Chief Compliance Officer

0001725547-24-005912.txt : 20241015 0001725547-24-005912.hdr.sgml : 20241015 20241015104406 ACCESSION NUMBER: 0001725547-24-005912 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241015 DATE AS OF CHANGE: 20241015 EFFECTIVENESS DATE: 20241015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management Group, LLC CENTRAL INDEX KEY: 0001907552 ORGANIZATION NAME: IRS NUMBER: 870974250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21792 FILM NUMBER: 241370116 BUSINESS ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: 520-624-4554 MAIL ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001907552 XXXXXXXX 09-30-2024 09-30-2024 false Sonora Investment Management Group, LLC

2343 E. BROADWAY BLVD, SUITE 116 TUCSON AZ 85719

13F HOLDINGS REPORT 028-21792 000315312 801-121799 N Sara S. Alexander Chief Compliance Officer 520-624-4554 Sara S. 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SH SOLE 0 0 30550 WEST PHARMACEUTICAL SVSC INC COM 955306105 240128 800 SH SOLE 0 0 800 WESTERN ASSET HIGH INCOM FD COM 95766J102 82240 18235 SH SOLE 0 0 18235 WESTERN ASSET HIGH YIELD DEF COM 95768B107 227669 18390 SH SOLE 0 0 18390 WEYERHAEUSER CO MTN BE COM NEW 962166104 1120326 33087 SH SOLE 0 0 33087 WHEATON PRECIOUS METALS CORP COM 962879102 3113553 50975 SH SOLE 0 0 50975 WILLIAMS COS INC COM 969457100 451753 9896 SH SOLE 0 0 9896 WORKIVA INC COM CL A 98139A105 289105 3654 SH SOLE 0 0 3654 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13124359 37129 SH SOLE 0 0 37129 EATON CORP PLC SHS G29183103 658255 1986 SH SOLE 0 0 1986 MEDTRONIC PLC SHS G5960L103 11606399 128917 SH SOLE 0 0 128917 PAGSEGURO DIGITAL LTD COM CL A G68707101 285525 33162 SH SOLE 0 0 33162 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 13219022 137842 SH SOLE 0 0 137842 AMAZON COM INC COM 023135106 20646414 110806 SH SOLE 0 0 110806 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 155804 150000 SH SOLE 0 0 150000 AMERICAN ELEC PWR CO INC COM 025537101 229722 2239 SH SOLE 0 0 2239 AMERICAN EXPRESS CO COM 025816109 228770 844 SH SOLE 0 0 844 AMERICAN TOWER CORP NEW COM 03027X100 1291672 5554 SH SOLE 0 0 5554 CENCORA INC COM 03073E105 310386 1379 SH SOLE 0 0 1379 AMGEN INC COM 031162100 8767859 27212 SH SOLE 0 0 27212 ANALOG DEVICES INC COM 032654105 540373 2348 SH SOLE 0 0 2348 ANTERO MIDSTREAM CORP COM 03676B102 150500 10000 SH SOLE 0 0 10000 APPLE INC COM 037833100 64062427 274946 SH SOLE 0 0 274946 APPLIED MATLS INC COM 038222105 1689861 8364 SH SOLE 0 0 8364 ARISTA NETWORKS INC COM 040413106 213021 555 SH SOLE 0 0 555 ARM HOLDINGS PLC SPONSORED ADS 042068205 656416 4590 SH SOLE 0 0 4590 ASTRAZENECA PLC SPONSORED ADR 046353108 217783 2795 SH SOLE 0 0 2795 AUTOMATIC DATA PROCESSING IN COM 053015103 226366 818 SH SOLE 0 0 818 AUTOZONE INC COM 053332102 463056 147 SH SOLE 0 0 147 AVISTA CORP COM 05379B107 387384 9997 SH SOLE 0 0 9997 BANK AMERICA CORP COM 060505104 278281 7013 SH SOLE 0 0 7013 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4251882 9238 SH SOLE 0 0 9238 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 8831653 9260000 SH SOLE 0 0 9260000 BLACKROCK MUNIYIELD QUALITY COM 09254E103 120000 10000 SH SOLE 0 0 10000 BLACKSTONE INC COM 09260D107 21153555 138141 SH SOLE 0 0 138141 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 1211288 41355 SH SOLE 0 0 41355 BOEING CO COM 097023105 1045277 6875 