CHIEF COMPLIANCE OFFICER

0001951757-23-000108.txt : 20230207 0001951757-23-000108.hdr.sgml : 20230207 20230207100346 ACCESSION NUMBER: 0001951757-23-000108 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 EFFECTIVENESS DATE: 20230207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGATTA CAPITAL GROUP, LLC CENTRAL INDEX KEY: 0001911488 IRS NUMBER: 260825177 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22325 FILM NUMBER: 23593167 BUSINESS ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-725-9102 MAIL ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001911488 XXXXXXXX 12-31-2022 12-31-2022 REGATTA CAPITAL GROUP, LLC

880 APOLLO ST. SUITE 129 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-22325 N RUSSELL MOHBERG CHIEF COMPLIANCE OFFICER (310) 725-9102 RUSSELL MOHBERG EL SEGUNDO CA 02-07-2023 0 174 280832140 false INFORMATION TABLE 2 13F_Q42022_Regatta.xml CANO HEALTH INC COM CL A 13781Y103 105820 77237 SH SOLE 0 0 77237 BLACKSTONE LONG SHORT CR INC COM SHS BN INT 09257D102 108700 10028 SH SOLE 0 0 10028 NUVEEN AMT FREE MUN CR INC F COM 67071L106 154610 12735 SH SOLE 0 0 12735 WARNER BROS DISCOVERY INC COM SER A 934423104 154950 16345 SH SOLE 0 0 16345 BLACKROCK MUNIYIELD FD INC COM 09253W104 163100 15668 SH SOLE 0 0 15668 FORD MTR CO DEL COM 345370860 176310 15160 SH SOLE 0 0 15160 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 200070 2686 SH SOLE 0 0 2686 GUIDEWIRE SOFTWARE INC COM 40171V100 208390 3331 SH SOLE 0 0 3331 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 208800 4219 SH SOLE 0 0 4219 ISHARES TR S&P 500 GRWT ETF 464287309 209890 3588 SH SOLE 0 0 3588 ISHARES TR NATIONAL MUN ETF 464288414 211040 2000 SH SOLE 0 0 2000 PENN ENTERTAINMENT INC COM 707569109 211730 7129 SH SOLE 0 0 7129 OCCIDENTAL PETE CORP COM 674599105 212090 3367 SH SOLE 0 0 3367 PAYPAL HLDGS INC COM 70450Y103 218080 3062 SH SOLE 0 0 3062 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 218230 12695 SH SOLE 0 0 12695 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 219090 6410 SH SOLE 0 0 6410 MCKESSON CORP COM 58155Q103 224320 598 SH SOLE 0 0 598 TARGET CORP COM 87612E106 228180 1531 SH SOLE 0 0 1531 ENTERPRISE PRODS PARTNERS L COM 293792107 237310 9839 SH SOLE 0 0 9839 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 239140 3983 SH SOLE 0 0 3983 ACTIVISION BLIZZARD INC COM 00507V109 248480 3246 SH SOLE 0 0 3246 SEMPRA COM 816851109 249580 1615 SH SOLE 0 0 1615 ISHARES TR ISHS 1-5YR INVS 464288646 254080 5100 SH SOLE 0 0 5100 LOCKHEED MARTIN CORP COM 539830109 255410 525 SH SOLE 0 0 525 COMCAST CORP NEW CL A 20030N101 257970 7377 SH SOLE 0 0 7377 NEXTERA ENERGY INC COM 65339F101 258150 3088 SH SOLE 0 0 3088 ISHARES TR GLOBAL REIT ETF 46434V647 261740 11525 SH SOLE 0 0 11525 ISHARES TR PFD AND INCM SEC 464288687 269060 8813 SH SOLE 0 0 8813 STRYKER CORPORATION COM 863667101 277560 1135 SH SOLE 0 0 1135 BECTON DICKINSON & CO COM 075887109 282270 1110 SH SOLE 0 0 1110 LOWES COS INC COM 548661107 290700 1459 SH SOLE 0 0 1459 ISHARES TR ESG MSCI LEADR 46435U218 302640 4564 SH SOLE 0 0 4564 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 312270 15551 SH