0001910180-22-000005.txt : 20220504 0001910180-22-000005.hdr.sgml : 20220504 20220504114253 ACCESSION NUMBER: 0001910180-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 EFFECTIVENESS DATE: 20220504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARL STUART INVESTMENT ADVISOR, INC CENTRAL INDEX KEY: 0001910180 IRS NUMBER: 742862133 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-22190 FILM NUMBER: 22890534 BUSINESS ADDRESS: STREET 1: 623 W 38TH STREET STREET 2: SUITE 110 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 512-478-2275 MAIL ADDRESS: STREET 1: 623 W 38TH STREET STREET 2: SUITE 110 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001910180 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT CARL STUART INVESTMENT ADVISOR, INC

623 W 38TH STREET SUITE 110 AUSTIN TX 78705

13F HOLDINGS REPORT 028-22190 N Carl Stuart (512) 478-2275 Carl Stuart Austin TX 05-04-2022 0 96 1375668 false INFORMATION TABLE 2 csiaq12022.xml GENERAL ELECTRIC COMPANY COM NEW Common 369604301 395 432 SH SOLE 0 0 432 RAYTHEON TECHNOLOGIES CORPORATION Common 75513E101 1864 1882 SH SOLE 0 0 1882 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF Exchange Traded Funds 33739E108 486 2557 SH SOLE 0 0 2557 ISHARES GOLD TR ISHARES NEW Exchange Traded Funds 464285204 241200 654902 SH SOLE 0 0 654902 ANNALY CAPITAL MANAGEMENT INCORPORATED REIT REITs 035710409 211 3000 SH SOLE 0 0 3000 ADVANCED MICRO DEVICES INCORPORATED Common 007903107 219 200 SH SOLE 0 0 200 MIDDLESEX WTR COMPANY Common 596680108 220 209 SH SOLE 0 0 209 ALLSTATE CORPORATION Common 020002101 222 160 SH SOLE 0 0 160 ISHARES TR RUS MD CP GR ETF Exchange Traded Funds 464287481 241 240 SH SOLE 0 0 240 HEWLETT PACKARD ENTERPRISE COMPANY Common 42824C109 244 1458 SH SOLE 0 0 1458 ISHARES TR ISHARES SEMICDTR Exchange Traded Funds 464287523 265 56 SH SOLE 0 0 56 ENERGY TRANSFER L P COM UT LTD PTN Master Limited Partnership 29273V100 270 2411 SH SOLE 0 0 2411 CLOROX COMPANY DEL Common 189054109 278 200 SH SOLE 0 0 200 CORTEVA INCORPORATED Common 22052L104 282 490 SH SOLE 0 0 490 BRISTOL-MYERS SQUIBB COMPANY Common 110122108 300 411 SH SOLE 0 0 411 COLGATE PALMOLIVE COMPANY Common 194162103 303 400 SH SOLE 0 0 400 BROADRIDGE FINL SOLUTIONS INCORPORATED Common 11133T103 310 199 SH SOLE 0 0 199 DOW INCORPORATED Common 260557103 312 490 SH SOLE 0 0 490 HEALTHPEAK PROPERTIES INCORPORATED REIT REITs 42250P103 316 920 SH SOLE 0 0 920 DUKE ENERGY CORPORATION NEW COM NEW Common 26441C204 328 294 SH SOLE 0 0 294 OMNICOM GROUP INCORPORATED Common 681919106 340 400 SH SOLE 0 0 400 COCA COLA COMPANY Common 191216100 341 550 SH SOLE 0 0 550 MARATHON PETE CORPORATION Common 56585A102 342 400 SH SOLE 0 0 400 DUPONT DE NEMOURS INCORPORATED Common 26614N102 361 