CHIEF COMPLIANCE OFFICER

0001909316-22-000001.txt : 20220214 0001909316-22-000001.hdr.sgml : 20220214 20220214131633 ACCESSION NUMBER: 0001909316-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOURNEY STRATEGIC WEALTH LLC CENTRAL INDEX KEY: 0001909316 IRS NUMBER: 861197123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22006 FILM NUMBER: 22628708 BUSINESS ADDRESS: STREET 1: 104 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (201) 905-0070 MAIL ADDRESS: STREET 1: 104 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001909316 XXXXXXXX 12-31-2021 12-31-2021 JOURNEY STRATEGIC WEALTH LLC

104 SUMMIT AVENUE SUMMIT NJ 07901

13F HOLDINGS REPORT 028-22006 N DAMIAN F. LO BASSO CHIEF COMPLIANCE OFFICER (201) 905-0070 DAMIAN F. LO BASSO SUMMIT NJ 02-14-2022 2 214 960748 false 1 Adhesion 2 Parametric INFORMATION TABLE 2 2021_Q4_13F_Journey.xml SPDR S&P 500 ETF TR TR UNIT 78462F103 273803 576475 SH SOLE 0 0 576475 ISHARES TR CORE S&P500 ETF 464287200 167034 350184 SH SOLE 0 0 350184 APPLE INC COM 037833100 140760 792700 SH SOLE 0 0 792700 ISHARES TR CORE S&P MCP ETF 464287507 56140 198318 SH SOLE 0 0 198318 ISHARES TR CORE S&P SCP ETF 464287804 56009 489120 SH SOLE 0 0 489120 PEPSICO INC COM 713448108 35883 206571 SH SOLE 0 0 206571 PAYPAL HLDGS INC COM 70450Y103 29144 154545 SH SOLE 0 0 154545 DISNEY WALT CO COM 254687106 22043 142312 SH SOLE 0 0 142312 ISHARES TR MSCI USA VALUE 46432F388 11661 106525 SH SOLE 0 0 106525 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9273 17912 SH SOLE 0 0 17912 SPDR SER TR S&P 600 SML CAP 78464A813 9231 92856 SH SOLE 0 0 92856 ISHARES TR ESG AWR MSCI USA 46435G425 7868 72915 SH SOLE 0 0 72915 ISHARES TR RUS 1000 ETF 464287622 6018 22758 SH SOLE 0 0 22758 ISHARES TR RUS TP200 GR ETF 464289438 5727 33037 SH SOLE 0 0 33037 MICROSOFT CORP COM 594918104 5685 16904 SH SOLE 0 0 16904 ISHARES TR MSCI USA MIN VOL 46429B697 5372 66408 SH SOLE 0 0 66408 ISHARES TR RUS MD CP GR ETF 464287481 4443 38560 SH SOLE 0 0 38560 ISHARES TR RUSSELL 2000 ETF 464287655 3270 14698 SH SOLE 0 0 14698 AMAZON COM INC COM 023135106 3171 951 SH SOLE 0 0 951 ISHARES TR U.S. ENERGY ETF 464287796 3083 102416 SH SOLE 0 0 102416 ISHARES TR MSCI USA QLT FCT 46432F339 2662 18291 SH SOLE 0 0 18291 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2633 51567 SH SOLE 0 0 51567 META PLATFORMS INC CL A 30303M102 2423 7204 SH SOLE 0 0 7204 ISHARES TR U.S. FIN SVC ETF 464287770 2248 11641 SH SOLE 0 0 11641 ISHARES TR TIPS BD ETF 464287176 2099 16243 SH SOLE 0 0 16243 ISHARES TR EAFE GRWTH ETF 464288885 1825 16551 SH SOLE 0 0 16551 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 1815 129089 SH SOLE 0 0 129089 ALPHABET INC CAP STK CL C 02079K107 1777 614 SH SOLE 0 0 614 ALPHABET INC CAP STK CL A 02079K305 1605 554 SH SOLE 0 0 554 HOME DEPOT INC COM 437076102 1592 3835 SH SOLE 0 0 3835 NVIDIA