CHIEF COMPLIANCE OFFICER

0001951757-23-000331.txt : 20230713 0001951757-23-000331.hdr.sgml : 20230713 20230713111656 ACCESSION NUMBER: 0001951757-23-000331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230713 DATE AS OF CHANGE: 20230713 EFFECTIVENESS DATE: 20230713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGATTA CAPITAL GROUP, LLC CENTRAL INDEX KEY: 0001911488 IRS NUMBER: 260825177 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22325 FILM NUMBER: 231086089 BUSINESS ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-725-9102 MAIL ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001911488 XXXXXXXX 06-30-2023 06-30-2023 REGATTA CAPITAL GROUP, LLC

880 APOLLO ST. SUITE 129 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-22325 N RUSSELL MOHBERG CHIEF COMPLIANCE OFFICER (310) 725-9102 RUSSELL MOHBERG EL SEGUNDO CA 07-13-2023 0 168 314820756 false INFORMATION TABLE 2 F_13F_RCG_Q22023.xml PROCTER AND GAMBLE CO COM 742718109 2526735 16652 SH SOLE 0 0 16652 TESLA INC COM 88160R101 4803441 18350 SH SOLE 0 0 18350 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 30597362 383474 SH SOLE 0 0 383474 VANGUARD INDEX FDS VALUE ETF 922908744 28477485 200405 SH SOLE 0 0 200405 VISA INC COM CL A 92826C839 2971440 12512 SH SOLE 0 0 12512 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1460277 29124 SH SOLE 0 0 29124 MEDTRONIC PLC SHS G5960L103 1204222 13669 SH SOLE 0 0 13669 META PLATFORMS INC CL A 30303M102 6833100 23810 SH SOLE 0 0 23810 MICROSOFT CORP COM 594918104 7366086 21631 SH SOLE 0 0 21631 NETFLIX INC COM 64110L106 1909071 4334 SH SOLE 0 0 4334 NIKE INC CL B 654106103 1129584 10235 SH SOLE 0 0 10235 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 7654205 220901 SH SOLE 0 0 220901 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 2935023 99056 SH SOLE 0 0 99056 NVIDIA CORPORATION COM 67066G104 2512945 5940 SH SOLE 0 0 5940 APPLE INC COM 037833100 25324827 130561 SH SOLE 0 0 130561 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6628197 19438 SH SOLE 0 0 19438 COCA COLA CO COM 191216100 2166307 35973 SH SOLE 0 0 35973 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 15601865 331250 SH SOLE 0 0 331250 GUIDEWIRE SOFTWARE INC COM 40171V100 262857 3455 SH SOLE 0 0 3455 ISHARES INC ESG AWR MSCI EM 46434G863 1143437 36150 SH SOLE 0 0 36150 ISHARES TR CORE S&P TTL STK 464287150 1882151 19237 SH SOLE 0 0 19237 ISHARES TR ESG AW MSCI EAFE 46435G516 1351971 18538 SH SOLE 0 0 18538 ISHARES TR ESG AWARE MSCI 46435U663 3612970 101716 SH SOLE 0 0 101716 ISHARES TR MSCI GBL SUS DEV 46435G532 1388359 17563 SH SOLE 0 0 17563 ALPHABET INC CAP STK CL A 02079K305 9586972 79932 SH SOLE 0 0 79932 AMAZON COM INC COM 023135106 8154922 62557 SH SOLE 0 0 62557 AMERICAN CENTY ETF TR US EQT ETF 025072885 12907129 171660 SH SOLE 0 0 171660 AMERICAN CENTY ETF TR US SML CP VALU 025072877 9861449 127064 SH SOLE 0 0 127064 3M CO COM 88579Y101 950897 9500 SH SOLE 0 0 9500 ABBOTT LABS COM 002824100 508767 4667 SH SOLE 0 0 4667 ABBVIE INC COM 00287Y109 