Chief Compliance Officer

0001951757-24-000019.txt : 20240112 0001951757-24-000019.hdr.sgml : 20240112 20240112112940 ACCESSION NUMBER: 0001951757-24-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 EFFECTIVENESS DATE: 20240112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Asset Management, LLC CENTRAL INDEX KEY: 0001926596 ORGANIZATION NAME: IRS NUMBER: 273376835 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22459 FILM NUMBER: 24531136 BUSINESS ADDRESS: STREET 1: 77 CENTRAL STREET STREET 2: 2ND FLOOR CITY: WELLESLEY STATE: MA ZIP: 02482 BUSINESS PHONE: (781) 431-2220 MAIL ADDRESS: STREET 1: 77 CENTRAL STREET STREET 2: 2ND FLOOR CITY: WELLESLEY STATE: MA ZIP: 02482 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001926596 XXXXXXXX 12-31-2023 12-31-2023 Empirical Asset Management, LLC

77 CENTRAL STREET 2ND FLOOR WELLESLEY MA 02482

13F HOLDINGS REPORT 028-22459 N Mark Fiskio Chief Compliance Officer (781) 431-2220 Mark Fiskio Wellesley MA 01-12-2024 0 176 122574432 false INFORMATION TABLE 2 F_13F_EAM_Q42023.xml AMAZON COM INC COM 023135106 477851 3145 SH SOLE 3145 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 351853 1828 SH SOLE 1828 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 203491 7936 SH SOLE 7936 0 0 CECO ENVIRONMENTAL CORP COM 125141101 432897 21346 SH SOLE 21346 0 0 EBAY INC. COM 278642103 708951 16253 SH SOLE 16253 0 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 296915 10396 SH SOLE 10396 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 609030 2525 SH SOLE 2525 0 0 VULCAN MATLS CO COM 929160109 273074 1203 SH SOLE 1203 0 0 JOHNSON & JOHNSON COM 478160104 433024 2763 SH SOLE 2763 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 219055 3177 SH SOLE 3177 0 0 VERINT SYS INC COM 92343X100 210429 7785 SH SOLE 7785 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1402194 35002 SH SOLE 35002 0 0 PROCTER AND GAMBLE CO COM 742718109 499069 3406 SH SOLE 3406 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 422090 16019 SH SOLE 16019 0 0 MARRIOTT INTL INC NEW CL A 571903202 241542 1071 SH SOLE 1071 0 0 BIOGEN INC COM 09062X103 340258 1315 SH SOLE 1315 0 0 STATE STR CORP COM 857477103 321345 4149 SH SOLE 4149 0 0 PAYCHEX INC COM 704326107 442782 3717 SH SOLE 3717 0 0 ISHARES SILVER TR ISHARES 46428Q109 1993611 91534 SH SOLE 91534 0 0 PROLOGIS INC. COM 74340W103 561370 4211 SH SOLE 4211 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2105250 4429 SH SOLE 4429 0 0 FIDELITY COVINGTON TRUST VLU FACTOR ETF 316092782 462584 8728 SH SOLE 8728 0 0 MASTERCARD INCORPORATED CL A 57636Q104 778764 1826 SH SOLE 1826 0 0 STEEL DYNAMICS INC COM 858119100 359500 3044 SH SOLE 3044 0 0 NORDSON CORP COM 655663102 431666 1634 SH SOLE 1634 0 0 SMUCKER J M CO COM NEW 832696405 602714 4769 SH SOLE 4769 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1605704 53346 SH SOLE 53346 0 0 PACER FDS TR US CASH COWS 100 69374H881 1498185 28817 SH SOLE 28817 0 0 ALPS ETF TR OSHARES US SMLCP 00162Q395 931475 23774 SH SOLE 23774 0 0 PEPSICO INC COM 713448108 598437 3524 SH SOLE 3524 0 0 ISHARES TR INTL TREA BD ETF 464288117 870864 21071 SH SOLE 21071 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 690919 8422 SH SOLE 8422 0 0 J P MORGAN EXCHANGE TRADED F DIVERSFED