0001921304-23-000003.txt : 20230717 0001921304-23-000003.hdr.sgml : 20230717 20230717165444 ACCESSION NUMBER: 0001921304-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230717 DATE AS OF CHANGE: 20230717 EFFECTIVENESS DATE: 20230717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC CENTRAL INDEX KEY: 0001921304 IRS NUMBER: 821589693 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22400 FILM NUMBER: 231092113 BUSINESS ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-542-1565 MAIL ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001921304 XXXXXXXX 06-30-2023 06-30-2023 false Smallwood Wealth Investment Management, LLC

199 Broad Street Red Bank NJ 07701

13F HOLDINGS REPORT 028-22400 000288663 801-110658 N John L. Smallwood 732-542-1565 /s/ John L. Smallwood Red Bank NJ 07-17-2023 0 63 112180559 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 280777 2084 SH SOLE 2084 0 0 ALPHABET INC CAP STK CL C 02079K107 865540 7155 SH SOLE 7155 0 0 ALTRIA GROUP INC COM 02209S103 384786 8494 SH SOLE 8494 0 0 AMAZON COM INC COM 023135106 433577 3326 SH SOLE 3326 0 0 APPLE INC COM 037833100 8126667 41897 SH SOLE 41896 0 0 AT&T INC COM 00206R102 487078 30538 SH SOLE 30537 0 0 BANK AMERICA CORP COM 060505104 200428 6986 SH SOLE 6986 0 0 BOEING CO COM 097023105 266273 1261 SH SOLE 1261 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 459411 7184 SH SOLE 7183 0 0 CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 14020W106 2527267 93464 SH SOLE 93464 0 0 CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 14020X104 2140629 88128 SH SOLE 88128 0 0 CATERPILLAR INC COM 149123101 207849 845 SH SOLE 844 0 0 CHEVRON CORP NEW COM 166764100 815115 5180 SH SOLE 5180 0 0 CHURCH & DWIGHT CO INC COM 171340102 234333 2338 SH SOLE 2337 0 0 COLGATE PALMOLIVE CO COM 194162103 358159 4649 SH SOLE 4649 0 0 COMCAST CORP NEW CL A 20030N101 359906 8662 SH SOLE 8662 0 0 DISNEY WALT CO COM 254687106 515681 5776 SH SOLE 5776 0 0 EA SERIES TRUST FREEDOM 100 EM 02072L607 2631851 83937 SH SOLE 83937 0 0 EXXON MOBIL CORP COM 30231G102 1470829 13714 SH SOLE 13714 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1175517 29337 SH SOLE 29336 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 343314 72277 SH SOLE 72276 0 0 FS KKR CAP CORP COM 302635206 455794 23764 SH SOLE 23764 0 0 HOME DEPOT INC COM 437076102 438002 1410 SH SOLE 1410 0 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 2778682 85670 SH SOLE 85669 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 4417696 39067 SH SOLE 39067 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 773589 5781 SH SOLE 5781 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 236843 10235 SH SOLE 10235 0 0 ISHARES TR CORE S&P TTL STK 464287150 32117502 328266 SH SOLE 328265 0 0 ISHARES TR IBOXX INV CP ETF 464287242 946766 8755 SH SOLE 8755 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3822748 35817 SH SOLE 35817 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 585781 3128 SH SOLE 3128 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 353337 6386 SH SOLE 6386 0 0 JOHNSON & JOHNSON COM 478160104 441041 2665 SH SOLE 2664 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1320574 57642 SH SOLE 57641 0 0 LINDE PLC SHS G54950103 296099 777 SH SOLE 777 0 0 M & T BK CORP COM 55261F104 1777565 14363 SH SOLE 14363 0 0 MERCK & CO INC COM 58933Y105 2041345 17691 SH SOLE 17690 0 0 MICROSOFT CORP COM 594918104 1332857 3914 SH SOLE 3913 0 0 MONDELEZ INTL INC CL A 609207105 842327 11548 SH SOLE 11548 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 274958 938 SH SOLE 937 0 0 NETFLIX INC COM 64110L106 342701 778 SH SOLE 778 0 0 NEW JERSEY RES CORP COM 646025106 590531 12511 SH SOLE 12511 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 177670 15490 SH SOLE 15490 0 0 NVIDIA CORPORATION COM 67066G104 644259 1523 SH SOLE 1523 0 0 ORACLE CORP COM 68389X105 319496 2683 SH SOLE 2682 0 0 PEPSICO INC COM 713448108 612295 3306 SH SOLE 3305 0 0 PFIZER INC COM 717081103 255707 6971 SH SOLE 6971 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 4001172 80979 SH SOLE 80979 0 0 PHILIP MORRIS INTL INC COM 718172109 1694301 17356 SH SOLE 17356 0 0 PROCTER AND GAMBLE CO COM 742718109 1429443 9420 SH SOLE 9420 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 339409 5421 SH SOLE 5421 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 71896 11806 SH SOLE 11805 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1144650 32108 SH SOLE 32108 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 333547 7721 SH SOLE 7721 0 0 SPDR SER TR DJ REIT ETF 78464A607 908000 10040 SH SOLE 10039 0 0 VALLEY NATL BANCORP COM 919794107 216341 27915 SH SOLE 27915 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3441246 45743 SH SOLE 45743 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6700572 30418 SH SOLE 30418 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1072776 2634 SH SOLE 2634 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5518733 39881 SH SOLE 39881 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 527668 9698 SH SOLE 9698 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 211090 5676 SH SOLE 5676 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 2088563 41746 SH SOLE 41746 0 0