Chief Compliance Officer

0001398344-23-000694.txt : 20230118 0001398344-23-000694.hdr.sgml : 20230118 20230118152645 ACCESSION NUMBER: 0001398344-23-000694 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 EFFECTIVENESS DATE: 20230118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK HARBOR WEALTH PARTNERS, LLC CENTRAL INDEX KEY: 0001912040 IRS NUMBER: 853479009 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22278 FILM NUMBER: 23534298 BUSINESS ADDRESS: STREET 1: 3101 GLENWOOD AVENUE STREET 2: SUITE 102 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9198000705 MAIL ADDRESS: STREET 1: 3101 GLENWOOD AVENUE STREET 2: SUITE 102 CITY: RALEIGH STATE: NC ZIP: 27612 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001912040 XXXXXXXX 12-31-2022 12-31-2022 false OAK HARBOR WEALTH PARTNERS, LLC

3101 GLENWOOD AVENUE SUITE 102 RALEIGH NC 27612

13F HOLDINGS REPORT 028-22278 000311528 801-122270 N Paul Elam Chief Compliance Officer 919-800-0705 /s/ Paul Elam Raleigh NC 01-17-2023 0 219 262419699 INFORMATION TABLE 2 fp0081721-1_13fhr-table.xml ABBOTT LABS COM 002824100 3155474 28741 SH SOLE 0 0 28741 ABBVIE INC COM 00287Y109 707367 4377 SH SOLE 0 0 4377 AGREE RLTY CORP COM 008492100 200945 2833 SH SOLE 0 0 2833 AIR PRODS & CHEMS INC COM 009158106 1781711 5780 SH SOLE 0 0 5780 ALLSTATE CORP COM 020002101 581894 4291 SH SOLE 0 0 4291 ALPHABET INC CAP STK CL C 02079K107 2331026 26271 SH SOLE 0 0 26271 ALPHABET INC CAP STK CL A 02079K305 501588 5685 SH SOLE 0 0 5685 ALTRIA GROUP INC COM 02209S103 291071 6368 SH SOLE 0 0 6368 AMAZON COM INC COM 023135106 2193072 26108 SH SOLE 0 0 26108 AMGEN INC COM 031162100 227709 867 SH SOLE 0 0 867 APPLE INC COM 037833100 9251276 71202 SH SOLE 0 0 71202 AT&T INC COM 00206R102 330135 17932 SH SOLE 0 0 17932 ATLASSIAN CORPORATION CL A 049468101 257360 2000 SH Call SOLE 0 0 2000 BANCROFT FD LTD COM 059695106 239230 14605 SH SOLE 0 0 14605 BANK AMERICA CORP COM 060505104 339348 10246 SH SOLE 0 0 10246 BARINGS BDC INC COM 06759L103 84054 10313 SH SOLE 0 0 10313 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 809318 2620 SH SOLE 0 0 2620 BEST BUY INC COM 086516101 880406 10976 SH SOLE 0 0 10976 BLACKROCK ENHANCED EQUITY DI COM 09251A104 229205 25439 SH SOLE 0 0 25439 BLACKSTONE INC COM 09260D107 413906 5579 SH SOLE 0 0 5579 BOEING CO COM 097023105 259574 1363 SH SOLE 0 0 1363 BRISTOL-MYERS SQUIBB CO COM 110122108 478472 6650 SH SOLE 0 0 6650 CANADIAN PAC RY LTD COM 13645T100 218046 2923 SH SOLE 0 0 2923 CATERPILLAR INC COM 149123101 4267781 17815 SH SOLE 0 0 17815 CHEVRON CORP NEW COM 166764100 1285642 7163 SH SOLE 0 0 7163 CHUBB LIMITED COM H1467J104 1499198 6796 SH SOLE 0 0 6796 CINTAS CORP COM 172908105 289037 640 SH SOLE 0 0 640 CISCO SYS INC COM 17275R102 1933139 40578 SH SOLE 0 0 40578 CME GROUP INC COM 12572Q105 848627 5047 SH SOLE 0 0 5047 COCA COLA CO COM 191216100 3219583 50614 SH SOLE 0 0 50614 COMCAST CORP NEW CL A 20030N101 806338 23058 SH SOLE 0 0 23058 CONOCOPHILLIPS COM 20825C104 309042 2619 SH SOLE 0 0 2619 CORTEVA INC COM 22052L104 485743 8264 SH SOLE 0 0 8264 COSTCO WHSL