SOLE 0 0 15551 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 316430 6422 SH SOLE 0 0 6422 FEDEX CORP COM 31428X106 320070 1848 SH SOLE 0 0 1848 CISCO SYS INC COM 17275R102 328320 6892 SH SOLE 0 0 6892 VANGUARD WORLD FD ESG INTL STK ETF 921910725 329910 6707 SH SOLE 0 0 6707 LAM RESEARCH CORP COM 512807108 330360 786 SH SOLE 0 0 786 ISHARES TR CORE S&P500 ETF 464287200 333260 867 SH SOLE 0 0 867 CATERPILLAR INC COM 149123101 335850 1402 SH SOLE 0 0 1402 UNION PAC CORP COM 907818108 336710 1626 SH SOLE 0 0 1626 RH COM 74967X103 336930 1261 SH SOLE 0 0 1261 HONEYWELL INTL INC COM 438516106 337530 1575 SH SOLE 0 0 1575 BLACKSTONE INC COM 09260D107 338310 4560 SH SOLE 0 0 4560 CIGNA CORP NEW COM 125523100 349570 1055 SH SOLE 0 0 1055 LINDE PLC SHS G5494J103 355990 1091 SH SOLE 0 0 1091 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 356590 4048 SH SOLE 0 0 4048 ISHARES TR GNMA BOND ETF 46429B333 374310 8604 SH SOLE 0 0 8604 MERCADOLIBRE INC COM 58733R102 376620 445 SH SOLE 0 0 445 NOVARTIS AG SPONSORED ADR 66987V109 377260 4158 SH SOLE 0 0 4158 BANK AMERICA CORP COM 060505104 383280 11572 SH SOLE 0 0 11572 NORFOLK SOUTHN CORP COM 655844108 391070 1587 SH SOLE 0 0 1587 WELLS FARGO CO NEW COM 949746101 393410 9528 SH SOLE 0 0 9528 ISHARES TR S&P 500 VAL ETF 464287408 393740 2714 SH SOLE 0 0 2714 ISHARES TR ESG AWR MSCI USA 46435G425 398660 4704 SH SOLE 0 0 4704 CADENCE DESIGN SYSTEM INC COM 127387108 401920 2502 SH SOLE 0 0 2502 SHOPIFY INC CL A 82509L107 402050 11583 SH SOLE 0 0 11583 INVESCO QQQ TR UNIT SER 1 46090E103 402620 1512 SH SOLE 0 0 1512 IQVIA HLDGS INC COM 46266C105 405070 1977 SH SOLE 0 0 1977 ISHARES TR MSCI ACWI ETF 464288257 410060 4831 SH SOLE 0 0 4831 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 416710 66888 SH SOLE 0 0 66888 GOLDMAN SACHS GROUP INC COM 38141G104 418590 1219 SH SOLE 0 0 1219 AMERICAN EXPRESS CO COM 025816109 426060 2884 SH SOLE 0 0 2884 ISHARES TR CORE MSCI TOTAL 46432F834 426260 7365 SH SOLE 0 0 7365 MERCK & CO INC COM 58933Y105 427990 3857 SH SOLE 0 0 3857 LILLY ELI & CO COM 532457108 443770 1213 SH SOLE 0 0 1213 SPDR GOLD TR GOLD SHS 78463V107 459830 2711 SH SOLE 0 0 2711 CVS HEALTH CORP COM 126650100 460290 4939 SH SOLE 0 0 4939 PFIZER INC COM 717081103 461360 9004 SH SOLE 0 0 9004 BLACKROCK MUNIVEST FD INC COM 09253R105 466100 66490 SH SOLE 0 0 66490 VERIZON COMMUNICATIONS INC COM 92343V104 471180 11959 SH SOLE 0 0 11959 SPDR S&P 500 ETF TR TR UNIT 78462F103 489130 1279 SH SOLE 0 0 1279 NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 67079X102 494150 49713 SH SOLE 0 0 49713 UNITEDHEALTH GROUP INC COM 91324P102 494520 933 SH SOLE 0 0 933 CION INVT CORP COM 17259U204 504240 51717 SH SOLE 0 0 51717 ABBOTT LABS COM 002824100 518760 4725 SH SOLE 0 0 4725 SCHWAB CHARLES CORP COM 808513105 538660 6470 SH SOLE 0 0 6470 BRISTOL-MYERS SQUIBB CO COM 110122108 548070 7617 SH SOLE 0 0 7617 ISHARES TR CORE MSCI EAFE 46432F842 592310 9609 SH SOLE 0 0 9609 SABRE CORP COM 78573M104 609040 98550 SH SOLE 0 0 98550 ISHARES TR SELECT DIVID ETF 464287168 637740 5288 SH SOLE 0 0 5288 WASTE MGMT INC DEL COM 94106L109 645230 4113 SH SOLE 0 0 4113 CAPITAL