1699565 12615 SH SOLE 0 0 12615 ADOBE SYSTEMS INCORPORATED COM 00724F101 276257 565 SH SOLE 0 0 565 ADVANCED MICRO DEVICES INC COM 007903107 2530873 22218 SH SOLE 0 0 22218 AIRBNB INC COM CL A 009066101 2487115 19406 SH SOLE 0 0 19406 ALBEMARLE CORP COM 012653101 505952 2268 SH SOLE 0 0 2268 AMERICAN EXPRESS CO COM 025816109 432836 2485 SH SOLE 0 0 2485 AMERISOURCEBERGEN CORP COM 03073E105 1972799 10252 SH SOLE 0 0 10252 AMGEN INC COM 031162100 1270302 5722 SH SOLE 0 0 5722 ANALOG DEVICES INC COM 032654105 220139 1130 SH SOLE 0 0 1130 AT&T INC COM 00206R102 1826895 114539 SH SOLE 0 0 114539 BANK AMERICA CORP COM 060505104 395424 13783 SH SOLE 0 0 13783 BECTON DICKINSON & CO COM 075887109 281963 1068 SH SOLE 0 0 1068 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1035620 2 SH SOLE 0 0 2 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 811807 68449 SH SOLE 0 0 68449 BLACKROCK MUNIASSETS FD INC COM 09254J102 2064851 202834 SH SOLE 0 0 202834 BLACKROCK MUNIVEST FD INC COM 09253R105 325226 48325 SH SOLE 0 0 48325 BLACKROCK MUNIYIELD FD INC COM 09253W104 128861 12343 SH SOLE 0 0 12343 BLACKROCK MUNIYILD QULT FD I COM 09254F100 671273 58018 SH SOLE 0 0 58018 BLACKSTONE INC COM 09260D107 436599 4696 SH SOLE 0 0 4696 BOEING CO COM 097023105 1258092 5958 SH SOLE 0 0 5958 BOOKING HOLDINGS INC COM 09857L108 2191561 812 SH SOLE 0 0 812 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 440350 65431 SH SOLE 0 0 65431 BRISTOL-MYERS SQUIBB CO COM 110122108 487135 7617 SH SOLE 0 0 7617 BROADCOM INC COM 11135F101 2508402 2892 SH SOLE 0 0 2892 CADENCE DESIGN SYSTEM INC COM 127387108 586770 2502 SH SOLE 0 0 2502 CANO HEALTH INC COM CL A 13781Y103 128024 92103 SH SOLE 0 0 92103 CAPITAL ONE FINL CORP COM 14040H105 780297 7134 SH SOLE 0 0 7134 CARMAX INC COM 143130102 221973 2652 SH SOLE 0 0 2652 CATERPILLAR INC COM 149123101 288379 1172 SH SOLE 0 0 1172 CHEVRON CORP NEW COM 166764100 850838 5407 SH SOLE 0 0 5407 CION INVT CORP COM 17259U204 527017 50772 SH SOLE 0 0 50772 CISCO SYS INC COM 17275R102 357526 6910 SH SOLE 0 0 6910 COMCAST CORP NEW CL A 20030N101 389827 9382 SH SOLE 0 0 9382 CONOCOPHILLIPS COM 20825C104 252349 2436 SH SOLE 0 0 2436 CONSTELLATION BRANDS INC CL A 21036P108 237516 965 SH SOLE 0 0 965 COSTAR GROUP INC COM 22160N109 994664 11176 SH SOLE 0 0 11176 COSTCO WHSL CORP NEW COM 22160K105 2830042 5257 SH SOLE 0 0 5257 CVS HEALTH CORP COM 126650100 341882 4945 SH SOLE 0 0 4945 DISNEY WALT CO COM 254687106 2764336 30963 SH SOLE 0 0 30963 EATON VANCE CALIF MUN BD FD COM 27828A100 818174 91930 SH SOLE 0 0 91930 ELEVANCE HEALTH INC COM 036752103 217727 490 SH SOLE 0 0 490 ENBRIDGE INC COM 29250N105 1074177 28915 SH SOLE 0 0 28915 EXXON MOBIL CORP COM 30231G102 718688 6701 SH SOLE 0 0 6701 FEDEX CORP COM 31428X106 455396 1837 SH SOLE 0 0 1837 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 918083 20213 SH SOLE 0 0 20213 FORD MTR CO DEL COM 345370860 191775 12675 SH SOLE 0 0 12675 FS KKR CAP CORP COM 302635206 623826 32525 SH SOLE 0 0 32525 