAG0 33200 45000 PRN SOLE 0 0 45000 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 33124 38000 PRN SOLE 0 0 38000 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 32615 38000 PRN SOLE 0 0 38000 RINGCENTRAL INC NOTE 3/0 76680RAF4 32018 37000 PRN SOLE 0 0 37000 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 31103 38000 PRN SOLE 0 0 38000 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 30898 31000 PRN SOLE 0 0 31000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 30863 25000 PRN SOLE 0 0 25000 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 29941 39000 PRN SOLE 0 0 39000 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 29653 30000 PRN SOLE 0 0 30000 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 29531 31000 PRN SOLE 0 0 31000 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 29310 30000 PRN SOLE 0 0 30000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 27492 26000 PRN SOLE 0 0 26000 EZCORP INC NOTE 2.375% 5/0 302301AE6 26611 30000 PRN SOLE 0 0 30000 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 25358 32000 PRN SOLE 0 0 32000 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 21730 25000 PRN SOLE 0 0 25000 WESTERN ASSET MORTGAGE CAPIT NOTE 6.750% 9/1 95790DAD7 21600 25000 PRN SOLE 0 0 25000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 21588 23000 PRN SOLE 0 0 23000 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 20579 21000 PRN SOLE 0 0 21000 BLOCK INC NOTE 0.125% 3/0 852234AF0 20098 21000 PRN SOLE 0 0 21000 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 19407 20000 PRN SOLE 0 0 20000 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 19024 20000 PRN SOLE 0 0 20000 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 18591 23000 PRN SOLE 0 0 23000 IONIS PHARMACEUTICALS INC NOTE 4/0 462222AD2 18557 20000 PRN SOLE 0 0 20000 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 17900 20000 PRN SOLE 0 0 20000 ONCTERNAL THERAPEUTICS INC COM 68236P107 17500 17500 SH SOLE 0 0 17500 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 16632 27000 PRN SOLE 0 0 27000 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 16289 16000 PRN SOLE 0 0 16000 OMEROS CORP NOTE 6.250%11/1 682143AE2 14175 15000 PRN SOLE 0 0 15000 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 12546 14000 PRN SOLE 0 0 14000 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 12000 20000 PRN SOLE 0 0 20000 SNAP INC NOTE 0.750% 8/0 83304AAB2 11849 14000 PRN SOLE 0 0 14000 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 9650 10000 PRN SOLE 0 0 10000 IRONNET INC COM 46323Q105 7038 30600 SH SOLE 0 0 30600 DERMTECH INC Call 24984K905 1264 10400 SH SOLE 0 0 10400