0001921304-24-000001.txt : 20240123 0001921304-24-000001.hdr.sgml : 20240123 20240123163527 ACCESSION NUMBER: 0001921304-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240123 DATE AS OF CHANGE: 20240123 EFFECTIVENESS DATE: 20240123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC CENTRAL INDEX KEY: 0001921304 ORGANIZATION NAME: IRS NUMBER: 821589693 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22400 FILM NUMBER: 24553078 BUSINESS ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-542-1565 MAIL ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001921304 XXXXXXXX 12-31-2023 12-31-2023 false Smallwood Wealth Investment Management, LLC

199 Broad Street Red Bank NJ 07701

13F HOLDINGS REPORT 028-22400 000288663 801-110658 N John L. Smallwood 732-542-1565 /s/ John L. Smallwood Red Bank NJ 01-23-2024 0 65 120835434 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 369448 2384 SH SOLE 2384 0 0 ALPHABET INC CAP STK CL C 02079K107 1034426 7340 SH SOLE 7340 0 0 ALTRIA GROUP INC COM 02209S103 357722 8868 SH SOLE 8867 0 0 AMAZON COM INC COM 023135106 517356 3405 SH SOLE 3405 0 0 AMGEN INC COM 031162100 224282 779 SH SOLE 778 0 0 APPLE INC COM 037833100 8218609 42687 SH SOLE 42687 0 0 AT&T INC COM 00206R102 542427 32326 SH SOLE 32325 0 0 BANK AMERICA CORP COM 060505104 248687 7386 SH SOLE 7386 0 0 BOEING CO COM 097023105 406890 1561 SH SOLE 1561 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 327558 6384 SH SOLE 6383 0 0 CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 14020W106 3008684 100827 SH SOLE 100827 0 0 CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 14020X104 2478445 96325 SH SOLE 96325 0 0 CATERPILLAR INC COM 149123101 298903 1011 SH SOLE 1010 0 0 CHEVRON CORP NEW COM 166764100 716863 4806 SH SOLE 4806 0 0 COLGATE PALMOLIVE CO COM 194162103 370572 4649 SH SOLE 4649 0 0 COMCAST CORP NEW CL A 20030N101 373251 8512 SH SOLE 8512 0 0 DISNEY WALT CO COM 254687106 498581 5522 SH SOLE 5522 0 0 EA SERIES TRUST FREEDOM 100 EM 02072L607 3013991 91611 SH SOLE 91610 0 0 EXXON MOBIL CORP COM 30231G102 1385113 13854 SH SOLE 13853 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1257390 30705 SH SOLE 30705 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 411481 72572 SH SOLE 72571 0 0 FS KKR CAP CORP COM 302635206 471292 23600 SH SOLE 23600 0 0 HOME DEPOT INC COM 437076102 601264 1735 SH SOLE 1735 0 0 INDEXIQ ETF TR IQ U.S. SMALL CA 45409B396 3306860 91730 SH SOLE 91729 0 0 INTEL CORP COM 458140100 248715 4950 SH SOLE 4949 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 4988735 38844 SH SOLE 38844 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 945523 5781 SH SOLE 5781 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 242020 9551 SH SOLE 9550 0 0 ISHARES TR CORE S&P TTL STK 464287150 36261062 344589 SH SOLE 344588 0 0 ISHARES TR IBOXX INV CP ETF 464287242 909957 8223 SH SOLE 8223 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3846782 35484 SH SOLE 35483 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 623251 3105 SH SOLE 3105 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 340106 6186 SH SOLE 6186 0 0 JOHNSON & JOHNSON COM 478160104 445076 2840 SH SOLE 2839 0 0 JPMORGAN CHASE & CO COM 46625H100 300567 1767 SH SOLE 1767 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1533340 60463 SH SOLE 60462 0 0 LINDE PLC SHS G54950103 319122 777 SH SOLE 777 0 0 M & T BK CORP COM 55261F104 1968880 14363 SH SOLE 14363 0 0 MERCK & CO INC COM 58933Y105 387673 3556 SH SOLE 3555 0 0 MICROSOFT CORP COM 594918104 1487778 3956 SH SOLE 3956 0 0 MONDELEZ INTL INC CL A 609207105 836725 11552 SH SOLE 11552 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 293580 938 SH SOLE 937 0 0 NETFLIX INC COM 64110L106 367594 755 SH SOLE 755 0 0 NEW JERSEY RES CORP COM 646025106 498659 11186 SH SOLE 11185 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 182213 15468 SH SOLE 15468 0 0 NVIDIA CORPORATION COM 67066G104 713117 1440 SH SOLE 1440 0 0 ORACLE CORP COM 68389X105 283493 2689 SH SOLE 2688 0 0 PEPSICO INC COM 713448108 595420 3506 SH SOLE 3505 0 0 PFIZER INC COM 717081103 213396 7412 SH SOLE 7412 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 4618755 93516 SH SOLE 93516 0 0 PHILIP MORRIS INTL INC COM 718172109 1635783 17387 SH SOLE 17387 0 0 PROCTER AND GAMBLE CO COM 742718109 1393499 9509 SH SOLE 9509 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 559645 9152 SH SOLE 9152 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 71778 11806 SH SOLE 11805 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1177952 31871 SH SOLE 31871 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 354015 7592 SH SOLE 7592 0 0 SPDR SER TR DJ REIT ETF 78464A607 975278 10232 SH SOLE 10231 0 0 VALLEY NATL BANCORP COM 919794107 303157 27915 SH SOLE 27915 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3410233 44648 SH SOLE 44648 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6926689 29199 SH SOLE 29199 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 962371 2203 SH SOLE 2203 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6012171 41460 SH SOLE 41460 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 485779 8653 SH SOLE 8653 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 211082 5599 SH SOLE 5599 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 2464368 46931 SH SOLE 46931 0 0