0001926596-22-000003.txt : 20220718 0001926596-22-000003.hdr.sgml : 20220718 20220718113300 ACCESSION NUMBER: 0001926596-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220718 DATE AS OF CHANGE: 20220718 EFFECTIVENESS DATE: 20220718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Asset Management, LLC CENTRAL INDEX KEY: 0001926596 IRS NUMBER: 273376835 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22459 FILM NUMBER: 221088635 BUSINESS ADDRESS: STREET 1: 77 CENTRAL STREET STREET 2: 2ND FLOOR CITY: WELLESLEY STATE: MA ZIP: 02482 BUSINESS PHONE: (781) 431-2220 MAIL ADDRESS: STREET 1: 77 CENTRAL STREET STREET 2: 2ND FLOOR CITY: WELLESLEY STATE: MA ZIP: 02482 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001926596 XXXXXXXX 06-30-2022 06-30-2022 Empirical Asset Management, LLC
77 CENTRAL STREET 2ND FLOOR WELLESLEY MA 02482
13F HOLDINGS REPORT 028-22459 N
MARK H. FISKIO MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 781-431-2220 MARK H. FISKIO WELLESLEY MA 07-18-2022 0 154 94862 false
INFORMATION TABLE 2 13F_EAM_Q22022.xml ABBOTT LABS COM Stock 002824100 256 2359 SH SOLE 0 0 2359 ABBVIE INC COM Stock 00287Y109 362 2364 SH SOLE 0 0 2364 ABRDN PHYSICAL GOLD SHARES ETF ETF 00326A104 4321 249314 SH SOLE 0 0 249314 ADAPTIVE ALPHA OPPORTUNITIES ETF ETF 85521B742 879 43621 SH SOLE 0 0 43621 ADOBE SYS INC Stock 00724F101 273 745 SH SOLE 0 0 745 ADVANCE AUTO PARTS INC COM Stock 00751Y106 367 2122 SH SOLE 0 0 2122 AGFIQ U.S. MARKET NEUTRAL ANTI-BETA FUND ETF 00110G408 1123 51558 SH SOLE 0 0 51558 ALPHABET INC CAP STK CL C Stock 02079K107 241 110 SH SOLE 0 0 110 ALPS O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETF ETF 00162Q395 1021 32309 SH SOLE 0 0 32309 AMAZON COM INC COM Stock 023135106 352 3314 SH SOLE 0 0 3314 AMERIPRISE FINL INC COM Stock 03076C106 396 1666 SH SOLE 0 0 1666 APPLE INC Stock 037833100 1077 7875 SH SOLE 0 0 7875 ASSURANT INC Stock 04621X108 383 2218 SH SOLE 0 0 2218 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1330 6333 SH SOLE 0 0 6333 AUTOZONE INC COM Stock 053332102 322 150 SH SOLE 0 0 150 BARINGS BDC INC COM CEF 06759L103 159 17108 SH SOLE 0 0 17108 BERKLEY W R CORP COM Stock 084423102 444 6505 SH SOLE 0 0 6505 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 409 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 217 796 SH SOLE 0 0 796 BK OF AMERICA CORP COM Stock 060505104 208 6691 SH SOLE 0 0 6691 C H ROBINSON WORLDWIDE INC Stock 12541W209 462 4562 SH SOLE 0 0 4562 CANDEL THERAPEUTICS INC COM Stock 137404109 39 12000 SH SOLE 0 0 12000 CAPITAL ONE FINL CORP COM Stock 14040H105 328 3146 SH SOLE 0 0 3146 CATERPILLAR INC COM Stock 149123101 284 1591 SH SOLE 0 0 1591 CECO ENVIRONMENTAL CORP COM Stock 125141101 128 21346 SH SOLE 0 0 21346 CELANESE CORP DEL COM Stock 150870103 323 2743 SH SOLE 0 0 2743 CF INDS HLDGS INC COM Stock 125269100 346 4038 SH SOLE 0 0 4038 CISCO SYS INC Stock 17275R102 457 10726 SH SOLE 0 0 10726 COLUMBIA RESEARCH ENHANCED CORE ETF ETF 19761L706 318 14294 SH SOLE 0 0 14294 CRESTWOOD EQUITY 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GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF ETF 38747R108 379 12507 SH SOLE 0 0 12507 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF ETF 518416102 846 33995 SH SOLE 0 0 33995 HARVARD BIOSCIENCE INC COM Stock 416906105 36 10000 SH SOLE 0 0 10000 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 279 21054 SH SOLE 0 0 21054 HOME DEPOT Stock 437076102 828 3021 SH SOLE 0 0 3021 INCYTE CORP COM Stock 45337C102 576 7586 SH SOLE 0 0 7586 INTERNATIONAL PAPER CO COM Stock 460146103 482 11525 SH SOLE 0 0 11525 INVESCO ZACKS MID-CAP ETF ETF 46137Y401 1301 15516 SH SOLE 0 0 15516 IPG PHOTONICS CORP COM Stock 44980X109 436 4631 SH SOLE 0 0 4631 IQ ARB GLOBAL RESOURCES ETF ETF 45409B883 874 28351 SH SOLE 0 0 28351 IQ HEDGE MULTI-STRATEGY TRACKER ETF ETF 45409B107 1208 42108 SH SOLE 0 0 42108 ISHARES 20 YR TREASURY ETF ETF 464287432 340 2957 SH SOLE 0 0 2957 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 4029 48664 SH SOLE 0 0 48664 ISHARES CORE MSCI EAFE ETF ETF 46432F842 422 7162 SH SOLE 0 0 7162 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 477 9721 SH SOLE 0 0 9721 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 491 5864 SH SOLE 0 0 5864 