ONE FINL CORP COM 14040H105 670810 7216 SH SOLE 0 0 7216 FS KKR CAP CORP COM 302635206 672560 38432 SH SOLE 0 0 38432 THERMO FISHER SCIENTIFIC INC COM 883556102 692220 1257 SH SOLE 0 0 1257 VANGUARD INDEX FDS SMALL CP ETF 922908751 693600 3779 SH SOLE 0 0 3779 PGIM ETF TR PGIM ULTRA SH BD 69344A107 711240 14486 SH SOLE 0 0 14486 MGM RESORTS INTERNATIONAL COM 552953101 712180 21240 SH SOLE 0 0 21240 ISHARES TR ESG SCRD S&P MID 46436E551 713160 21741 SH SOLE 0 0 21741 SANOFI SPONSORED ADR 80105N105 728440 15041 SH SOLE 0 0 15041 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 735020 16326 SH SOLE 0 0 16326 EXXON MOBIL CORP COM 30231G102 739170 6701 SH SOLE 0 0 6701 BLACKROCK MUNIYILD QULT FD I COM 09254F100 751620 64795 SH SOLE 0 0 64795 ORACLE CORP COM 68389X105 751650 9196 SH SOLE 0 0 9196 ISHARES TR MSCI USA QLT FCT 46432F339 783040 6871 SH SOLE 0 0 6871 SALESFORCE INC COM 79466L302 798350 6021 SH SOLE 0 0 6021 INTEL CORP COM 458140100 799290 30242 SH SOLE 0 0 30242 ISHARES INC ESG AWR MSCI EM 46434G863 815960 27135 SH SOLE 0 0 27135 CHEVRON CORP NEW COM 166764100 865350 4821 SH SOLE 0 0 4821 COSTAR GROUP INC COM 22160N109 867240 11222 SH SOLE 0 0 11222 PUBLIC STORAGE COM 74460D109 900830 3215 SH SOLE 0 0 3215 BERKSHIRE HATHAWAY INC DEL CL A 084670108 937420 2 SH SOLE 0 0 2 ISHARES GOLD TR ISHARES NEW 464285204 945280 27328 SH SOLE 0 0 27328 LKQ CORP COM 501889208 979150 18333 SH SOLE 0 0 18333 EATON VANCE CALIF MUN BD FD COM 27828A100 1008800 116759 SH SOLE 0 0 116759 ISHARES TR 3 7 YR TREAS BD 464288661 1033380 8995 SH SOLE 0 0 8995 ISHARES TR ESG AW MSCI EAFE 46435G516 1034680 15739 SH SOLE 0 0 15739 ENVESTNET INC COM 29404K106 1062230 17216 SH SOLE 0 0 17216 HOME DEPOT INC COM 437076102 1074280 3401 SH SOLE 0 0 3401 MASTERCARD INCORPORATED CL A 57636Q104 1080180 3106 SH SOLE 0 0 3106 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1092930 100917 SH SOLE 0 0 100917 MEDTRONIC PLC SHS G5960L103 1113840 14331 SH SOLE 0 0 14331 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1120710 13588 SH SOLE 0 0 13588 JOHNSON & JOHNSON COM 478160104 1123060 6358 SH SOLE 0 0 6358 NVIDIA CORPORATION COM 67066G104 1141550 7811 SH SOLE 0 0 7811 BOEING CO COM 097023105 1144850 6010 SH SOLE 0 0 6010 NIKE INC CL B 654106103 1147600 9808 SH SOLE 0 0 9808 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1154960 136682 SH SOLE 0 0 136682 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 1161900 112369 SH SOLE 0 0 112369 ISHARES TR MSCI GBL SUS DEV 46435G532 1185680 15026 SH SOLE 0 0 15026 3M CO COM 88579Y101 1192650 9945 SH SOLE 0 0 9945 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1276180 12936 SH SOLE 0 0 12936 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1318000 26250 SH SOLE 0 0 26250 NETFLIX INC COM 64110L106 1319590 4475 SH SOLE 0 0 4475 STARBUCKS CORP COM 855244109 1339980 13508 SH SOLE 0 0 13508 PEPSICO INC COM 713448108 1347440 7458 SH SOLE 0 0 7458 ALPHABET INC CAP STK CL C 02079K107 1381850 15574 SH SOLE 0 0 15574 WILLIAMS SONOMA INC COM 969904101 1409870 12268 SH SOLE 0 0 12268 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 1409960 86184 SH SOLE 0 0 