490 SH SOLE 0 0 490 ISHARES TR PFD AND INCM SEC Exchange Traded Funds 464288687 364 1000 SH SOLE 0 0 1000 SPDR BLOOMBERG HIGH YIELD BOND ETF Exchange Traded Funds 78468R622 379 370 SH SOLE 0 0 370 CVS HEALTH CORPORATION Common 126650100 407 402 SH SOLE 0 0 402 ISHARES TR CORE HIGH DV ETF Exchange Traded Funds 46429B663 412 385 SH SOLE 0 0 385 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF Exchange Traded Funds 92206C870 445 517 SH SOLE 0 0 517 LULULEMON ATHLETICA INCORPORATED Common 550021109 467 128 SH SOLE 0 0 128 PRUDENTIAL FINL INCORPORATED Common 744320102 499 422 SH SOLE 0 0 422 VANGUARD DIVIDEND APPRECIATION ETF Exchange Traded Funds 921908844 506 312 SH SOLE 0 0 312 HP INCORPORATED Common 40434L105 529 1458 SH SOLE 0 0 1458 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Master Limited Partnership G16258108 539 1312 SH SOLE 0 0 1312 REALTY INCOME CORPORATION REIT REITs 756109104 552 796 SH SOLE 0 0 796 OPEN LENDING CORPORATION COM CLASS A Common 68373J104 556 2940 SH SOLE 0 0 2940 HANESBRANDS INCORPORATED Common 410345102 564 3789 SH SOLE 0 0 3789 VANGUARD INFORMATION TECHNOLOGY ETF Exchange Traded Funds 92204A702 625 150 SH SOLE 0 0 150 INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF Exchange Traded Funds 46138E784 633 2800 SH SOLE 0 0 2800 WALGREENS BOOTS ALLIANCE INCORPORATED Common 931427108 672 1500 SH SOLE 0 0 1500 IRON MTN INCORPORATED NEW REIT REITs 46284V101 673 1215 SH SOLE 0 0 1215 ORACLE CORPORATION Common 68389X105 745 900 SH SOLE 0 0 900 BLACKROCK ENHANCED EQUITY DIVI Equity 09251A104 816 8245 SH SOLE 0 0 8245 PFIZER INCORPORATED Common 717081103 851 1643 SH SOLE 0 0 1643 CARRIER GLOBAL CORPORATION Common 14448C104 863 1882 SH SOLE 0 0 1882 MEDTRONIC PLC SHS Ordinary Shares G5960L103 888 800 SH SOLE 0 0 800 INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF Exchange Traded Funds 46137V563 892 4085 SH SOLE 0 0 4085 FORTUNE BRANDS HOME & SEC INCORPORATED Common 34964C106 906 1220 SH SOLE 0 0 1220 EATON CORPORATION PLC SHS Ordinary Shares G29183103 911 600 SH SOLE 0 0 600 TEXAS INSTRS INCORPORATED Common 882508104 917 500 SH SOLE 0 0 500 VANGUARD SHORT-TERM BOND ETF Exchange Traded Funds 921937827 962 1235 SH SOLE 0 0 1235 ABBVIE INCORPORATED Common 00287Y109 973 600 SH SOLE 0 0 600 TARGA RES CORPORATION Common 87612G101 1015 1345 SH SOLE 0 0 1345 VERIZON COMMUNICATIONS INCORPORATED Common 92343V104 1050 2062 SH SOLE 0 0 2062 MCDONALDS CORPORATION Common 580135101 1065 431 SH SOLE 0 0 431 EATON VANCE TX ADV GLBL DIV FD Equity 27828S101 1108 5385 SH SOLE 0 0 5385 DEERE & COMPANY Common 244199105 1113 268 SH SOLE 0 0 268 CATERPILLAR INCORPORATED Common 149123101 1114 500 SH SOLE 0 0 500 SCHLUMBERGER LIMITED COM STK Ordinary Shares 806857108 1133 2743 SH SOLE 