PRESIDENT

0001929008-23-000001.txt : 20230104 0001929008-23-000001.hdr.sgml : 20230104 20230104172110 ACCESSION NUMBER: 0001929008-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 EFFECTIVENESS DATE: 20230104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balboa Wealth Partners CENTRAL INDEX KEY: 0001929008 IRS NUMBER: 810694237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22715 FILM NUMBER: 23508011 BUSINESS ADDRESS: STREET 1: 140 NEWPORT CENTER DR STREET 2: SUITE 200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494451465 MAIL ADDRESS: STREET 1: 140 NEWPORT CENTER DR STREET 2: SUITE 200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001929008 XXXXXXXX 09-30-2022 09-30-2022 Balboa Wealth Partners

140 NEWPORT CENTER DR SUITE 200 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22715 N JEFFREY GILBERT PRESIDENT 949-445-1465 JEFFREY GILBERT Newport Beach CA 01-04-2023 1 259 227380 false 1 Axxcess Wealth Management, LLC INFORMATION TABLE 2 balboaq3202213f.xml TESLA INC COM 88160R101 38467 145023 SH SOLE 1 0 0 145023 MICROSOFT CORP COM 594918104 14432 61968 SH SOLE 1 0 0 61968 APPLE INC COM 037833100 14256 103155 SH SOLE 1 0 0 103155 AMAZON COM INC COM 023135106 6177 54660 SH SOLE 1 0 0 54660 NVIDIA CORPORATION COM 67066G104 6052 49856 SH SOLE 1 0 0 49856 ADVANCED MICRO DEVICES INC COM 007903107 6004 94762 SH SOLE 1 0 0 94762 SPDR S&P 500 ETF TR TR UNIT 78462F103 5280 14784 SH SOLE 1 0 0 14784 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 5255 88584 SH SOLE 0 0 88584 ALPHABET INC CAP STK CL C 02079K107 4584 47680 SH SOLE 1 0 0 47680 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3844 9571 SH SOLE 0 0 9571 UBIQUITI INC COM 90353W103 2889 9840 SH SOLE 0 0 9840 VISA INC COM CL A 92826C839 2760 15536 SH SOLE 1 0 0 15536 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2532 36932 SH SOLE 1 0 0 36932 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2439 6 SH SOLE 0 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2387 8939 SH SOLE 1 0 0 8939 MASTERCARD INCORPORATED CL A 57636Q104 2229 7838 SH SOLE 1 0 0 7838 META PLATFORMS INC CL A 30303M102 2105 15518 SH SOLE 1 0 0 15518 PROSHARES TR SHORT S&P 500 NE 74347B425 2001 115816 SH SOLE 1 0 0 115816 MSCI INC COM 55354G100 1988 4712 SH SOLE 1 0 0 4712 COSTCO WHSL CORP NEW COM 22160K105 1887 3997 SH SOLE 1 0 0 3997 REGENERON PHARMACEUTICALS COM 75886F107 1794 2604 SH SOLE 0 0 2604 ADOBE SYSTEMS INCORPORATED COM 00724F101 1762 6401 SH SOLE 1 0 0 6401 BOEING CO COM 097023105 1757 14509 SH SOLE 0 0 14509 INVESCO QQQ TR UNIT SER 1 46090E103 1652 6181 SH SOLE 0 0 6181 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1643 32063 SH SOLE 0 0 32063 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1590 17359 SH SOLE 1 0 0 17359 VERISK ANALYTICS INC COM 92345Y106 1585 9295 SH SOLE 0 0 9295 INTUITIVE SURGICAL INC COM NEW 46120E602 1462 7801 SH SOLE 1 0 0 7801 CHEVRON CORP NEW COM 166764100 1404 9774 SH SOLE 1 0 0 9774 STRATEGY SHS NS 7HANDL IDX 86280R506 1375 71637 SH SOLE 0 0 71637 GILEAD SCIENCES INC COM 375558103 1361 22057 SH SOLE 1 0 0 22057 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1308 