CORPORATION COM 67066G104 1472 5004 SH SOLE 0 0 5004 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1470 4915 SH SOLE 0 0 4915 BK OF AMERICA CORP COM 060505104 1290 29001 SH SOLE 0 0 29001 CHEVRON CORP NEW COM 166764100 1193 10163 SH SOLE 0 0 10163 MADRIGAL PHARMACEUTICALS INC COM 558868105 1171 13820 SH SOLE 0 0 13820 PFIZER INC COM 717081103 1125 19057 SH SOLE 0 0 19057 UNITEDHEALTH GROUP INC COM 91324P102 1111 2212 SH SOLE 0 0 2212 PROCTER AND GAMBLE CO COM 742718109 1106 6761 SH SOLE 0 0 6761 TESLA INC COM 88160R101 1093 1034 SH SOLE 0 0 1034 ISHARES TR FALN ANGLS USD 46435G474 933 31118 SH SOLE 0 0 31118 JPMORGAN CHASE & CO COM 46625H100 902 5698 SH SOLE 0 0 5698 AMERICAN CENTY ETF TR US SML CP VALU 025072877 897 11254 SH SOLE 0 0 11254 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 878 17744 SH SOLE 0 0 17744 CISCO SYS INC COM 17275R102 867 13683 SH SOLE 0 0 13683 FIRST TR EXCHANGE-TRADED FD DEVELOPED INTL 33738R787 866 15610 SH SOLE 0 0 15610 ISHARES TR 20 YR TR BD ETF 464287432 763 5150 SH SOLE 0 0 5150 THERMO FISHER SCIENTIFIC INC COM 883556102 751 1126 SH SOLE 0 0 1126 NETFLIX INC COM 64110L106 706 1172 SH SOLE 0 0 1172 ACCOLADE INC COM 00437E102 683 25902 SH SOLE 0 0 25902 WELLS FARGO CO NEW COM 949746101 680 14179 SH SOLE 0 0 14179 BROADCOM INC COM 11135F101 679 1020 SH SOLE 0 0 1020 ADOBE SYSTEMS INCORPORATED COM 00724F101 667 1177 SH SOLE 0 0 1177 VANGUARD INDEX FDS MID CAP ETF 922908629 664 2605 SH SOLE 0 0 2605 MASTERCARD INCORPORATED CL A 57636Q104 648 1804 SH SOLE 0 0 1804 CITIGROUP INC COM NEW 172967424 610 10094 SH SOLE 0 0 10094 INTEL CORP COM 458140100 601 11678 SH SOLE 0 0 11678 ISHARES TR CORE US AGGBD ET 464287226 581 5096 SH SOLE 0 0 5096 ABBOTT LABS COM 002824100 578 4104 SH SOLE 0 0 4104 HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 557 56300 SH SOLE 0 0 56300 WALMART INC COM 931142103 555 3836 SH SOLE 0 0 3836 COCA COLA CO COM 191216100 552 9318 SH SOLE 0 0 9318 CLOROX CO DEL COM 189054109 551 3160 SH SOLE 0 0 3160 ABBVIE INC COM 00287Y109 548 4047 SH SOLE 0 0 4047 ORACLE CORP COM 68389X105 521 5974 SH SOLE 0 0 5974 VISA INC COM CL A 92826C839 520 2401 SH SOLE 0 0 2401 ISHARES TR SELECT DIVID ETF 464287168 508 4140 SH SOLE 0 0 4140 FORD MTR CO DEL COM 345370860 507 24391 SH SOLE 0 0 24391 INTUIT COM 461202103 489 761 SH SOLE 0 0 761 UBER TECHNOLOGIES INC COM 90353T100 482 11500 SH SOLE 0 0 11500 MCDONALDS CORP COM 580135101 469 1751 SH SOLE 0 0 1751 DANAHER CORPORATION COM 235851102 469 1427 SH SOLE 0 0 1427 MERCK & CO INC COM 58933Y105 460 6004 SH SOLE 0 0 6004 COSTCO WHSL CORP NEW COM 22160K105 456 804 SH SOLE 0 0 804 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 455 9100 SH SOLE 0 0 9100 PHILIP MORRIS INTL INC COM 718172109 454 4776 SH SOLE 0 0 4776 COMCAST CORP NEW CL A 20030N101 452 8979 SH SOLE 0 0 8979 LILLY ELI & CO COM 532457108 452 