0 0 2743 TEXAS CAP BANCSHARES INCORPORATED Common 88224Q107 1146 2000 SH SOLE 0 0 2000 VANGUARD SMALL-CAP GROWTH ETF Exchange Traded Funds 922908595 1186 478 SH SOLE 0 0 478 INTERNATIONAL BUSINESS MACHINES Common 459200101 1192 917 SH SOLE 0 0 917 AT&T INCORPORATED Common 00206R102 1229 5203 SH SOLE 0 0 5203 ISHARES TR SP SMCP600VL ETF Exchange Traded Funds 464287879 1279 1249 SH SOLE 0 0 1249 INTEL CORPORATION Common 458140100 1452 2930 SH SOLE 0 0 2930 ISHARES TR RUS 1000 ETF Exchange Traded Funds 464287622 1562 625 SH SOLE 0 0 625 PROCTER AND GAMBLE COMPANY Common 742718109 1574 1030 SH SOLE 0 0 1030 SOUTHWEST AIRLS COMPANY Common 844741108 1583 3457 SH SOLE 0 0 3457 ISHARES TR IBOXX INV CP ETF Exchange Traded Funds 464287242 1693 1400 SH SOLE 0 0 1400 UNION PAC CORPORATION Common 907818108 1754 642 SH SOLE 0 0 642 NIKE INCORPORATED CLASS B Common 654106103 1857 1380 SH SOLE 0 0 1380 AMGEN INCORPORATED Common 031162100 2022 836 SH SOLE 0 0 836 GENERAL MLS INCORPORATED Common 370334104 2080 3071 SH SOLE 0 0 3071 SPDR GOLD SHARES Exchange Traded Funds 78463V107 2081 1152 SH SOLE 0 0 1152 HOME DEPOT INCORPORATED Common 437076102 2305 770 SH SOLE 0 0 770 PUBLIC STORAGE REIT REITs 74460D109 2377 609 SH SOLE 0 0 609 PHILLIPS 66 Common 718546104 2473 2863 SH SOLE 0 0 2863 PEPSICO INCORPORATED Common 713448108 2570 1535 SH SOLE 0 0 1535 3M COMPANY Common 88579Y101 2590 1740 SH SOLE 0 0 1740 NORFOLK SOUTHN CORPORATION Common 655844108 2770 971 SH SOLE 0 0 971 DISNEY WALT COMPANY Common 254687106 2949 2150 SH SOLE 0 0 2150 VANGUARD FTSE ALL-WORLD EX-US ETF Exchange Traded Funds 922042775 3022 5247 SH SOLE 0 0 5247 QUALCOMM INCORPORATED Common 747525103 3056 2000 SH SOLE 0 0 2000 APPLIED MATLS INCORPORATED Common 038222105 3163 2400 SH SOLE 0 0 2400 CHEVRON CORPORATION NEW Common 166764100 3325 2042 SH SOLE 0 0 2042 JOHNSON & JOHNSON Common 478160104 3679 2076 SH SOLE 0 0 2076 AUTOMATIC DATA PROCESSING INCORPORATED Common 053015103 5161 2268 SH SOLE 0 0 2268 CONOCOPHILLIPS Common 20825C104 5617 5617 SH SOLE 0 0 5617 MICROSOFT CORPORATION Common 594918104 6507 2111 SH SOLE 0 0 2111 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Common 084670702 7616 2158 SH SOLE 0 0 2158 AMAZON COM INCORPORATED Common 023135106 11019 338 SH SOLE 0 0 338 EXXON MOBIL CORPORATION Common 30231G102 13128 15895 SH SOLE 0 0 15895 VANGUARD MID-CAP GROWTH ETF Exchange Traded Funds 922908538 39479 17719 SH SOLE 0 0 17719 VANGUARD TOTAL INTERNATIONAL STOCK ETF Exchange Traded Funds 921909768 101067 169179 SH SOLE 0 0 169179 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW Exchange Traded Funds 922908363 240042 57818 SH SOLE 0 0 57818 VANGUARD TOTAL STOCK MARKET ETF Exchange Traded Funds 922908769 612269 268929 SH SOLE 0 0 268929