11010 SH SOLE 0 0 11010 AT&T INC COM 00206R102 1283 83666 SH SOLE 1 0 0 83666 VERIZON COMMUNICATIONS INC COM 92343V104 1259 33158 SH SOLE 1 0 0 33158 SCHWAB CHARLES CORP COM 808513105 1251 17408 SH SOLE 0 0 17408 JOHNSON & JOHNSON COM 478160104 1234 7553 SH SOLE 1 0 0 7553 S&P GLOBAL INC COM 78409V104 1209 3959 SH SOLE 1 0 0 3959 PROSHARES TR PSHS SH MSCI EAF 74347R370 1201 50719 SH SOLE 0 0 50719 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1181 12451 SH SOLE 1 0 0 12451 DISNEY WALT CO COM 254687106 1143 12114 SH SOLE 1 0 0 12114 ALPHABET INC CAP STK CL A 02079K305 1132 11833 SH SOLE 1 0 0 11833 MOODYS CORP COM 615369105 1107 4552 SH SOLE 1 0 0 4552 PFIZER INC COM 717081103 1091 24935 SH SOLE 1 0 0 24935 ABBVIE INC COM 00287Y109 1073 7998 SH SOLE 1 0 0 7998 TEXAS INSTRS INC COM 882508104 1059 6845 SH SOLE 1 0 0 6845 ASML HOLDING N V N Y REGISTRY SHS N07059210 1050 2527 SH SOLE 1 0 0 2527 HOME DEPOT INC COM 437076102 1017 3687 SH SOLE 1 0 0 3687 SOUTHERN COPPER CORP COM 84265V105 1011 22557 SH SOLE 0 0 22557 ILLUMINA INC COM 452327109 986 5169 SH SOLE 0 0 5169 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 945 14167 SH SOLE 0 0 14167 RAYTHEON TECHNOLOGIES CORP COM 75513E101 898 10968 SH SOLE 1 0 0 10968 QUALCOMM INC COM 747525103 884 7828 SH SOLE 1 0 0 7828 UNIVERSAL DISPLAY CORP COM 91347P105 856 9070 SH SOLE 0 0 9070 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 844 6965 SH SOLE 0 0 6965 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 843 27770 SH SOLE 0 0 27770 BP PLC SPONSORED ADR 055622104 817 28611 SH SOLE 0 0 28611 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 802 12072 SH SOLE 1 0 0 12072 LITHIUM AMERS CORP NEW COM NEW 53680Q207 800 30488 SH SOLE 0 0 30488 JPMORGAN CHASE & CO COM 46625H100 783 7497 SH SOLE 1 0 0 7497 EXXON MOBIL CORP COM 30231G102 779 8924 SH SOLE 1 0 0 8924 ALBEMARLE CORP COM 012653101 767 2900 SH SOLE 0 0 2900 SPDR GOLD TR GOLD SHS 78463V107 764 4939 SH SOLE 1 0 0 4939 ABBOTT LABS COM 002824100 742 7666 SH SOLE 1 0 0 7666 PROCTER AND GAMBLE CO COM 742718109 722 5722 SH SOLE 1 0 0 5722 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 713 24091 SH SOLE 0 0 24091 OMEGA FLEX INC COM 682095104 700 7555 SH SOLE 0 0 7555 SOUTHERN CO COM 842587107 694 10200 SH SOLE 1 0 0 10200 INNOVATOR ETFS TR US EQT ULTRA BF 45782C672 674 26647 SH SOLE 0 0 26647 NETFLIX INC COM 64110L106 664 2822 SH SOLE 1 0 0 2822 ISHARES TR BLACKROCK ULTRA 46434V878 650 13000 SH SOLE 0 0 13000 GABELLI UTIL TR COM 36240A101 649 94040 SH SOLE 0 0 94040 AFFIRM HLDGS INC COM CL A 00827B106 629 33541 SH SOLE 0 0 33541 SPDR SER TR S&P BIOTECH 78464A870 628 7915 SH SOLE 0 0 7915 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 621 6839 SH SOLE 1 0 0 6839 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 607 23524 SH SOLE 1 0 0 23524 ISHARES TR RUSSELL 2000 ETF 464287655 605 3669 SH SOLE 1 0 0 3669 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 593 2063 SH SOLE 0 0 2063 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 584 22442 SH SOLE 0 0 22442 BROADCOM INC COM 11135F101 567 1277 SH SOLE 1 0 0 1277 INTEL CORP COM 458140100 560 21745 SH SOLE 1 0 0 