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 337946 15574 SH SOLE 0 0 15574 GOLDMAN SACHS GROUP INC COM 38141G104 409319 1269 SH SOLE 0 0 1269 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 1356822 83241 SH SOLE 0 0 83241 HOME DEPOT INC COM 437076102 972272 3130 SH SOLE 0 0 3130 HONEYWELL INTL INC COM 438516106 318730 1536 SH SOLE 0 0 1536 INTEL CORP COM 458140100 999762 29897 SH SOLE 0 0 29897 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1318907 26569 SH SOLE 0 0 26569 INVESCO QQQ TR UNIT SER 1 46090E103 591072 1600 SH SOLE 0 0 1600 IQVIA HLDGS INC COM 46266C105 450664 2005 SH SOLE 0 0 2005 ISHARES GOLD TR ISHARES NEW 464285204 962152 26440 SH SOLE 0 0 26440 ISHARES TR 3 7 YR TREAS BD 464288661 1735055 15053 SH SOLE 0 0 15053 ISHARES TR 7-10 YR TRSY BD 464287440 781176 8087 SH SOLE 0 0 8087 ISHARES TR CORE MSCI EAFE 46432F842 571131 8461 SH SOLE 0 0 8461 ISHARES TR CORE MSCI TOTAL 46432F834 412641 6590 SH SOLE 0 0 6590 ISHARES TR CORE S&P MCP ETF 464287507 1806593 6909 SH SOLE 0 0 6909 ISHARES TR CORE S&P SCP ETF 464287804 1855481 18620 SH SOLE 0 0 18620 ISHARES TR CORE S&P500 ETF 464287200 422255 947 SH SOLE 0 0 947 ISHARES TR ESG AWRE 1 5 YR 46435G243 1436815 60093 SH SOLE 0 0 60093 ISHARES TR ESG SCRD S&P MID 46436E551 434185 12189 SH SOLE 0 0 12189 ISHARES TR GLOBAL REIT ETF 46434V647 278514 12125 SH SOLE 0 0 12125 ISHARES TR GNMA BOND ETF 46429B333 310348 7079 SH SOLE 0 0 7079 ISHARES TR ISHS 1-5YR INVS 464288646 250850 5000 SH SOLE 0 0 5000 ISHARES TR MSCI ACWI ETF 464288257 436873 4554 SH SOLE 0 0 4554 ISHARES TR MSCI USA QLT FCT 46432F339 706726 5240 SH SOLE 0 0 5240 ISHARES TR NATIONAL MUN ETF 464288414 213460 2000 SH SOLE 0 0 2000 ISHARES TR PFD AND INCM SEC 464288687 272587 8813 SH SOLE 0 0 8813 ISHARES TR S&P 500 GRWT ETF 464287309 254677 3613 SH SOLE 0 0 3613 ISHARES TR S&P 500 VAL ETF 464287408 452001 2804 SH SOLE 0 0 2804 ISHARES TR SELECT DIVID ETF 464287168 583842 5153 SH SOLE 0 0 5153 ISHARES TR SP SMCP600VL ETF 464287879 237664 2499 SH SOLE 0 0 2499 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 349148 7022 SH SOLE 0 0 7022 JOHNSON & JOHNSON COM 478160104 974926 5890 SH SOLE 0 0 5890 JPMORGAN CHASE & CO COM 46625H100 2903336 19962 SH SOLE 0 0 19962 LAM RESEARCH CORP COM 512807108 581150 904 SH SOLE 0 0 904 LILLY ELI & CO COM 532457108 506981 1081 SH SOLE 0 0 1081 LINDE PLC SHS G54950103 354398 930 SH SOLE 0 0 930 LKQ CORP COM 501889208 1046577 17961 SH SOLE 0 0 17961 LOCKHEED MARTIN CORP COM 539830109 204878 445 SH SOLE 0 0 445 LOWES COS INC COM 548661107 324598 1438 SH SOLE 0 0 1438 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1461192 23447 SH SOLE 0 0 23447 MASTERCARD INCORPORATED CL A 57636Q104 1173422 2984 SH SOLE 0 0 2984 MCDONALDS CORP COM 580135101 2742234 9189 SH SOLE 0 0 9189 MCKESSON CORP COM 58155Q103 223056 522 SH SOLE 0 0 522 MERCADOLIBRE INC COM 58733R102 287858 243 SH SOLE 0 0 243 MERCK & CO INC COM 58933Y105 471092 4083 SH SOLE 0 0 4083 MGM RESORTS INTERNATIONAL COM 552953101 891357 20295 SH SOLE 0 0 20295 NEXTERA ENERGY INC