86184 ENBRIDGE INC COM 29250N105 1486490 38018 SH SOLE 0 0 38018 SHELL PLC SPON ADS 780259305 1550070 27218 SH SOLE 0 0 27218 ADVANCED MICRO DEVICES INC COM 007903107 1556450 24030 SH SOLE 0 0 24030 AMGEN INC COM 031162100 1567920 5970 SH SOLE 0 0 5970 AT&T INC COM 00206R102 1580680 85860 SH SOLE 0 0 85860 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1617820 32710 SH SOLE 0 0 32710 BOOKING HOLDINGS INC COM 09857L108 1666160 827 SH SOLE 0 0 827 BROADCOM INC COM 11135F101 1701600 3043 SH SOLE 0 0 3043 AIRBNB INC COM CL A 009066101 1705430 19947 SH SOLE 0 0 19947 AMERISOURCEBERGEN CORP COM 03073E105 1728740 10432 SH SOLE 0 0 10432 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1737560 34661 SH SOLE 0 0 34661 UNILEVER PLC SPON ADR NEW 904767704 1860870 36959 SH SOLE 0 0 36959 ISHARES TR CORE S&P MCP ETF 464287507 1916190 7922 SH SOLE 0 0 7922 ISHARES TR CORE S&P SCP ETF 464287804 1924530 20335 SH SOLE 0 0 20335 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 1935920 65073 SH SOLE 0 0 65073 ABBVIE INC COM 00287Y109 2124360 13145 SH SOLE 0 0 13145 BLACKROCK MUNIASSETS FD INC COM 09254J102 2154360 199109 SH SOLE 0 0 199109 ISHARES TR SP SMCP600VL ETF 464287879 2199980 24094 SH SOLE 0 0 24094 COCA COLA CO COM 191216100 2327840 36595 SH SOLE 0 0 36595 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 2349990 212284 SH SOLE 0 0 212284 ISHARES TR CORE S&P TTL STK 464287150 2378350 28047 SH SOLE 0 0 28047 COSTCO WHSL CORP NEW COM 22160K105 2407370 5274 SH SOLE 0 0 5274 MCDONALDS CORP COM 580135101 2438650 9254 SH SOLE 0 0 9254 DISNEY WALT CO COM 254687106 2572030 29604 SH SOLE 0 0 29604 PROCTER AND GAMBLE CO COM 742718109 2594370 17118 SH SOLE 0 0 17118 ISHARES TR ESG AWARE MSCI 46435U663 2624860 79831 SH SOLE 0 0 79831 TESLA INC COM 88160R101 2639720 21430 SH SOLE 0 0 21430 VISA INC COM CL A 92826C839 2649530 12753 SH SOLE 0 0 12753 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 2655230 215872 SH SOLE 0 0 215872 PIMCO CALIF MUN INCOME FD COM 72200N106 2709630 179803 SH SOLE 0 0 179803 JPMORGAN CHASE & CO COM 46625H100 2715280 20248 SH SOLE 0 0 20248 META PLATFORMS INC CL A 30303M102 2971270 24691 SH SOLE 0 0 24691 VANGUARD WORLD FD ESG US STK ETF 921910733 3448110 52355 SH SOLE 0 0 52355 MICROSOFT CORP COM 594918104 5289850 22058 SH SOLE 0 0 22058 AMAZON COM INC COM 023135106 5323440 63374 SH SOLE 0 0 63374 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 5487020 160252 SH SOLE 0 0 160252 ALPHABET INC CAP STK CL A 02079K305 5850870 66314 SH SOLE 0 0 66314 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6045560 19571 SH SOLE 0 0 19571 AMERICAN CENTY ETF TR US SML CP VALU 025072877 6052730 81234 SH SOLE 0 0 81234 ISHARES TR 7-10 YR TRSY BD 464287440 7313400 76356 SH SOLE 0 0 76356 AMERICAN CENTY ETF TR US EQT ETF 025072885 10991820 161621 SH SOLE 0 0 161621 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 13669510 311237 SH SOLE 0 0 311237 APPLE INC COM 037833100 17488930 134603 SH SOLE 0 0 134603 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 23763560 366100 SH SOLE 0 0 366100 VANGUARD INDEX FDS VALUE ETF 922908744 26922710 191798 SH SOLE 0 0 191798