21745 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 556 7481 SH SOLE 1 0 0 7481 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 549 8376 SH SOLE 1 0 0 8376 WALMART INC COM 931142103 547 4220 SH SOLE 1 0 0 4220 ONEOK INC NEW COM 682680103 538 10495 SH SOLE 0 0 10495 LOCKHEED MARTIN CORP COM 539830109 523 1354 SH SOLE 1 0 0 1354 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 516 14363 SH SOLE 1 0 0 14363 MCDONALDS CORP COM 580135101 510 2210 SH SOLE 1 0 0 2210 UNITEDHEALTH GROUP INC COM 91324P102 507 1003 SH SOLE 1 0 0 1003 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 497 19461 SH SOLE 1 0 0 19461 SELECT SECTOR SPDR TR ENERGY 81369Y506 493 6848 SH SOLE 1 0 0 6848 ISHARES TR RUS 1000 VAL ETF 464287598 492 3615 SH SOLE 1 0 0 3615 PEPSICO INC COM 713448108 488 2986 SH SOLE 1 0 0 2986 MICRON TECHNOLOGY INC COM 595112103 484 9664 SH SOLE 0 0 9664 CAMECO CORP COM 13321L108 467 17600 SH SOLE 0 0 17600 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 466 51331 SH SOLE 0 0 51331 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 456 6398 SH SOLE 0 0 6398 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 445 3123 SH SOLE 0 0 3123 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 439 7588 SH SOLE 1 0 0 7588 SPDR SER TR PORTFLI INTRMDIT 78464A672 435 15480 SH SOLE 1 0 0 15480 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 430 8568 SH SOLE 0 0 8568 MAIN STR CAP CORP COM 56035L104 429 12749 SH SOLE 0 0 12749 VENTAS INC COM 92276F100 426 10616 SH SOLE 0 0 10616 ISHARES TR CORE S&P500 ETF 464287200 420 1172 SH SOLE 0 0 1172 BLACKROCK CORPOR HI YLD FD I COM 09255P107 411 48119 SH SOLE 0 0 48119 HUNTINGTON BANCSHARES INC COM 446150104 407 30850 SH SOLE 1 0 0 30850 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 395 5803 SH SOLE 0 0 5803 FORD MTR CO DEL COM 345370860 392 34984 SH SOLE 1 0 0 34984 GALLAGHER ARTHUR J & CO COM 363576109 391 2286 SH SOLE 1 0 0 2286 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 389 4869 SH SOLE 1 0 0 4869 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 384 17485 SH SOLE 0 0 17485 UNITED PARCEL SERVICE INC CL B 911312106 379 2348 SH SOLE 1 0 0 2348 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 375 5018 SH SOLE 1 0 0 5018 CISCO SYS INC COM 17275R102 375 9380 SH SOLE 1 0 0 9380 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 372 9540 SH SOLE 0 0 9540 GOLDMAN SACHS GROUP INC COM 38141G104 372 1268 SH SOLE 0 0 1268 SPDR SER TR AEROSPACE DEF 78464A631 369 4025 SH SOLE 0 0 4025 ISHARES TR CORE S&P SCP ETF 464287804 358 4104 SH SOLE 0 0 4104 LILLY ELI & CO COM 532457108 357 1103 SH SOLE 1 0 0 1103 SEMPRA COM 816851109 356 2374 SH SOLE 0 0 2374 INTERNATIONAL BUSINESS MACHS COM 459200101 354 2977 SH SOLE 1 0 0 2977 DRAFTKINGS INC NEW COM CL A 26142V105 349 23042 SH SOLE 0 0 23042 SCHWAB STRATEGIC TR US TIPS ETF 808524870 348 6727 SH SOLE 1 0 0 6727 ARES CAPITAL CORP COM 04010L103 337 19962 SH SOLE 1 0 0 19962 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 337 5100 SH SOLE 0 0 5100 PG&E CORP COM 69331C108 329 26303 SH SOLE 0 0 26303 ISHARES TR FLTG RATE NT ETF 46429B655 328 6517 SH SOLE 1 0 0 6517 MERCK & CO INC COM 58933Y105 328 3811 SH SOLE 1 0 0 3811 CVS HEALTH CORP COM 126650100 322 3380 SH SOLE 1 0 0 3380 AMBARELLA INC SHS G037AX101 310 5527 SH SOLE 0 0 5527 CIGNA CORP NEW COM 125523100 309 1113 SH SOLE 0 0 1113 ISHARES TR RUS 1000 GRW ETF 464287614 308 1462 SH SOLE 1 0 0 1462 ULTA BEAUTY INC COM 90384S303 308 767 SH SOLE 0 0 767 MCKESSON CORP COM 58155Q103 306 899 SH SOLE 0 0 899 THERMO FISHER SCIENTIFIC INC COM 883556102 305 602 SH SOLE 1 0 0 602 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 305 13736 SH SOLE 0 0 13736 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 302 8729 SH SOLE 1 0 0 8729 ISHARES TR CORE DIV GRWTH 46434V621 298 6701 SH SOLE 0 0 6701 ISHARES TR S&P 500 GRWT ETF 464287309 297 5139 SH SOLE 0 0 5139 STARBUCKS CORP COM 855244109 297 3529 SH SOLE 0 0 3529 TARGET CORP COM 87612E106 293 1973 SH SOLE 0 0 1973 INNOVATOR ETFS TR GRWT ACLRTD PLUS 45783Y871 292 15163 SH SOLE 0 0 15163 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 290 882 SH SOLE 0 0 882 NORTHROP GRUMMAN CORP COM 666807102 289 614 SH SOLE 0 0 614 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 288 3800 SH SOLE 1 0 0 3800 ISHARES TR US INFRASTRUC 46435U713 283 8788 SH SOLE 0 0 8788 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 282 12361 SH SOLE 0 0 12361 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 277 17106 SH SOLE 1 0 0 17106 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 275 5753 SH SOLE 1 0 0 5753 ARISTA NETWORKS INC COM 040413106 269 2380 SH SOLE 1 0 0 2380 ISHARES TR S&P 500 VAL ETF 464287408 269 2094 SH SOLE 0 0 2094 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 269 4015 SH SOLE 0 0 4015 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 269 12723 SH SOLE 0 0 12723 ISHARES TR 1 3 YR TREAS BD 464287457 267 3294 SH SOLE 1 0 0 3294 ISHARES TR U.S. REAL ES ETF 464287739 267 3284 SH SOLE 0 0 3284 PALO ALTO NETWORKS INC COM 697435105 266 1626 SH SOLE 1 0 0 1626 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 266 6275 SH SOLE 1 0 0 6275 COCA COLA CO COM 191216100 262 4670 SH SOLE 1 0 0 4670 ILLINOIS TOOL WKS INC COM 452308109 260 1441 SH SOLE 0 0 1441 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 258 12380 SH SOLE 0 0 12380 GSK PLC SPONSORED ADR 37733W204 256 8701 SH SOLE 1 0 0 8701 ISHARES TR 20 YR TR BD ETF 464287432 255 2491 SH SOLE 1 0 0 2491 DOW INC COM 260557103 254 5787 SH SOLE 1 0 0 5787 ISHARES TR NATIONAL MUN ETF 464288414 253 2462 SH SOLE 1 0 0 2462 DEVON ENERGY CORP NEW COM 25179M103 253 4214 SH SOLE 1 0 0 4214 DUKE ENERGY CORP NEW COM NEW 26441C204 251 2695 SH SOLE 0 0 2695 SIMPSON MFG INC COM 829073105 249 3174 SH SOLE 0 0 3174 GENERAL MTRS CO COM 37045V100 248 7737 SH SOLE 1 0 0 7737 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 247 15507 SH SOLE 0 0 15507 NEXTERA ENERGY INC COM 65339F101 245 3124 SH SOLE 1 0 0 3124 CONSTELLATION BRANDS INC CL A 21036P108 244 1063 SH SOLE 1 0 0 1063 ISHARES TR PFD AND INCM SEC 464288687 240 7571 SH SOLE 1 0 0 7571 VANGUARD INDEX FDS SMALL CP ETF 922908751 240 1404 SH SOLE 0 0 1404 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 239 13708 SH SOLE 0 0 13708 ALTRIA GROUP INC