0001951757-22-000010.txt : 20221114
0001951757-22-000010.hdr.sgml : 20221114
20221114094029
ACCESSION NUMBER: 0001951757-22-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: REGATTA CAPITAL GROUP, LLC
CENTRAL INDEX KEY: 0001911488
IRS NUMBER: 260825177
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-22325
FILM NUMBER: 221381327
BUSINESS ADDRESS:
STREET 1: 880 APOLLO ST.
STREET 2: SUITE 129
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-725-9102
MAIL ADDRESS:
STREET 1: 880 APOLLO ST.
STREET 2: SUITE 129
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001911488
XXXXXXXX
09-30-2022
09-30-2022
REGATTA CAPITAL GROUP, LLC
880 APOLLO ST.
SUITE 129
EL SEGUNDO
CA
90245
13F HOLDINGS REPORT
028-22325
N
Russell Mohberg
Chief Compliance Officer
(310) 725-9102
Russell Mohberg
El Segundo
CA
11-14-2022
0
164
244697
false
INFORMATION TABLE
2
13F_Q32022_Regatta.xml
AMBEV SA
SPONSORED ADR
02319V103
78
31113
SH
SOLE
0
0
31113
FORD MTR CO DEL
COM
345370860
138
12432
SH
SOLE
0
0
12432
CARLYLE SECURED LENDING INC
COM
872280102
153
12070
SH
SOLE
0
0
12070
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
171
13583
SH
SOLE
0
0
13583
BLACKROCK MUNIYIELD FD INC
COM
09253W104
175
15668
SH
SOLE
0
0
15668
CISCO SYS INC
COM
17275R102
207
4862
SH
SOLE
0
0
4862
ISHARES TR
CORE S&P500 ETF
464287200
209
551
SH
SOLE
0
0
551
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
211
4219
SH
SOLE
0
0
4219
ISHARES TR
NATIONAL MUN ETF
464288414
213
2000
SH
SOLE
0
0
2000
LOWES COS INC
COM
548661107
219
1253
SH
SOLE
0
0
1253
PENN NATL GAMING INC
COM
707569109
222
7283
SH
SOLE
0
0
7283
STRYKER CORPORATION
COM
863667101
225
1132
SH
SOLE
0
0
1132
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
229
19142
SH
SOLE
0
0
19142
CATERPILLAR INC
COM
149123101
231
1295
SH
SOLE
0
0
1295
PIMCO MUN INCOME FD
COM
72200R107
231
20045
SH
SOLE
0
0
20045
BOEING CO
COM
097023105
234
1715
SH
SOLE
0
0
1715
GUIDEWIRE SOFTWARE INC
COM
40171V100
237
3333
SH
SOLE
0
0
3333
ENTERPRISE PRODS PARTNERS L
COM
293792107
238
9758
SH
SOLE
0
0
9758
NEXTERA ENERGY INC
COM
65339F101
239
3080
SH
SOLE
0
0
3080
CARMAX INC
COM
143130102
241
2669
SH
SOLE
0
0
2669
SWITCH INC
CL A
87105L104
241
7200
SH
SOLE
0
0
7200
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
243
4508
SH
SOLE
0
0
4508
SEMPRA
COM
816851109
243
1615
SH
SOLE
0
0
1615
WARNER BROS DISCOVERY INC
COM SER A
934423104
243
18126
SH
SOLE
0
0
18126
ISHARES TR
GLOBAL REIT ETF
46434V647
251
10380
SH
SOLE
0
0
10380
ISHARES TR
PFD AND INCM SEC
464288687
254
7716
SH
SOLE
0
0
7716
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
267
3261
SH
SOLE
0
0
3261
RH
COM
74967X103
268
1261
SH
SOLE
0
0
1261
LINDE PLC
SHS
G5494J103
274
954
SH
SOLE
0
0
954
HONEYWELL INTL INC
COM
438516106
275
1582
SH
SOLE
0
0
1582
BECTON DICKINSON & CO
COM
075887109
277
1122
SH
SOLE
0
0
1122