RTRN 46641Q886 1127512 12272 SH SOLE 12272 0 0 INDEXIQ ETF TR IQ U.S. SMALL CA 45409B396 912491 25312 SH SOLE 25312 0 0 HOME DEPOT INC COM 437076102 1764599 5092 SH SOLE 5092 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 969387 4161 SH SOLE 4161 0 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 4023369 203818 SH SOLE 203818 0 0 DUPONT DE NEMOURS INC COM 26614N102 496710 6457 SH SOLE 6457 0 0 PACER FDS TR DEVELOPED MRKT 69374H873 2191759 70159 SH SOLE 70159 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 345587 2534 SH SOLE 2534 0 0 SPDR GOLD TR GOLD SHS 78463V107 937501 4904 SH SOLE 4904 0 0 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 1433727 51563 SH SOLE 51563 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 706205 3107 SH SOLE 3107 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 310295 5502 SH SOLE 5502 0 0 AON PLC SHS CL A G0403H108 780528 2682 SH SOLE 2682 0 0 SMITH A O CORP COM 831865209 843682 10234 SH SOLE 10234 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 257558 2581 SH SOLE 2581 0 0 ISHARES TR CORE S&P SCP ETF 464287804 224385 2073 SH SOLE 2073 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 283901 796 SH SOLE 796 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 226093 9120 SH SOLE 9120 0 0 ADOBE INC COM 00724F101 391966 657 SH SOLE 657 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 310146 4378 SH SOLE 4378 0 0 ALPHABET INC CAP STK CL A 02079K305 831994 5956 SH SOLE 5956 0 0 COMCAST CORP NEW CL A 20030N101 221016 5040 SH SOLE 5040 0 0 VICTORY PORTFOLIOS II VICTORYSHS EMERG 92647N543 1648869 36987 SH SOLE 36987 0 0 MICROSOFT CORP COM 594918104 2605954 6930 SH SOLE 6930 0 0 CVS HEALTH CORP COM 126650100 323460 4097 SH SOLE 4097 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 352256 4848 SH SOLE 4848 0 0 AVERY DENNISON CORP COM 053611109 625538 3094 SH SOLE 3094 0 0 COPART INC COM 217204106 319970 6530 SH SOLE 6530 0 0 NIKE INC CL B 654106103 327034 3012 SH SOLE 3012 0 0 MSCI INC COM 55354G100 541716 958 SH SOLE 958 0 0 INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 46137Y401 1126171 12005 SH SOLE 12005 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 706019 11474 SH SOLE 11474 0 0 LINDE PLC SHS G54950103 510287 1242 SH SOLE 1242 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 371977 9893 SH SOLE 9893 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 311315 6425 SH SOLE 6425 0 0 FOX CORP CL A COM 35137L105 531450 17912 SH SOLE 17912 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 303816 696 SH SOLE 696 0 0 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 410360 15774 SH SOLE 15774 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 310724 1217 SH SOLE 1217 0 0 FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 35473P884 1151259 23920 SH SOLE 23920 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 859246 8715 SH SOLE 8715 0 0 ELI LILLY & CO COM 532457108 271099 465 SH SOLE 465 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 2497693 71220 SH SOLE 71220 0 0 FLEXSHARES TR DEV MRK EX LOW 33939L647 2173198 83713 SH SOLE 83713 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 632360 8105 SH SOLE 8105 0 0 SYSCO CORP COM 871829107 402357 5502 SH SOLE 5502 