COM 02209S103 238 5884 SH SOLE 1 0 0 5884 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 238 4111 SH SOLE 1 0 0 4111 SPDR SER TR PORTFOLIO AGRGTE 78464A649 234 9381 SH SOLE 1 0 0 9381 INNOVATOR ETFS TR US EQT ULTRA BF 45782C839 230 9275 SH SOLE 0 0 9275 SPDR SER TR NUVEEN BLMBRG SH 78468R739 228 4956 SH SOLE 0 0 4956 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 227 4710 SH SOLE 0 0 4710 WYNN RESORTS LTD COM 983134107 225 3565 SH SOLE 0 0 3565 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 223 827 SH SOLE 0 0 827 ISHARES TR 0-5 YR TIPS ETF 46429B747 222 2314 SH SOLE 0 0 2314 SPDR SER TR PORTFOLIO LN TSR 78464A664 222 7506 SH SOLE 1 0 0 7506 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 219 5347 SH SOLE 0 0 5347 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 218 5340 SH SOLE 1 0 0 5340 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 213 13596 SH SOLE 0 0 13596 PHILIP MORRIS INTL INC COM 718172109 212 2559 SH SOLE 1 0 0 2559 DEERE & CO COM 244199105 211 631 SH SOLE 0 0 631 CATERPILLAR INC COM 149123101 210 1281 SH SOLE 0 0 1281 PROSHARES TR PSHS ULT S&P 500 74347R107 206 5192 SH SOLE 0 0 5192 VANGUARD WORLD FDS UTILITIES ETF 92204A876 202 1423 SH SOLE 0 0 1423 WARNER BROS DISCOVERY INC COM SER A 934423104 166 14476 SH SOLE 0 0 14476 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 157 12545 SH SOLE 0 0 12545 LOOP INDS INC COM 543518104 127 29308 SH SOLE 0 0 29308 CBRE GBL REAL ESTATE INC FD COM 12504G100 124 21571 SH SOLE 0 0 21571 GLOBAL SELF STORAGE INC COM 37955N106 111 18905 SH SOLE 0 0 18905 RITHM CAPITAL CORP COM NEW 64828T201 107 14615 SH SOLE 0 0 14615 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 107 49000 PRN SOLE 0 0 49000 LUMEN TECHNOLOGIES INC COM 550241103 105 14489 SH SOLE 0 0 14489 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 99 13224 SH SOLE 0 0 13224 EQT CORP NOTE 1.750% 5/0 26884LAK5 88 32000 PRN SOLE 0 0 32000 FIRST MAJESTIC SILVER CORP COM 32076V103 84 11000 SH SOLE 0 0 11000 CANOPY GROWTH CORP COM 138035100 64 23485 SH SOLE 0 0 23485 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 57 56000 PRN SOLE 0 0 56000 NICE LTD NOTE 9/1 653656AB4 57 62000 PRN SOLE 0 0 62000 NOKIA CORP SPONSORED ADR 654902204 47 10917 SH SOLE 1 0 0 10917 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 45 66000 PRN SOLE 0 0 66000 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 41 36000 PRN SOLE 0 0 36000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 40 37000 PRN SOLE 0 0 37000 VAIL RESORTS INC NOTE 1/0 91879QAN9 40 45000 PRN SOLE 0 0 45000 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 39 38000 PRN SOLE 0 0 38000 INVESCO SR INCOME TR COM 46131H107 39 10500 SH SOLE 0 0 10500 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 39 23000 PRN SOLE 0 0 23000 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 38 38000 PRN SOLE 0 0 38000 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 38 32000 PRN SOLE 0 0 32000 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 36 47000 PRN SOLE 0 0 47000 FORD MTR CO DEL NOTE 3/1 345370CZ1 36 39000 PRN SOLE 0 0 39000 DEXCOM INC NOTE 0.250%11/1 252131AK3 35 38000 PRN