1636 SH SOLE 0 0 1636 INTERNATIONAL BUSINESS MACHS COM 459200101 446 3334 SH SOLE 0 0 3334 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 443 2948 SH SOLE 0 0 2948 EATON CORP PLC SHS G29183103 443 2562 SH SOLE 0 0 2562 ISHARES TR EAFE SML CP ETF 464288273 438 5996 SH SOLE 0 0 5996 UNION PAC CORP COM 907818108 434 1723 SH SOLE 0 0 1723 BECTON DICKINSON & CO COM 075887109 423 1684 SH SOLE 0 0 1684 TEXAS INSTRS INC COM 882508104 422 2238 SH SOLE 0 0 2238 CVS HEALTH CORP COM 126650100 391 3787 SH SOLE 0 0 3787 NEXTERA ENERGY INC COM 65339F101 384 4110 SH SOLE 0 0 4110 3M CO COM 88579Y101 384 2163 SH SOLE 0 0 2163 STARBUCKS CORP COM 855244109 383 3277 SH SOLE 0 0 3277 AMERICAN SUPERCONDUCTOR CORP SHS NEW 030111207 381 35000 SH SOLE 0 0 35000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 376 1558 SH SOLE 0 0 1558 VERIZON COMMUNICATIONS INC COM 92343V104 374 7200 SH SOLE 0 0 7200 TPI COMPOSITES INC COM 87266J104 374 25000 SH SOLE 0 0 25000 AMERICAN EXPRESS CO COM 025816109 373 2281 SH SOLE 0 0 2281 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 369 3904 SH SOLE 0 0 3904 ISHARES TR EAFE VALUE ETF 464288877 368 7308 SH SOLE 0 0 7308 ISHARES TR S&P 500 GRWT ETF 464287309 368 4400 SH SOLE 0 0 4400 ADVANCED MICRO DEVICES INC COM 007903107 368 2557 SH SOLE 0 0 2557 MATADOR RES CO COM 576485205 361 9780 SH SOLE 0 0 9780 KLA CORP COM NEW 482480100 356 827 SH SOLE 0 0 827 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 352 848 SH SOLE 0 0 848 SERVISFIRST BANCSHARES INC COM 81768T108 351 4135 SH SOLE 0 0 4135 SIMON PPTY GROUP INC NEW COM 828806109 350 2190 SH SOLE 0 0 2190 DUKE ENERGY CORP NEW COM NEW 26441C204 344 3280 SH SOLE 0 0 3280 KIMBERLY-CLARK CORP COM 494368103 341 2389 SH SOLE 0 0 2389 APPLIED MATLS INC COM 038222105 334 2122 SH SOLE 0 0 2122 BRISTOL-MYERS SQUIBB CO COM 110122108 326 5226 SH SOLE 0 0 5226 SAIA INC COM 78709Y105 322 955 SH SOLE 0 0 955 CATERPILLAR INC COM 149123101 320 1550 SH SOLE 0 0 1550 BLACKROCK INC COM 09247X101 320 349 SH SOLE 0 0 349 ICON PLC SHS G4705A100 317 1025 SH DFND 1 0 1025 0 SALESFORCE COM INC COM 79466L302 312 1229 SH SOLE 0 0 1229 WASTE MGMT INC DEL COM 94106L109 310 1860 SH SOLE 0 0 1860 BOEING CO COM 097023105 308 1531 SH SOLE 0 0 1531 ISHARES TR GLOBAL FINLS ETF 464287333 301 3758 SH SOLE 0 0 3758 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 299 3700 SH SOLE 0 0 3700 MACYS INC COM 55616P104 294 11227 SH SOLE 0 0 11227 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 293 5140 SH SOLE 0 0 5140 CROCS INC COM 227046109 290 2262 SH SOLE 0 0 2262 NIKE INC CL B 654106103 284 1702 SH SOLE 0 0 1702 CAMDEN PPTY TR SH BEN INT 133131102 284 1591 SH SOLE 0 0 1591 S&P GLOBAL INC COM 78409V104 281 595 SH SOLE 0 0 595 REPLIGEN CORP COM 759916109 280 1059 SH SOLE 0 0 1059 LOWES COS INC COM 548661107 279 1079 SH SOLE 0 0 1079 LOCKHEED MARTIN CORP