CORP NEW COM 22160K105 4145073 9080 SH SOLE 0 0 9080 CVS HEALTH CORP COM 126650100 2369449 25426 SH SOLE 0 0 25426 DARDEN RESTAURANTS INC COM 237194105 1251907 9050 SH SOLE 0 0 9050 DATADOG INC CL A COM 23804L103 340746 4636 SH SOLE 0 0 4636 DATADOG INC CL A COM 23804L103 514500 7000 SH Call SOLE 0 0 7000 DEERE & CO COM 244199105 4305608 10042 SH SOLE 0 0 10042 DEVON ENERGY CORP NEW COM 25179M103 1025935 16679 SH SOLE 0 0 16679 DISNEY WALT CO COM 254687106 1611190 18545 SH SOLE 0 0 18545 DOLLAR GEN CORP NEW COM 256677105 4610539 18723 SH SOLE 0 0 18723 DOMINION ENERGY INC COM 25746U109 628963 10257 SH SOLE 0 0 10257 DOW INC COM 260557103 861493 17096 SH SOLE 0 0 17096 DUKE ENERGY CORP NEW COM NEW 26441C204 1864198 18101 SH SOLE 0 0 18101 DUPONT DE NEMOURS INC COM 26614N102 662519 9653 SH SOLE 0 0 9653 EATON CORP PLC SHS G29183103 1569308 9999 SH SOLE 0 0 9999 EATON VANCE ENHANCED EQUITY COM 278277108 227681 13757 SH SOLE 0 0 13757 EDWARDS LIFESCIENCES CORP COM 28176E108 261583 3506 SH SOLE 0 0 3506 ELLSWORTH GROWTH & INCOME FD COM 289074106 272485 34146 SH SOLE 0 0 34146 EMERSON RADIO CORP COM NEW 291087203 5302 10000 SH SOLE 0 0 10000 ENBRIDGE INC COM 29250N105 287541 7354 SH SOLE 0 0 7354 EXXON MOBIL CORP COM 30231G102 1566039 14198 SH SOLE 0 0 14198 FEDEX CORP COM 31428X106 1479474 8542 SH SOLE 0 0 8542 FIDUS INVT CORP COM 316500107 802989 42196 SH SOLE 0 0 42196 FIRST CTZNS BANCSHARES INC N CL A 31946M103 758360 1000 SH SOLE 0 0 1000 FIRST TR NASDAQ 100 TECH IND SHS 337345102 263100 2500 SH SOLE 0 0 2500 FISERV INC COM 337738108 1048298 10372 SH SOLE 0 0 10372 GABELLI DIVID & INCOME TR COM 36242H104 290086 14075 SH SOLE 0 0 14075 GENUINE PARTS CO COM 372460105 221502 1277 SH SOLE 0 0 1277 GILEAD SCIENCES INC COM 375558103 320739 3736 SH SOLE 0 0 3736 GOLDMAN SACHS GROUP INC COM 38141G104 419267 1221 SH SOLE 0 0 1221 HALLIBURTON CO COM 406216101 584861 14863 SH SOLE 0 0 14863 HOME DEPOT INC COM 437076102 2869829 9086 SH SOLE 0 0 9086 HUBSPOT INC COM 443573100 485738 1680 SH SOLE 0 0 1680 INTEL CORP COM 458140100 565889 21411 SH SOLE 0 0 21411 INTERCONTINENTAL EXCHANGE IN COM 45866F104 471806 4599 SH SOLE 0 0 4599 INTERNATIONAL BUSINESS MACHS COM 459200101 2282789 16203 SH SOLE 0 0 16203 INTUITIVE SURGICAL INC COM NEW 46120E602 212545 801 SH SOLE 0 0 801 INVESCO BD FD COM 46132L107 201514 12852 SH SOLE 0 0 12852 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 12716 289 SH SOLE 0 0 289 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 72773 480 SH SOLE 0 0 480 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2670712 18908 SH SOLE 0 0 18908 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 13541 673 SH SOLE 0 0 673 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 55296 1175 SH SOLE 0 0 1175 INVESCO QQQ TR UNIT SER 1 46090E103 4150773 15588 SH SOLE 0 0 15588 IQVIA HLDGS INC COM 46266C105 512635 2502 SH SOLE 0 0 2502 ISHARES GOLD TR ISHARES NEW 464285204 488030 14109 SH SOLE 0 0 14109 ISHARES INC MSCI EQUAL WEITE 464286681 296282 4062 SH SOLE 0 0 4062 ISHARES INC CORE MSCI EMKT 46434G103 1611112 34492 SH SOLE 0 