ISHARES TR
SELECT DIVID ETF
464287168
277
2351
SH
SOLE
0
0
2351
CIGNA CORP NEW
COM
125523100
278
1054
SH
SOLE
0
0
1054
ISHARES TR
GNMA BOND ETF
46429B333
280
6148
SH
SOLE
0
0
6148
ZIM INTEGRATED SHIPPING SERV
SHS
M9T951109
287
6080
SH
SOLE
0
0
6080
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
293
15788
SH
SOLE
0
0
15788
COMCAST CORP NEW
CL A
20030N101
304
7754
SH
SOLE
0
0
7754
LAM RESEARCH CORP
COM
512807108
314
737
SH
SOLE
0
0
737
ISHARES TR
S&P 500 VAL ETF
464287408
319
2323
SH
SOLE
0
0
2323
CION INVT CORP
COM
17259U204
324
37272
SH
SOLE
0
0
37272
ISHARES TR
S&P 500 GRWT ETF
464287309
341
5645
SH
SOLE
0
0
5645
INVESCO QQQ TR
UNIT SER 1
46090E103
342
1219
SH
SOLE
0
0
1219
BK OF AMERICA CORP
COM
060505104
346
11105
SH
SOLE
0
0
11105
UNION PAC CORP
COM
907818108
346
1623
SH
SOLE
0
0
1623
PGIM ETF TR
PGIM ULTRA SH BD
69344A107
350
7143
SH
SOLE
0
0
7143
MERCK & CO INC
COM
58933Y105
351
3848
SH
SOLE
0
0
3848
NOVARTIS AG
SPONSORED ADR
66987V109
358
4237
SH
SOLE
0
0
4237
WELLS FARGO CO NEW
COM
949746101
358
9144
SH
SOLE
0
0
9144
NORFOLK SOUTHN CORP
COM
655844108
360
1586
SH
SOLE
0
0
1586
GOLDMAN SACHS GROUP INC
COM
38141G104
361
1217
SH
SOLE
0
0
1217
AMERICAN EXPRESS CO
COM
025816109
365
2632
SH
SOLE
0
0
2632
SCHWAB CHARLES CORP
COM
808513105
366
5790
SH
SOLE
0
0
5790
FEDEX CORP
COM
31428X106
367
1618
SH
SOLE
0
0
1618
CVS HEALTH CORP
COM
126650100
370
3998
SH
SOLE
0
0
3998
PFIZER INC
COM
717081103
370
7065
SH
SOLE
0
0
7065
CADENCE DESIGN SYSTEM INC
COM
127387108
375
2500
SH
SOLE
0
0
2500
LILLY ELI & CO
COM
532457108
387
1195
SH
SOLE
0
0
1195
BLACKSTONE INC
COM
09260D107
389
4259
SH
SOLE
0
0
4259
THERMO FISHER SCIENTIFIC INC
COM
883556102
405
745
SH
SOLE
0
0
745
COLUMBIA ETF TR II
EMRG MARKETS ETF
19762B509
431
20054
SH
SOLE
0
0
20054
ISHARES TR
MSCI ACWI ETF
464288257
436
5197
SH
SOLE
0
0
5197
IQVIA HLDGS INC
COM
46266C105
445
2049
SH
SOLE
0
0
2049
SHOPIFY INC
CL A
82509L107
479
15318
SH
SOLE
0
0
15318
EXXON MOBIL CORP
COM
30231G102
482
5633
SH
SOLE
0
0
5633
SPDR GOLD TR
GOLD SHS
78463V107
495
2936
SH
SOLE
0
0
2936
PBF ENERGY INC
CL A
69318G106
497
17142
SH
SOLE
0
0
17142
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
512
4503
SH
SOLE
0
0
4503
ABBOTT LABS
COM
002824100
513
4726
SH
SOLE
0
0
4726
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
520
68819
SH
SOLE
0
0
68819
UNITEDHEALTH GROUP INC
COM
91324P102
523
1019
SH
SOLE
0
0
1019
WM TECHNOLOGY INC
COM
92971A109
531
161391
SH
SOLE
0
0
161391
ISHARES TR
CORE MSCI TOTAL
46432F834
535
9377
SH
SOLE
0
0
9377
SPDR S&P 500 ETF TR
TR UNIT
78462F103
551
1461
SH
SOLE
0
0
1461
CHEVRON CORP NEW
COM
166764100
568
3926
SH
SOLE
0
0
3926
BRISTOL-MYERS SQUIBB CO
COM
110122108
586
7611
SH
SOLE
0
0
7611
ORACLE CORP
COM
68389X105
588
8419
SH
SOLE
0
0
8419
VERIZON COMMUNICATIONS INC
COM
92343V104
597
11772
SH
SOLE
0
0
11772