COM 539830109 278 782 SH SOLE 0 0 782 MKS INSTRS INC COM 55306N104 275 1582 SH SOLE 0 0 1582 UNITED PARCEL SERVICE INC CL B 911312106 275 1283 SH SOLE 0 0 1283 STERLING BANCORP DEL COM 85917A100 273 10583 SH SOLE 0 0 10583 GENERAL DYNAMICS CORP COM 369550108 271 1298 SH SOLE 0 0 1298 ISHARES TR U.S. MED DVC ETF 464288810 269 4092 SH SOLE 0 0 4092 ATHIRA PHARMA INC COM 04746L104 268 20538 SH SOLE 0 0 20538 MORGAN STANLEY COM NEW 617446448 263 2679 SH SOLE 0 0 2679 SYNAPTICS INC COM 87157D109 261 900 SH SOLE 0 0 900 UNITED STATES STL CORP NEW COM 912909108 260 10900 SH SOLE 0 0 10900 GILEAD SCIENCES INC COM 375558103 259 3572 SH SOLE 0 0 3572 MAXLINEAR INC COM 57776J100 258 3420 SH SOLE 0 0 3420 UFP INDUSTRIES INC COM 90278Q108 258 2809 SH SOLE 0 0 2809 AMERICAN ELEC PWR CO INC COM 025537101 256 2877 SH SOLE 0 0 2877 ISHARES TR JPMORGAN USD EMG 464288281 256 2349 SH SOLE 0 0 2349 PROLOGIS INC. COM 74340W103 255 1515 SH SOLE 0 0 1515 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 254 2500 SH SOLE 0 0 2500 AUTOMATIC DATA PROCESSING IN COM 053015103 250 1014 SH SOLE 0 0 1014 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 249 1501 SH SOLE 0 0 1501 ISHARES TR U.S. TECH ETF 464287721 246 2140 SH SOLE 0 0 2140 APPLE INC COM 037833100 246 1384 SH DFND 2 0 1384 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 245 1200 SH SOLE 0 0 1200 GENERAL ELECTRIC CO COM NEW 369604301 244 2579 SH SOLE 0 0 2579 GENERAL MTRS CO COM 37045V100 242 4136 SH SOLE 0 0 4136 FASTENAL CO COM 311900104 241 3767 SH SOLE 0 0 3767 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 241 3585 SH SOLE 0 0 3585 BROWN & BROWN INC COM 115236101 240 3410 SH SOLE 0 0 3410 JOHNSON & JOHNSON COM 478160104 240 1405 SH SOLE 0 0 1405 SVB FINANCIAL GROUP COM 78486Q101 239 352 SH SOLE 0 0 352 COLGATE PALMOLIVE CO COM 194162103 238 2784 SH SOLE 0 0 2784 EVERCORE INC CLASS A 29977A105 237 1745 SH SOLE 0 0 1745 MARSH & MCLENNAN COS INC COM 571748102 236 1355 SH SOLE 0 0 1355 FORMFACTOR INC COM 346375108 234 5117 SH SOLE 0 0 5117 SCHWAB CHARLES CORP COM 808513105 234 2788 SH SOLE 0 0 2788 TOPBUILD CORP COM 89055F103 234 849 SH SOLE 0 0 849 SELECT SECTOR SPDR TR ENERGY 81369Y506 233 4193 SH SOLE 0 0 4193 MICROSOFT CORP COM 594918104 232 691 SH DFND 2 0 691 0 CHEGG INC COM 163092109 230 7500 SH SOLE 0 0 7500 OLD DOMINION FREIGHT LINE IN COM 679580100 228 637 SH SOLE 0 0 637 ISHARES TR 10+ YR INVST GRD 464289511 227 3260 SH SOLE 0 0 3260 QUALCOMM INC COM 747525103 227 1243 SH SOLE 0 0 1243 EXXON MOBIL CORP COM 30231G102 226 3695 SH SOLE 0 0 3695 EATON VANCE ENHANCED EQUITY COM 278274105 221 10975 SH SOLE 0 0 10975 CLEVELAND-CLIFFS INC NEW COM 185899101 221 10140 SH SOLE 0 0 10140 CAPRI HOLDINGS LIMITED SHS G1890L107 219 3372 SH SOLE 0 0 3372 MONDELEZ INTL INC CL A 609207105 219 3307 SH SOLE 0 0 3307 TERADYNE INC COM 880770102 217 1326 SH SOLE 