0 34492 ISHARES INC MSCI JPN ETF NEW 46434G822 5444 100 SH SOLE 0 0 100 ISHARES TR SELECT DIVID ETF 464287168 892756 7403 SH SOLE 0 0 7403 ISHARES TR CORE S&P500 ETF 464287200 577083 1502 SH SOLE 0 0 1502 ISHARES TR CORE US AGGBD ET 464287226 4925166 50775 SH SOLE 0 0 50775 ISHARES TR MSCI EMG MKT ETF 464287234 462115 12193 SH SOLE 0 0 12193 ISHARES TR IBOXX INV CP ETF 464287242 2425 23 SH SOLE 0 0 23 ISHARES TR S&P 500 GRWT ETF 464287309 522698 8935 SH SOLE 0 0 8935 ISHARES TR S&P 500 VAL ETF 464287408 39314 271 SH SOLE 0 0 271 ISHARES TR 7-10 YR TRSY BD 464287440 125568 1311 SH SOLE 0 0 1311 ISHARES TR 1 3 YR TREAS BD 464287457 191318 2357 SH SOLE 0 0 2357 ISHARES TR MSCI EAFE ETF 464287465 751512 11449 SH SOLE 0 0 11449 ISHARES TR RUS MDCP VAL ETF 464287473 88203 837 SH SOLE 0 0 837 ISHARES TR RUS MD CP GR ETF 464287481 1409998 16866 SH SOLE 0 0 16866 ISHARES TR RUS MID CAP ETF 464287499 255770 3792 SH SOLE 0 0 3792 ISHARES TR CORE S&P MCP ETF 464287507 7135625 29498 SH SOLE 0 0 29498 ISHARES TR ISHARES BIOTECH 464287556 24814 189 SH SOLE 0 0 189 ISHARES TR RUS 1000 VAL ETF 464287598 481792 3177 SH SOLE 0 0 3177 ISHARES TR RUS 1000 GRW ETF 464287614 880026 4108 SH SOLE 0 0 4108 ISHARES TR RUS 1000 ETF 464287622 26315 125 SH SOLE 0 0 125 ISHARES TR RUS 2000 GRW ETF 464287648 280163 1306 SH SOLE 0 0 1306 ISHARES TR RUSSELL 2000 ETF 464287655 2551237 14632 SH SOLE 0 0 14632 ISHARES TR S&P MC 400VL ETF 464287705 7661 76 SH SOLE 0 0 76 ISHARES TR U.S. TECH ETF 464287721 33074 444 SH SOLE 0 0 444 ISHARES TR CORE S&P SCP ETF 464287804 4735157 50032 SH SOLE 0 0 50032 ISHARES TR EUROPE ETF 464287861 33288 735 SH SOLE 0 0 735 ISHARES TR SP SMCP600VL ETF 464287879 9131 100 SH SOLE 0 0 100 ISHARES TR S&P SML 600 GWT 464287887 12104 112 SH SOLE 0 0 112 ISHARES TR GL CLEAN ENE ETF 464288224 35730 1800 SH SOLE 0 0 1800 ISHARES TR MSCI ACWI EX US 464288240 59150 1300 SH SOLE 0 0 1300 ISHARES TR MSCI ACWI ETF 464288257 254640 3000 SH SOLE 0 0 3000 ISHARES TR EAFE SML CP ETF 464288273 621 11 SH SOLE 0 0 11 ISHARES TR JPMORGAN USD EMG 464288281 20640 244 SH SOLE 0 0 244 ISHARES TR ISHS 1-5YR INVS 464288646 1675198 33625 SH SOLE 0 0 33625 ISHARES TR SHORT TREAS BD 464288679 100027 910 SH SOLE 0 0 910 ISHARES TR PFD AND INCM SEC 464288687 575796 18860 SH SOLE 0 0 18860 ISHARES TR US HOME CONS ETF 464288752 16363 270 SH SOLE 0 0 270 ISHARES TR U.S. PHARMA ETF 464288836 13029 70 SH SOLE 0 0 70 ISHARES TR GNMA BOND ETF 46429B333 43505 1000 SH SOLE 0 0 1000 ISHARES TR FLTG RATE NT ETF 46429B655 140924 2800 SH SOLE 0 0 2800 ISHARES TR MSCI EAFE MIN VL 46429B689 127170 2000 SH SOLE 0 0 2000 ISHARES TR CORE MSCI EAFE 46432F842 4492738 72877 SH SOLE 0 0 72877 ISHARES TR CORE 1 5 YR USD 46432F859 268248 5775 SH SOLE 0 0 5775 ISHARES TR GLOBAL REIT ETF 46434V647 3248 143 SH SOLE 0 0 143 ISHARES TR IBONDS DEC23 ETF 46434VAX8 106744 4265 SH SOLE 0 0 4265 ISHARES TR IBONDS DEC25 ETF 46434VBD1 190785 7845 SH SOLE 0 0 7845 ISHARES TR IBONDS DEC24 ETF 46434VBG4 222961 9130 SH SOLE 0 0 9130 ISHARES TR IBDS DEC28 ETF 46435U515 119920 4937 SH SOLE 0 0 4937 ISHARES TR