SH SOLE 0 0 6875 BRIGHTVIEW HLDGS INC COM 10948C107 526362 33441 SH SOLE 0 0 33441 BRISTOL-MYERS SQUIBB CO COM 110122108 298041 5760 SH SOLE 0 0 5760 BROADCOM INC COM 11135F101 21049417 122026 SH SOLE 0 0 122026 THE CIGNA GROUP COM 125523100 257550 743 SH SOLE 0 0 743 CSX CORP COM 126408103 955307 27666 SH SOLE 0 0 27666 CVS HEALTH CORP COM 126650100 3047342 48463 SH SOLE 0 0 48463 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 306714 26350 SH SOLE 0 0 26350 CATERPILLAR INC COM 149123101 1032066 2639 SH SOLE 0 0 2639 CENTURY ALUM CO NOTE 2.750% 5/0 156431AQ1 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EATON VANCE NATL MUN OPPORT COM SHS 27829L105 242325 13500 SH SOLE 0 0 13500 EMERSON ELEC CO COM 291011104 8255900 75486 SH SOLE 0 0 75486 ENBRIDGE INC COM 29250N105 653415 16090 SH SOLE 0 0 16090 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1712931 106725 SH SOLE 0 0 106725 ENOVIX CORPORATION COM 293594107 2340885 250630 SH SOLE 0 0 250630 ENTERPRISE PRODS PARTNERS L COM 293792107 1717610 59004 SH SOLE 0 0 59004 ETSY INC NOTE 0.125% 9/0 29786AAL0 4399143 5137000 SH SOLE 0 0 5137000 ETSY INC NOTE 0.250% 6/1 29786AAN6 2741308 3360000 SH SOLE 0 0 3360000 EVERGY INC COM 30034W106 11839854 190935 SH SOLE 0 0 190935 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 5289808 4997000 SH SOLE 0 0 4997000 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 2434918 2335000 SH SOLE 0 0 2335000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 4205619 4340000 SH SOLE 0 0 4340000 EXELIXIS INC COM 30161Q104 604661 23301 SH SOLE 0 0 23301 EXP WORLD HLDGS INC COM 30212W100 990091 70269 SH SOLE 0 0 70269 EXXON MOBIL CORP COM 30231G102 7793086 66483 SH SOLE 0 0 66483 META PLATFORMS INC CL A 30303M102 23053260 40272 SH SOLE 0 0 40272 FIFTH THIRD BANCORP COM 316773100 2531654 59096 SH SOLE 0 0 59096 FORD MTR CO COM 345370860 130068 12317 SH SOLE 0 0 12317 FREEPORT-MCMORAN INC CL B 35671D857 587908 11777 SH SOLE 0 0 11777 GABELLI UTIL TR COM 36240A101 62479 12015 SH SOLE 0 0 12015 GALLAGHER ARTHUR J & CO COM 363576109 25881893 91985 SH SOLE 0 0 91985 GE AEROSPACE COM NEW 369604301 342317 1815 SH SOLE 0 0 1815 GENERAL MLS INC COM 370334104 6119997 82871 SH SOLE 0 0 82871 GENTEX CORP COM 371901109 266886 8989 SH SOLE 0 0 8989 GILEAD SCIENCES INC COM 375558103 432854 5163 SH SOLE 0 0 5163 GLOBAL NET LEASE INC COM NEW 379378201 2039106 242174 SH SOLE 0 0 242174 GLOBAL X FDS GLBL X MLP ETF 37954Y343 3089385 64389 SH SOLE 0 0 64389 GOLDMAN SACHS GROUP INC COM 38141G104 251382 508 SH SOLE 0 0 508 GRAFTECH INTL LTD COM 384313508 29073 22025 SH SOLE 0 0 22025 GRANITE CONSTR INC COM 387328107 381417 4811 SH SOLE 0 0 4811 GRAY TELEVISION INC COM 389375106 56280 10500 SH SOLE 0 0 10500 GREEN PLAINS INC NOTE 2.250% 3/1 393222AK0 2144680 2495000 SH SOLE 0 0 2495000 HP INC COM 40434L105 325126 9064 SH SOLE 0 0 9064 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 4117558 4117000 SH SOLE 0 0 4117000 HALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 40637HAF6 2711075 2280000 SH SOLE 0 0 2280000 HEALTHCARE RLTY TR CL A COM 42226K105 249890 13768 SH SOLE 0 0 13768 HEALTHPEAK PROPERTIES INC COM 42250P103 327796 14333 SH SOLE 0 0 14333 HOME DEPOT INC COM 437076102 21459564 52960 SH SOLE 0 0 52960 HONEYWELL INTL INC COM 438516106 7226562 34960 SH SOLE 0 0 34960 HUNTSMAN CORP COM 447011107 782864 32350 SH SOLE 0 0 32350 ILLINOIS TOOL