MGM RESORTS INTERNATIONAL
COM
552953101
618
21336
SH
SOLE
0
0
21336
WASTE MGMT INC DEL
COM
94106L109
629
4111
SH
SOLE
0
0
4111
SABRE CORP
COM
78573M104
630
108142
SH
SOLE
0
0
108142
3M CO
COM
88579Y101
637
4924
SH
SOLE
0
0
4924
VANGUARD INDEX FDS
SMALL CP ETF
922908751
666
3779
SH
SOLE
0
0
3779
NUVEEN CALIF SELECT TAX FREE
SH BEN INT
67063R103
669
49118
SH
SOLE
0
0
49118
COSTAR GROUP INC
COM
22160N109
735
12173
SH
SOLE
0
0
12173
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
770
16542
SH
SOLE
0
0
16542
HOME DEPOT INC
COM
437076102
799
2912
SH
SOLE
0
0
2912
CAPITAL ONE FINL CORP
COM
14040H105
802
7696
SH
SOLE
0
0
7696
NETFLIX INC
COM
64110L106
809
4624
SH
SOLE
0
0
4624
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
818
2
SH
SOLE
0
0
2
SANOFI
SPONSORED ADR
80105N105
833
16644
SH
SOLE
0
0
16644
ISHARES INC
ESG AWR MSCI EM
46434G863
844
26127
SH
SOLE
0
0
26127
ISHARES TR
ESG AWARE MSCI
46435U663
878
27880
SH
SOLE
0
0
27880
JOHNSON & JOHNSON
COM
478160104
883
4972
SH
SOLE
0
0
4972
STARBUCKS CORP
COM
855244109
895
11711
SH
SOLE
0
0
11711
ISHARES TR
ESG SCRD S&P MID
46436E551
919
30039
SH
SOLE
0
0
30039
NVIDIA CORPORATION
COM
67066G104
944
6231
SH
SOLE
0
0
6231
LKQ CORP
COM
501889208
981
19982
SH
SOLE
0
0
19982
ENVESTNET INC
COM
29404K106
993
18816
SH
SOLE
0
0
18816
MASTERCARD INCORPORATED
CL A
57636Q104
1015
3216
SH
SOLE
0
0
3216
NIKE INC
CL B
654106103
1018
9965
SH
SOLE
0
0
9965
FS KKR CAP CORP
COM
302635206
1053
54232
SH
SOLE
0
0
54232
ISHARES TR
CORE MSCI EAFE
46432F842
1065
18092
SH
SOLE
0
0
18092
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1075
10850
SH
SOLE
0
0
10850
PUBLIC STORAGE
COM
74460D109
1076
3441
SH
SOLE
0
0
3441
ISHARES TR
MSCI USA QLT FCT
46432F339
1121
10034
SH
SOLE
0
0
10034
ISHARES GOLD TR
ISHARES NEW
464285204
1129
32900
SH
SOLE
0
0
32900
ISHARES TR
3 7 YR TREAS BD
464288661
1136
9519
SH
SOLE
0
0
9519
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1143
12542
SH
SOLE
0
0
12542
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1171
24529
SH
SOLE
0
0
24529
INTEL CORP
COM
458140100
1191
31834
SH
SOLE
0
0
31834
ISHARES TR
ESG AW MSCI EAFE
46435G516
1221
19455
SH
SOLE
0
0
19455
GUGGENHEIM TAXABLE MUNICP BO
COM
401664107
1253
70447
SH
SOLE
0
0
70447
PEPSICO INC
COM
713448108
1262
7570
SH
SOLE
0
0
7570
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
1273
41557
SH
SOLE
0
0
41557
ISHARES TR
MSCI GBL SUS DEV
46435G532
1297
16239
SH
SOLE
0
0
16239
SALESFORCE INC
COM
79466L302
1355
8207
SH
SOLE
0
0
8207
BLACKROCK MUNIVEST FD INC
COM
09253R105
1363
182897
SH
SOLE
0
0
182897
MEDTRONIC PLC
SHS
G5960L103
1399
15592
SH
SOLE
0
0
15592
BROADCOM INC
COM
11135F101
1419
2921
SH
SOLE
0
0
2921
AMGEN INC
COM
031162100
1430
5879
SH
SOLE
0
0
5879
WILLIAMS SONOMA INC
COM
969904101
1433
12919
SH
SOLE
0
0
12919
SHELL PLC
SPON ADS
780259305
1445
27634
SH
SOLE
0
0