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 238 7479 SH SOLE 0 0 7479 ISHARES GSCI COMMODITY-INDEXED TRUST ETF 46428R107 397 17196 SH SOLE 0 0 17196 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 266 2414 SH SOLE 0 0 2414 ISHARES MORNINGSTAR MID-CAP ETF ETF 464288208 989 17552 SH SOLE 0 0 17552 ISHARES MSCI EAFE ETF ETF 464287465 578 9242 SH SOLE 0 0 9242 ISHARES MSCI USA MID-CAP MULTIFACTOR ETF ETF 46435U143 222 6837 SH SOLE 0 0 6837 ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF ETF 46435G433 858 25182 SH SOLE 0 0 25182 ISHARES S&P 500 INDEX ETF 464287200 245 646 SH SOLE 0 0 646 ISHARES SILVER TRUST ETF 46428Q109 527 28252 SH SOLE 0 0 28252 ISHARES TIPS BOND ETF ETF 464287176 322 2826 SH SOLE 0 0 2826 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 631 26393 SH SOLE 0 0 26393 JOHN HANCOCK 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COM REIT 74340W103 206 1752 SH SOLE 0 0 1752 PROSHARES HIGH YIELD-INTEREST RATE HEDGED ETF ETF 74348A541 538 9484 SH SOLE 0 0 9484 PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED ETF 74347B607 429 6200 SH SOLE 0 0 6200 RAFI DYNAMIC MULTI-FACTOR INTERNATIONAL EQUITY ETF ETF 72202L371 465 18436 SH SOLE 0 0 18436 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 931 22790 SH SOLE 0 0 22790 REGENCY CTRS CORP COM REIT 758849103 292 4928 SH SOLE 0 0 4928 REGENERON PHARMACEUTICALS INC Stock 75886F107 404 684 SH SOLE 0 0 684 RH TACTICAL OUTLOOK ETF ETF 85521B759 560 44707 SH SOLE 0 0 44707 S&P GLOBAL INC COM Stock 78409V104 371 1101 SH SOLE 0 0 1101 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 334 13146 SH SOLE 0 0 13146 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 1987 38506 SH SOLE 0 0 38506 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 284 5772 SH SOLE 0 0 5772 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 206 4602 SH SOLE 0 0 4602 SCHWAB US AGGREGATE BOND ETF ETF 808524839 446 9322 SH SOLE 0 0 9322 SMITH A O CORP COM Stock 831865209 382 6995 SH SOLE 0 0 6995 SPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF ETF 78464A516 944 40739 SH SOLE 0 0 40739 SPDR GOLD ETF ETF 78463V107 839 4979 SH SOLE 0 0 4979 SPDR INTERNATIONAL GOVERNMENT TIPS ETF ETF 78464A490 786 17372 SH SOLE 0 0 17372 SPDR MSCI EAFE STRATEGICFACTORS ETF ETF 78463X434 1143 18443 SH SOLE 0 0 18443 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 213 4808 SH SOLE 0 0 4808 SPDR S&P 500 ETF ETF 78462F103 1346 3567 SH SOLE 0 0 3567 SPDR SER TR LEHMAN INTER TERM TREAS ETF ETF 78464A672 289 9798 SH SOLE 0 0 9798 SPDR SSGA FIXED INCOME SECTOR ROTATION ETF ETF 78470P507 397 14613 SH SOLE 0 0 14613 SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF ETF 78468R804 1333 10181 SH SOLE 0 0 10181 STATE STR CORP COM Stock 857477103 448 7265 SH SOLE 0 0 7265 STRYKER CORP Stock 863667101 390 1961 SH SOLE 0 0 1961 SYNCHRONY FINANCIAL COM Stock 87165B103 303 10980 SH SOLE 0 0 10980 SYSCO CORP COM Stock 871829107 460 5432 SH SOLE 0 0 5432 TESLA INC COM Stock 88160R101 201 299 SH SOLE 0 0 299 TEXAS INSTRS INC COM Stock 882508104 450 2931 SH SOLE 0 0 2931 TEXAS PACIFIC LAND CORPORATION COM Stock 88262P102 1211 814 SH SOLE 0 0 814 TORONTO DOMINION BANK Stock 891160509 243 3708 SH SOLE 0 0 3708 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 380 2927 SH SOLE 0 0 2927 UNITEDHEALTH GROUP Stock 91324P102 236 460 SH SOLE 0 0 460 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 1892 26983 SH SOLE 0 0 26983 VANGUARD LONG-TERM GOVERNMENT BOND ETF ETF 92206C847 644 9185 SH SOLE 0 0 9185 VANGUARD S&P 500 ETF ETF 922908363 245 706 SH SOLE 0 0 706 VICTORYSHARES USAA MSCI EMERGING MARKETS VALUE MOMENTUM ETF ETF 92647N543 343 8324 SH SOLE 0 0 8324 VISA INC COM CL A Stock 92826C839 394 2002 SH SOLE 0 0 2002 WALMART INC COM Stock 931142103 713 5866 SH SOLE 0 0 5866 WEYERHAEUSER CO REIT 962166104 390 11767 SH SOLE 0 0 11767 WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND ETF 97717W430 2486 124906 SH SOLE 0 0 124906 WISDOMTREE ENHANCED COMMODITY STRATEGY FUND ETF 97717Y683 862 36737 SH SOLE 0 0 36737 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND ETF 97717X594 784 20956 SH SOLE 0 0 20956 WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND ETF 97717X131 721 24330 SH SOLE 0 0 24330 WISDOMTREE MANAGED FUTURES STRATEGY FUND ETF 97717W125 2016 57433 SH SOLE 0 0 57433