0001193125-24-020157.txt : 20240131 0001193125-24-020157.hdr.sgml : 20240131 20240131062927 ACCESSION NUMBER: 0001193125-24-020157 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 GROUP MEMBERS: FREDERICK V. FORTMILLER, JR. GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, LLC GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, LP GROUP MEMBERS: HARRADEN CIRCLE INVESTORS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 99 Acquisition Group Inc. CENTRAL INDEX KEY: 0001950429 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94147 FILM NUMBER: 24580559 BUSINESS ADDRESS: STREET 1: 14 NOBLEWOOD CT CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 703-371-4260 MAIL ADDRESS: STREET 1: 14 NOBLEWOOD CT CITY: GAITHERSBURG STATE: MD ZIP: 20878 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Harraden Circle Investments, LLC CENTRAL INDEX KEY: 0001910592 ORGANIZATION NAME: IRS NUMBER: 813057945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 832 4111 MAIL ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 SC 13G/A 1 d716552dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

99 Acquisition Group Inc.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

65445K200

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

Continued on following pages

Page 1 of 11 Pages

Exhibit Index: 10 Page


SCHEDULE 13G
CUSIP No. 65445K200    Page 2 of 11 Pages

 

  1    

NAMES OF REPORTING PERSONS

 

Harraden Circle Investors, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

   5      

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

 

(1)

See Item 4 below. This constitutes an exit filing for the Reporting Person.


SCHEDULE 13G
CUSIP No. 65445K200    Page 3 of 11 Pages

 

  1    

NAMES OF REPORTING PERSONS

 

Harraden Circle Investors GP, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

   5      

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN, HC

 

(1)

See Item 4 below. This constitutes an exit filing for the Reporting Person.


SCHEDULE 13G
CUSIP No. 65445K200    Page 4 of 11 Pages

 

  1    

NAMES OF REPORTING PERSONS

 

Harraden Circle Investors GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

   5      

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO, HC

 

(1)

See Item 4 below. This constitutes an exit filing for the Reporting Person.


SCHEDULE 13G
CUSIP No. 65445K200    Page 5 of 11 Pages

 

  1    

NAMES OF REPORTING PERSONS

 

Harraden Circle Investments, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

   5      

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO, HC, IA

 

(1)

See Item 4 below. This constitutes an exit filing for the Reporting Person.


SCHEDULE 13G
CUSIP No. 65445K200    Page 6 of 11 Pages

 

  1    

NAMES OF REPORTING PERSONS

 

Frederick V. Fortmiller, Jr.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

   5      

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN, HC

 

(1)

See Item 4 below. This constitutes an exit filing for the Reporting Person.


SCHEDULE 13G
CUSIP No. 65445K200    Page 7 of 11 Pages

 

Explanatory Note: This Amendment is being filed to report that the Reporting Persons have ceased to be the beneficial owner of more than five percent of the outstanding shares of Class A common stock of the “Issuer”. This Amendment constitutes an exit filing for the Reporting Persons.

 

Item 1(a).

Name of Issuer

99 Acquisition Group Inc. (the “Issuer”)

 

Item 1(b).

Address of Issuer’s Principal Executive Offices

14 Noblewood Ct., Gaithersburg, MD 20878

 

Item 2(a).

Names of Persons Filing

This Statement is filed on behalf of the following persons (collectively, the “Reporting Persons”):

 

  i)

Harraden Circle Investors, LP (“Harraden Fund”);

 

  ii)

Harraden Circle Investors GP, LP (“Harraden GP”);

 

  iii)

Harraden Circle Investors GP, LLC (“Harraden LLC”);

 

  iv)

Harraden Circle Investments, LLC (“Harraden Adviser”); and

 

  v)

Frederick V. Fortmiller, Jr. (“Mr. Fortmiller”);

This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund and other high net worth individuals. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence

The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.

 

Item 2(c).

Citizenship

Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company. Mr. Fortmiller is a citizen of the United States of America.

 

Item 2(d).

Title of Class of Securities

Class A Common Stock, par value $0.0001 per share (“Shares”)

 

Item 2(e).

CUSIP Number

65445K200

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

This Item 3 is not applicable.


SCHEDULE 13G
CUSIP No. 65445K200    Page 8 of 11 Pages

 

Item 4.

Ownership

 

Item 4(a)

Amount Beneficially Owned

As of December 31, 2023, the Reporting Persons did not beneficially own any of the Issuer’s Class A Common Stock. Accordingly, this Schedule 13G/A constitutes an exit filing for the Reporting Persons.

 

Item 5.

Ownership of Five Percent or Less of a Class

This Item 5 is not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

This Item 6 is not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

See disclosure in Item 2 hereof.

 

Item 8.

Identification and Classification of Members of the Group

This Item 8 is not applicable.

 

Item 9.

Notice of Dissolution of Group

This Item 9 is not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


SCHEDULE 13G
CUSIP No. 65445K200    Page 9 of 11 Pages

 

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: January 31, 2024

 

HARRADEN CIRCLE INVESTORS, LP
By:   HARRADEN CIRCLE INVESTORS GP, LP, its general partner
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LP
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
HARRADEN CIRCLE INVESTMENTS, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
FREDERICK V. FORTMILLER, JR.

/s/ Frederick V. Fortmiller, Jr.


SCHEDULE 13G
CUSIP No. 65445K200    Page 10 of 11 Pages

 

EXHIBIT INDEX

 

Ex.

        Page No.  
1    Joint Filing Agreement      11  
EX-99.1 2 d716552dex991.htm EX-99.1 EX-99.1
SCHEDULE 13G
CUSIP No. 65445K200    Page 11 of 11 Pages

 

EXHIBIT 1

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of 99 Acquisition Group Inc. dated as of January 31, 2024, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Date: January 31, 2024

 

HARRADEN CIRCLE INVESTORS, LP
By:   HARRADEN CIRCLE INVESTORS GP, LP, its general partner
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LP
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
HARRADEN CIRCLE INVESTMENTS, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
FREDERICK V. FORTMILLER, JR.

/s/ Frederick V. Fortmiller, Jr.