0 0 1326 WESTERN UN CO COM 959802109 217 12185 SH SOLE 0 0 12185 WATTS WATER TECHNOLOGIES INC CL A 942749102 216 1111 SH SOLE 0 0 1111 CAPITAL ONE FINL CORP COM 14040H105 213 1466 SH SOLE 0 0 1466 KEYSIGHT TECHNOLOGIES INC COM 49338L103 211 1020 SH SOLE 0 0 1020 BERKSHIRE HILLS BANCORP INC COM 084680107 210 7391 SH SOLE 0 0 7391 LINDE PLC SHS G5494J103 210 605 SH SOLE 0 0 605 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 208 2458 SH SOLE 0 0 2458 STIFEL FINL CORP COM 860630102 206 2925 SH DFND 1 0 2925 0 ISHARES TR S&P 500 VAL ETF 464287408 206 1313 SH SOLE 0 0 1313 TJX COS INC NEW COM 872540109 205 2696 SH SOLE 0 0 2696 PUBLIC STORAGE COM 74460D109 203 543 SH SOLE 0 0 543 PINNACLE FINL PARTNERS INC COM 72346Q104 202 2116 SH SOLE 0 0 2116 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 200 2789 SH SOLE 0 0 2789 ISHARES TR U.S. FINLS ETF 464287788 200 2304 SH SOLE 0 0 2304 CATALENT INC COM 148806102 200 1560 SH SOLE 0 0 1560 MARATHON OIL CORP COM 565849106 168 10237 SH SOLE 0 0 10237 HOPE BANCORP INC COM 43940T109 152 10366 SH SOLE 0 0 10366 FIRST BANCORP P R COM NEW 318672706 143 10357 SH SOLE 0 0 10357 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 127 15450 SH SOLE 0 0 15450 BLACKROCK CAP INVT CORP COM 092533108 126 31534 SH SOLE 0 0 31534 PATTERSON-UTI ENERGY INC COM 703481101 106 12491 SH SOLE 0 0 12491 SUMMIT HOTEL PPTYS INC COM 866082100 106 10864 SH SOLE 0 0 10864 KAYNE ANDERSON ENERGY INFRST COM 486606106 81 10360 SH SOLE 0 0 10360 FRANKLIN STR PPTYS CORP COM 35471R106 80 13438 SH SOLE 0 0 13438 NEW YORK MTG TR INC COM PAR $.02 649604501 79 21275 SH SOLE 0 0 21275 WESTERN ASSET HIGH INCOME OP COM 95766K109 73 14000 SH SOLE 0 0 14000 SOUTHWESTERN ENERGY CO COM 845467109 63 13487 SH SOLE 0 0 13487 SPECTRUM PHARMACEUTICALS INC COM 84763A108 37 29185 SH SOLE 0 0 29185 BRICKELL BIOTECH INC COM 10802T105 24 105042 SH SOLE 0 0 105042 SPECTRUM PHARMACEUTICALS INC COM 84763A108 17 13116 SH DFND 2 0 13116 0 WISDOMTREE TR INTL QULTY DIV 97717X131 10806 270890 SH SOLE 0 0 270890 INVESCO QQQ TR UNIT SER 1 46090E103 2235 5617 SH SOLE 0 0 5617 WISDOMTREE TR ENHNCD CMMDTY ST 97717Y683 2072 99527 SH SOLE 0 0 99527 XYLEM INC COM 98419M100 498 4154 SH SOLE 0 0 4154 ZYMEWORKS INC COM 98985W102 473 28846 SH SOLE 0 0 28846 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 391 5700 SH SOLE 0 0 5700 TARGET CORP COM 87612E106 314 1357 SH SOLE 0 0 1357 INTUITIVE SURGICAL INC COM NEW 46120E602 274 763 SH SOLE 0 0 763 FORTINET INC COM 34959E109 235 655 SH SOLE 0 0 655 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 220 369 SH SOLE 0 0 369 WISDOMTREE TR EMER MKT HIGH FD 97717W315 209 4835 SH SOLE 0 0 4835 WHITESTONE REIT COM 966084204 108 10654 SH SOLE 0 0 10654 ZOSANO PHARMA CORP COM NEW 98979H202 5 10000 SH SOLE 0 0 10000 TONIX PHARMACEUTICALS HLDG C COM 890260706 4 10000 SH SOLE 0 0 10000