SOLE 0 0 38000 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 35 37000 PRN SOLE 0 0 37000 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 35 38000 PRN SOLE 0 0 38000 CABLE ONE INC NOTE 1.125% 3/1 12685JAG0 34 47000 PRN SOLE 0 0 47000 CONMED CORP NOTE 2.625% 2/0 207410AF8 34 31000 PRN SOLE 0 0 31000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 34 39000 PRN SOLE 0 0 39000 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 34 39000 PRN SOLE 0 0 39000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 34 37000 PRN SOLE 0 0 37000 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 33 38000 PRN SOLE 0 0 38000 ETSY INC NOTE 0.125%10/0 29786AAJ5 31 23000 PRN SOLE 0 0 23000 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 31 32000 PRN SOLE 0 0 32000 RINGCENTRAL INC NOTE 3/0 76680RAF4 31 37000 PRN SOLE 0 0 37000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 30 25000 PRN SOLE 0 0 25000 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 30 31000 PRN SOLE 0 0 31000 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 29 30000 PRN SOLE 0 0 30000 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 29 30000 PRN SOLE 0 0 30000 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 29 31000 PRN SOLE 0 0 31000 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 28 39000 PRN SOLE 0 0 39000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 26 26000 PRN SOLE 0 0 26000 EZCORP INC NOTE 2.375% 5/0 302301AE6 26 30000 PRN SOLE 0 0 30000 WESTERN ASSET MORTGAGE CAPIT NOTE 6.750% 9/1 95790DAD7 26 30000 PRN SOLE 0 0 30000 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 22 25000 PRN SOLE 0 0 25000 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 21 33000 PRN SOLE 0 0 33000 IRONNET INC COM 46323Q105 21 30600 SH SOLE 0 0 30600 SPLUNK INC NOTE 1.125% 9/1 848637AD6 21 24000 PRN SOLE 0 0 24000 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 20 21000 PRN SOLE 0 0 21000 IONIS PHARMACEUTICALS INC NOTE 4/0 462222AD2 20 20000 PRN SOLE 0 0 20000 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 20 24000 PRN SOLE 0 0 24000 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 20 20000 PRN SOLE 0 0 20000 BLOCK INC NOTE 0.125% 3/0 852234AF0 19 21000 PRN SOLE 0 0 21000 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 19 17000 PRN SOLE 0 0 17000 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 18 20000 PRN SOLE 0 0 20000 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 17 27000 PRN SOLE 0 0 27000 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 17 20000 PRN SOLE 0 0 20000 ONCTERNAL THERAPEUTICS INC COM 68236P107 16 17500 SH SOLE 0 0 17500 WEIBO CORP NOTE 1.250%11/1 948596AC5 15 15000 PRN SOLE 0 0 15000 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 13 15000 PRN SOLE 0 0 15000 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 13 20000 PRN SOLE 0 0 20000 OMEROS CORP NOTE 6.250%11/1 682143AE2 13 15000 PRN SOLE 0 0 15000 SNAP INC NOTE 0.750% 8/0 83304AAB2 13 15000 PRN SOLE 0 0 15000 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 10 10000 PRN SOLE 0 0 10000 BLACKROCK CORPOR HI YLD FD I RIGHT 10/13/2022 09255L114 0 48119 SH SOLE 0 0 48119