BROAD USD HIGH 46435U853 1357581 39316 SH SOLE 0 0 39316 ISHARES TR IBONDS 27 ETF 46435UAA9 112690 4822 SH SOLE 0 0 4822 JOHNSON & JOHNSON COM 478160104 5009297 28357 SH SOLE 0 0 28357 JPMORGAN CHASE & CO COM 46625H100 2674399 19943 SH SOLE 0 0 19943 KEYSIGHT TECHNOLOGIES INC COM 49338L103 600456 3510 SH SOLE 0 0 3510 KIMBERLY-CLARK CORP COM 494368103 265663 1957 SH SOLE 0 0 1957 KRAFT HEINZ CO COM 500754106 798740 19620 SH SOLE 0 0 19620 L3HARRIS TECHNOLOGIES INC COM 502431109 393760 1891 SH SOLE 0 0 1891 LAUDER ESTEE COS INC CL A 518439104 455366 1835 SH SOLE 0 0 1835 LILLY ELI & CO COM 532457108 553150 1512 SH SOLE 0 0 1512 LINCOLN NATL CORP IND COM 534187109 6745620 219584 SH SOLE 0 0 219584 LOCKHEED MARTIN CORP COM 539830109 341103 701 SH SOLE 0 0 701 LOWES COS INC COM 548661107 780669 3918 SH SOLE 0 0 3918 MARATHON PETE CORP COM 56585A102 1795466 15426 SH SOLE 0 0 15426 MCDONALDS CORP COM 580135101 3299396 12520 SH SOLE 0 0 12520 MEDTRONIC PLC SHS G5960L103 809532 10416 SH SOLE 0 0 10416 MERCK & CO INC COM 58933Y105 2973721 26802 SH SOLE 0 0 26802 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 110983 24608 SH SOLE 0 0 24608 MICROSOFT CORP COM 594918104 3867798 16128 SH SOLE 0 0 16128 MOTOROLA SOLUTIONS INC COM NEW 620076307 5610781 21772 SH SOLE 0 0 21772 NORFOLK SOUTHN CORP COM 655844108 3379404 13714 SH SOLE 0 0 13714 NOVAN INC COM NEW 66988N205 76454 52366 SH SOLE 0 0 52366 NUVEEN AMT FREE QLTY MUN INC COM 670657105 146277 12865 SH SOLE 0 0 12865 NXP SEMICONDUCTORS N V COM N6596X109 448897 2841 SH SOLE 0 0 2841 OLD DOMINION FREIGHT LINE IN COM 679580100 383387 1351 SH SOLE 0 0 1351 OLD REP INTL CORP COM 680223104 215752 8934 SH SOLE 0 0 8934 ORACLE CORP COM 68389X105 212769 2603 SH SOLE 0 0 2603 PAYPAL HLDGS INC COM 70450Y103 201837 2834 SH SOLE 0 0 2834 PENUMBRA INC COM 70975L107 7731152 34753 SH SOLE 0 0 34753 PEPSICO INC COM 713448108 1221334 6760 SH SOLE 0 0 6760 PFIZER INC COM 717081103 3611055 70473 SH SOLE 0 0 70473 PHILIP MORRIS INTL INC COM 718172109 443642 4383 SH SOLE 0 0 4383 PIONEER NAT RES CO COM 723787107 448412 1963 SH SOLE 0 0 1963 PROCTER AND GAMBLE CO COM 742718109 4681840 30891 SH SOLE 0 0 30891 QUANTUMSCAPE CORP COM CL A 74767V109 272438 48049 SH SOLE 0 0 48049 REALTY INCOME CORP COM 756109104 284166 4480 SH SOLE 0 0 4480 ROYAL BK CDA SUSTAINABL COM 780087102 1420459 15108 SH SOLE 0 0 15108 S&P GLOBAL INC COM 78409V104 500779 1495 SH SOLE 0 0 1495 SALESFORCE INC COM 79466L302 1076366 8118 SH SOLE 0 0 8118 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 39366 600 SH SOLE 0 0 600 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6184839 81872 SH SOLE 0 0 81872 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 23304 300 SH SOLE 0 0 300 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6458 50 SH SOLE 0 0 50 SELECT SECTOR SPDR TR ENERGY 81369Y506 82659 945 SH SOLE 0 0 945 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 7866 230 SH SOLE 0 0 230 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9821 100 SH SOLE 0 0 100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 124440 