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 294883 5363 SH SOLE 5363 0 0 UBIQUITI INC COM 90353W103 235677 1689 SH SOLE 1689 0 0 EVERSOURCE ENERGY COM 30040W108 728723 11807 SH SOLE 11807 0 0 MARATHON PETE CORP COM 56585A102 752376 5071 SH SOLE 5071 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 211740 4862 SH SOLE 4862 0 0 REGENERON PHARMACEUTICALS COM 75886F107 303888 346 SH SOLE 346 0 0 NEW JERSEY RES CORP COM 646025106 450188 10098 SH SOLE 10098 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 669879 14369 SH SOLE 14369 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 560120 40588 SH SOLE 40588 0 0 MARKFORGED HOLDING CORPORATI COM 57064N102 25010 30500 SH SOLE 30500 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 1533907 41479 SH SOLE 41479 0 0 STARBOARD INVT TR ADAPTIVE ALPHA 85521B742 1034128 42492 SH SOLE 42492 0 0 VISA INC COM CL A 92826C839 822576 3160 SH SOLE 3160 0 0 STARBOARD INVT TR RH TACTICAL OUTL 85521B759 612450 44691 SH SOLE 44691 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 241140 776 SH SOLE 776 0 0 ISHARES TR US TREAS BD ETF 46429B267 520527 22592 SH SOLE 22592 0 0 STARBOARD INVT TR ADAPTIVE HDGD MU 85521B783 109096 14317 SH SOLE 14317 0 0 FLEXSHARES TR IBOXX 3R TARGT 33939L506 936984 39669 SH SOLE 39669 0 0 PHILLIPS 66 COM 718546104 616270 4629 SH SOLE 4629 0 0 META PLATFORMS INC CL A 30303M102 301220 851 SH SOLE 851 0 0 SERVICENOW INC COM 81762P102 224664 318 SH SOLE 318 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 241108 4829 SH SOLE 4829 0 0 PALO ALTO NETWORKS INC COM 697435105 671442 2277 SH SOLE 2277 0 0 RBB FD INC US TREASR 10 YR 74933W536 2185377 48478 SH SOLE 48478 0 0 RBB FD INC US TREASY 2 YR 74933W486 4210009 87092 SH SOLE 87092 0 0 RBB FD INC US TREAS 3 MNTH 74933W452 553174 11095 SH SOLE 11095 0 0 MARTIN MARIETTA MATLS INC COM 573284106 276308 554 SH SOLE 554 0 0 ISHARES TR CORE MSCI EAFE 46432F842 477861 6793 SH SOLE 6793 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 965771 22772 SH SOLE 22772 0 0 AGF INVTS TR US MARKET NETRL 00110G408 1126538 66462 SH SOLE 66462 0 0 CF INDS HLDGS INC COM 125269100 414797 5218 SH SOLE 5218 0 0 DBX ETF TR XTRACK MSCI EMRG 233051101 1705970 73948 SH SOLE 73948 0 0 KROGER CO COM 501044101 430181 9411 SH SOLE 9411 0 0 NVIDIA CORPORATION COM 67066G104 473712 957 SH SOLE 957 0 0 EOG RES INC COM 26875P101 560003 4630 SH SOLE 4630 0 0 ABBVIE INC COM 00287Y109 392205 2531 SH SOLE 2531 0 0 ISHARES INC CORE MSCI EMKT 46434G103 535646 10590 SH SOLE 10590 0 0 ANSYS INC COM 03662Q105 863654 2380 SH SOLE 2380 0 0 QUALCOMM INC COM 747525103 579193 4005 SH SOLE 4005 0 0 FASTENAL CO COM 311900104 467093 7212 SH SOLE 7212 0 0 GENERAL DYNAMICS CORP COM 369550108 276120 1063 SH SOLE 1063 0 0 RESMED INC COM 761152107 208103 1210 SH SOLE 1210 0 0 MCDONALDS CORP COM 580135101 637878 2151 SH SOLE 2151 0 0 PROSHARES TR HGH YLD INT RATE 74348A541 1097640 17451 SH SOLE 17451 0 0 CISCO SYS INC COM 17275R102 918513 18181 SH SOLE 18181 0 0 NEWS CORP NEW CL A 65249B109 622637 25362 SH SOLE 25362 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 361686 4314 SH SOLE 4314 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 346608 4052 SH SOLE 4052 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 294027 4747 SH SOLE 4747 