COM 65339F101 224253 3022 SH SOLE 0 0 3022 NORFOLK SOUTHN CORP COM 655844108 359642 1586 SH SOLE 0 0 1586 NOVARTIS AG SPONSORED ADR 66987V109 440698 4367 SH SOLE 0 0 4367 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1633393 149578 SH SOLE 0 0 149578 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 2527076 218984 SH SOLE 0 0 218984 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1168632 136682 SH SOLE 0 0 136682 NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 67079X102 505582 49713 SH SOLE 0 0 49713 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 1187741 112369 SH SOLE 0 0 112369 ORACLE CORP COM 68389X105 1041149 8743 SH SOLE 0 0 8743 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 55011 13192 SH SOLE 0 0 13192 PAYPAL HLDGS INC COM 70450Y103 223413 3348 SH SOLE 0 0 3348 PEPSICO INC COM 713448108 1398621 7551 SH SOLE 0 0 7551 PFIZER INC COM 717081103 326839 8911 SH SOLE 0 0 8911 PGIM ETF TR PGIM ULTRA SH BD 69344A107 515099 10425 SH SOLE 0 0 10425 PIMCO CALIF MUN INCOME FD COM 72200N106 328528 33523 SH SOLE 0 0 33523 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 997977 10004 SH SOLE 0 0 10004 PUBLIC STORAGE COM 74460D109 924309 3167 SH SOLE 0 0 3167 QUALCOMM INC COM 747525103 210742 1770 SH SOLE 0 0 1770 RH COM 74967X103 389246 1181 SH SOLE 0 0 1181 SALESFORCE INC COM 79466L302 1203635 5697 SH SOLE 0 0 5697 SANOFI SPONSORED ADR 80105N105 797020 14787 SH SOLE 0 0 14787 SCHWAB CHARLES CORP COM 808513105 518671 9151 SH SOLE 0 0 9151 SEMPRA COM 816851109 235128 1615 SH SOLE 0 0 1615 SHELL PLC SPON ADS 780259305 1602641 26543 SH SOLE 0 0 26543 SHOPIFY INC CL A 82509L107 617605 9560 SH SOLE 0 0 9560 SPDR GOLD TR GOLD SHS 78463V107 583585 3274 SH SOLE 0 0 3274 SPDR S&P 500 ETF TR TR UNIT 78462F103 597542 1348 SH SOLE 0 0 1348 STARBUCKS CORP COM 855244109 1349197 13620 SH SOLE 0 0 13620 STRYKER CORPORATION COM 863667101 339253 1112 SH SOLE 0 0 1112 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 282426 2799 SH SOLE 0 0 2799 TARGET CORP COM 87612E106 203126 1540 SH SOLE 0 0 1540 THE CIGNA GROUP COM 125523100 304735 1086 SH SOLE 0 0 1086 THERMO FISHER SCIENTIFIC INC COM 883556102 650624 1247 SH SOLE 0 0 1247 UNILEVER PLC SPON ADR NEW 904767704 1904007 36524 SH SOLE 0 0 36524 UNION PAC CORP COM 907818108 332740 1626 SH SOLE 0 0 1626 UNITEDHEALTH GROUP INC COM 91324P102 441397 918 SH SOLE 0 0 918 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1224558 14655 SH SOLE 0 0 14655 VANGUARD INDEX FDS SMALL CP ETF 922908751 757970 3811 SH SOLE 0 0 3811 VANGUARD INDEX FDS TOTAL STK MKT 922908769 203482 924 SH SOLE 0 0 924 VERIZON COMMUNICATIONS INC COM 92343V104 369392 9933 SH SOLE 0 0 9933 WARNER BROS DISCOVERY INC COM SER A 934423104 792592 63205 SH SOLE 0 0 63205 WASTE MGMT INC DEL COM 94106L109 712935 4111 SH SOLE 0 0 4111 WELLS FARGO CO NEW COM 949746101 448696 10513 SH SOLE 0 0 10513 WILLIAMS SONOMA INC COM 969904101 1500182 11988 SH SOLE 0 0 11988 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 179707 14504 SH SOLE 0 0 14504