27634
BOOKING HOLDINGS INC
COM
09857L108
1509
863
SH
SOLE
0
0
863
JPMORGAN CHASE & CO
COM
46625H100
1525
13540
SH
SOLE
0
0
13540
AMERISOURCEBERGEN CORP
COM
03073E105
1557
11007
SH
SOLE
0
0
11007
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
1560
31492
SH
SOLE
0
0
31492
ALPHABET INC
CAP STK CL C
02079K107
1632
746
SH
SOLE
0
0
746
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
1697
33871
SH
SOLE
0
0
33871
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
1723
51629
SH
SOLE
0
0
51629
ENBRIDGE INC
COM
29250N105
1735
41045
SH
SOLE
0
0
41045
UNILEVER PLC
SPON ADR NEW
904767704
1784
38928
SH
SOLE
0
0
38928
AT&T INC
COM
00206R102
1791
85466
SH
SOLE
0
0
85466
ISHARES TR
CORE S&P TTL STK
464287150
1793
21405
SH
SOLE
0
0
21405
ADVANCED MICRO DEVICES INC
COM
007903107
1809
23661
SH
SOLE
0
0
23661
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
1835
139985
SH
SOLE
0
0
139985
MCKESSON CORP
COM
58155Q103
1866
5719
SH
SOLE
0
0
5719
ISHARES TR
CORE S&P SCP ETF
464287804
1981
21442
SH
SOLE
0
0
21442
ABBVIE INC
COM
00287Y109
2036
13290
SH
SOLE
0
0
13290
AIRBNB INC
COM CL A
009066101
2066
23192
SH
SOLE
0
0
23192
ISHARES TR
CORE S&P MCP ETF
464287507
2081
9197
SH
SOLE
0
0
9197
MCDONALDS CORP
COM
580135101
2099
8502
SH
SOLE
0
0
8502
ISHARES TR
SP SMCP600VL ETF
464287879
2248
25254
SH
SOLE
0
0
25254
COCA COLA CO
COM
191216100
2275
36163
SH
SOLE
0
0
36163
PIMCO CALIF MUN INCOME FD
COM
72200N106
2284
148203
SH
SOLE
0
0
148203
PROCTER AND GAMBLE CO
COM
742718109
2426
16872
SH
SOLE
0
0
16872
VISA INC
COM CL A
92826C839
2530
12851
SH
SOLE
0
0
12851
COSTCO WHSL CORP NEW
COM
22160K105
2925
6102
SH
SOLE
0
0
6102
DISNEY WALT CO
COM
254687106
3025
32046
SH
SOLE
0
0
32046
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
3036
267979
SH
SOLE
0
0
267979
VANGUARD WORLD FD
ESG US STK ETF
921910733
3082
46409
SH
SOLE
0
0
46409
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
3218
253600
SH
SOLE
0
0
253600
EATON VANCE CALIF MUN BD FD
COM
27828A100
3240
349554
SH
SOLE
0
0
349554
META PLATFORMS INC
CL A
30303M102
4372
27114
SH
SOLE
0
0
27114
TESLA INC
COM
88160R101
4979
7394
SH
SOLE
0
0
7394
MICROSOFT CORP
COM
594918104
5386
20972
SH
SOLE
0
0
20972
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5575
20419
SH
SOLE
0
0
20419
AMAZON COM INC
COM
023135106
6717
63243
SH
SOLE
0
0
63243
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
6900
559594
SH
SOLE
0
0
559594
ALPHABET INC
CAP STK CL A
02079K305
7282
3342
SH
SOLE
0
0
3342
VANGUARD INDEX FDS
VALUE ETF
922908744
7441
56422
SH
SOLE
0
0
56422
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
11539
281988
SH
SOLE
0
0
281988
AMERICAN CENTY ETF TR
US EQT ETF
025072885
11977
184148
SH
SOLE
0
0
184148
VANECK ETF TRUST
MRNGSTR WDE MOAT
92189F643
17799
279290
SH
SOLE
0
0
279290
APPLE INC
COM
037833100
18458
135009
SH
SOLE
0
0
135009