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 350825 1962 SH SOLE 1962 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 356447 3127 SH SOLE 3127 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 254943 5379 SH SOLE 5379 0 0 ISHARES TR CORE S&P500 ETF 464287200 337536 707 SH SOLE 707 0 0 TEXAS PACIFIC LAND CORPORATI COM 88262P102 1293353 823 SH SOLE 823 0 0 ECOLAB INC COM 278865100 239626 1208 SH SOLE 1208 0 0 SALESFORCE INC COM 79466L302 928621 3529 SH SOLE 3529 0 0 NORTHROP GRUMMAN CORP COM 666807102 367452 785 SH SOLE 785 0 0 IDEXX LABS INC COM 45168D104 237561 428 SH SOLE 428 0 0 JPMORGAN CHASE & CO COM 46625H100 242299 1424 SH SOLE 1424 0 0 INTERNATIONAL PAPER CO COM 460146103 264553 7318 SH SOLE 7318 0 0 CHEVRON CORP NEW COM 166764100 206016 1381 SH SOLE 1381 0 0 TJX COS INC NEW COM 872540109 734460 7829 SH SOLE 7829 0 0 BANK AMERICA CORP COM 060505104 228568 6788 SH SOLE 6788 0 0 WALMART INC COM 931142103 388677 2465 SH SOLE 2465 0 0 TEXAS INSTRS INC COM 882508104 514571 3019 SH SOLE 3019 0 0 TARGET CORP COM 87612E106 938273 6588 SH SOLE 6588 0 0 ISHARES TR IBOXX INV CP ETF 464287242 272476 2462 SH SOLE 2462 0 0 GILEAD SCIENCES INC COM 375558103 1101442 13596 SH SOLE 13596 0 0 CATERPILLAR INC COM 149123101 271366 918 SH SOLE 918 0 0 ISHARES TR HDG MSCI EAFE 46434V803 1128431 35812 SH SOLE 35812 0 0 ALPHABET INC CAP STK CL C 02079K107 245782 1744 SH SOLE 1744 0 0 HUMANA INC COM 444859102 663607 1450 SH SOLE 1450 0 0 ISHARES TR CORE S&P US GWT 464287671 605934 5821 SH SOLE 5821 0 0 ISHARES TR 20 YR TR BD ETF 464287432 401941 4065 SH SOLE 4065 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 587037 10502 SH SOLE 10502 0 0 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 896841 15854 SH SOLE 15854 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 1244168 57560 SH SOLE 57560 0 0 WISDOMTREE TR ENHNCD CMMDTY ST 97717Y683 1502410 88742 SH SOLE 88742 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 770061 35131 SH SOLE 35131 0 0 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 786262 15991 SH SOLE 15991 0 0 MARKETAXESS HLDGS INC COM 57060D108 1038685 3547 SH SOLE 3547 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 678183 14544 SH SOLE 14544 0 0 ROBERT HALF INC. COM 770323103 463326 5270 SH SOLE 5270 0 0 EXXON MOBIL CORP COM 30231G102 712367 7125 SH SOLE 7125 0 0 LOWES COS INC COM 548661107 507119 2279 SH SOLE 2279 0 0 SPDR SER TR FTSE INT GVT ETF 78464A490 503325 12001 SH SOLE 12001 0 0 BARINGS BDC INC COM 06759L103 123031 14339 SH SOLE 14339 0 0 COLGATE PALMOLIVE CO COM 194162103 608486 7634 SH SOLE 7634 0 0 PAYPAL HLDGS INC COM 70450Y103 436195 7103 SH SOLE 7103 0 0 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1564226 29914 SH SOLE 29914 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 239590 3708 SH SOLE 3708 0 0 CBRE GROUP INC CL A 12504L109 425887 4575 SH SOLE 4575 0 0 ISHARES TR CORE S&P MCP ETF 464287507 201194 726 SH SOLE 726 0 0 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 250886 2290 SH SOLE 2290 0 0 ISHARES TR MSCI EAFE ETF 464287465 652408 8658 SH SOLE 8658 0 0 APPLE INC COM 037833100 1924646 9997 SH SOLE 9997 0 0 ABBOTT LABS COM 002824100 250514 2276 SH SOLE 2276 0 0 RAYMOND JAMES FINL INC COM 754730109 272693 2446 SH SOLE 2446 0 0