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 665 18 SH SOLE 0 0 18 SKYWORKS SOLUTIONS INC COM 83088M102 346294 3800 SH SOLE 0 0 3800 SNOWFLAKE INC CL A 833445109 525213 3659 SH SOLE 0 0 3659 SOUTHERN CO COM 842587107 1531726 21450 SH SOLE 0 0 21450 SPDR GOLD TR GOLD SHS 78463V107 230880 1361 SH SOLE 0 0 1361 SPDR S&P 500 ETF TR TR UNIT 78462F103 2200843 5755 SH SOLE 0 0 5755 SPDR SER TR S&P 600 SMCP VAL 78464A300 20039 270 SH SOLE 0 0 270 SPDR SER TR BBG CONV SEC ETF 78464A359 96510 1500 SH SOLE 0 0 1500 SPDR SER TR PORTFOLIO SHORT 78464A474 43600 1484 SH SOLE 0 0 1484 SPDR SER TR S&P DIVID ETF 78464A763 664584 5312 SH SOLE 0 0 5312 SPDR SER TR S&P 400 MDCP VAL 78464A839 15080 233 SH SOLE 0 0 233 SPDR SER TR BLOOMBERG INVT 78468R200 2703052 88945 SH SOLE 0 0 88945 STERIS PLC SHS USD G8473T100 269463 1459 SH SOLE 0 0 1459 STRYKER CORPORATION COM 863667101 1013900 4147 SH SOLE 0 0 4147 TARGET CORP COM 87612E106 217449 1459 SH SOLE 0 0 1459 TESLA INC COM 88160R101 579316 4703 SH SOLE 0 0 4703 TJX COS INC NEW COM 872540109 609908 7662 SH SOLE 0 0 7662 TOWNEBANK PORTSMOUTH VA COM 89214P109 213289 6916 SH SOLE 0 0 6916 TRANE TECHNOLOGIES PLC SHS G8994E103 604265 3595 SH SOLE 0 0 3595 TRUIST FINL CORP COM 89832Q109 1731144 40231 SH SOLE 0 0 40231 UNION PAC CORP COM 907818108 1348402 6512 SH SOLE 0 0 6512 UNITED PARCEL SERVICE INC CL B 911312106 3033099 17448 SH SOLE 0 0 17448 UNITEDHEALTH GROUP INC COM 91324P102 840925 1586 SH SOLE 0 0 1586 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 272561 3794 SH SOLE 0 0 3794 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 18275999 52017 SH SOLE 0 0 52017 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 190012 1405 SH SOLE 0 0 1405 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 87004 484 SH SOLE 0 0 484 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 33652 408 SH SOLE 0 0 408 VANGUARD INDEX FDS SML CP GRW ETF 922908595 16043 80 SH SOLE 0 0 80 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6828 43 SH SOLE 0 0 43 VANGUARD INDEX FDS MID CAP ETF 922908629 16509 81 SH SOLE 0 0 81 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 26572 200 SH SOLE 0 0 200 VANGUARD INDEX FDS GROWTH ETF 922908736 41556 195 SH SOLE 0 0 195 VANGUARD INDEX FDS VALUE ETF 922908744 50814 362 SH SOLE 0 0 362 VANGUARD INDEX FDS SMALL CP ETF 922908751 9361 51 SH SOLE 0 0 51 VANGUARD INDEX FDS TOTAL STK MKT 922908769 167674 877 SH SOLE 0 0 877 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4827 56 SH SOLE 0 0 56 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 558427 14326 SH SOLE 0 0 14326 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 60707 1095 SH SOLE 0 0 1095 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1430673 34088 SH SOLE 0 0 34088 VERIZON COMMUNICATIONS INC COM 92343V104 1964970 49872 SH SOLE 0 0 49872 VISA INC COM CL A 92826C839 4230462 20362 SH SOLE 0 0 20362 WALGREENS BOOTS ALLIANCE INC COM 931427108 244011 6531 SH SOLE 0 0 6531 WALMART INC COM 931142103 2080430 14673 SH SOLE 0 0 14673 WOLFSPEED INC COM 977852102 14841391 214968 SH SOLE 0 0 214968