WKS INC COM 452308109 7771470 29654 SH SOLE 0 0 29654 INSMED INC NOTE 0.750% 6/0 457669AB5 1101836 480000 SH SOLE 0 0 480000 INTEL CORP COM 458140100 2346877 100037 SH SOLE 0 0 100037 INTERCONTINENTAL EXCHANGE IN COM 45866F104 235338 1465 SH SOLE 0 0 1465 INTERNATIONAL 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SH SOLE 0 0 2810 ISHARES TR CORE S&P500 ETF 464287200 2795069 4846 SH SOLE 0 0 4846 ISHARES TR CORE S&P MCP ETF 464287507 403991 6483 SH SOLE 0 0 6483 ISHARES TR RUS 1000 GRW ETF 464287614 295800 788 SH SOLE 0 0 788 ISHARES TR RUSSELL 2000 ETF 464287655 539033 2440 SH SOLE 0 0 2440 ISHARES SILVER TR ISHARES 46428Q109 301146 10600 SH SOLE 0 0 10600 ISHARES TR MSCI USA QLT FCT 46432F339 364159 2031 SH SOLE 0 0 2031 JPMORGAN CHASE & CO. 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NOTE 1.625% 2/1 595017AF1 5704667 2465000 SH SOLE 0 0 2465000 MONDELEZ INTL INC CL A 609207105 352025 4778 SH SOLE 0 0 4778 MURPHY OIL CORP COM 626717102 235858 6990 SH SOLE 0 0 6990 NETFLIX INC COM 64110L106 508547 717 SH SOLE 0 0 717 RITHM CAPITAL CORP COM NEW 64828T201 178450 15722 SH SOLE 0 0 15722 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 214955 1300 SH SOLE 0 0 1300 NEXTERA ENERGY INC COM 65339F101 762208 9017 SH SOLE 0 0 9017 NEXTERA ENERGY INC UNIT 09/01/2025 65339F713 16048442 346170 SH SOLE 0 0 346170 NIKE INC CL B 654106103 1515176 17140 SH SOLE 0 0 17140 NORTHROP GRUMMAN CORP COM 666807102 1764810 3342 SH SOLE 0 0 3342 NOVO-NORDISK A S ADR 670100205 341017 2864 SH SOLE 0 0 2864 NVIDIA CORPORATION COM 67066G104 13298015 109503 SH SOLE 0 0 109503 NUVEEN AMT FREE MUN CR INC F COM 67071L106 579506 43279 SH SOLE 0 0 43279 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 80700 10000 SH SOLE 0 0 10000 NUVEEN MUN VALUE FD INC COM 670928100 136383 15120 SH SOLE 0 0 15120 OCCIDENTAL PETE CORP COM 674599105 214911 4170 SH SOLE 0 0 4170 OMEROS CORP COM 682143102 43571 10975 SH SOLE 0 0 10975 OMEROS CORP NOTE 5.250% 2/1 682143AG7 2540941 3644000 SH SOLE 0 0 3644000 ONEOK INC NEW COM 682680103 950495 10430 SH SOLE 0 0 10430 ONTO INNOVATION INC COM 683344105 588226 2834 SH SOLE 0 0 2834 ORACLE CORP COM 68389X105 30243591 177486 SH SOLE 0 0 177486 ORASURE TECHNOLOGIES INC COM 68554V108 56501 13232 SH SOLE 0 0 13232 PNC FINL SVCS GROUP INC COM 693475105 13853350 74944 SH SOLE 0 0 74944 PALANTIR TECHNOLOGIES INC CL A 69608A108 212078 5701 SH SOLE 0 0 5701 PALO ALTO NETWORKS INC COM 697435105 283694 830 SH SOLE 0 0 830 PAYCHEX INC COM 704326107 12150365 90546 SH SOLE 0 0 90546 PEPSICO INC COM 713448108 16227421 95427 SH SOLE 0 0 95427 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 231569 16070 SH SOLE 0 0 16070 PFIZER INC COM 717081103 10855647 375109 SH SOLE 0 0 375109 PHILIP MORRIS INTL INC COM 718172109 1415491 11660 SH SOLE 0 0 11660 PHILLIPS 66 COM 718546104 2806722 21352 SH SOLE 0 0 21352 PIMCO INCOME STRATEGY FD COM 72201H108 214808 25065 SH SOLE 0 0 25065 PIMCO INCOME STRATEGY FD II COM 72201J104 218390 28660 SH SOLE 0 0 28660 PINNACLE WEST CAP CORP COM 723484101 1793416 20244 SH SOLE 0 0 20244 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 183845 10584 SH SOLE 0 0 10584 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 355798 4142 SH SOLE 0 0 4142 PROCTER AND GAMBLE CO COM 742718109 13826482 79830 SH SOLE 0 0 79830 PROLOGIS INC. COM 74340W103 413189 3272 SH SOLE 0 0 3272 PROSHARES TR S&P 500 DV ARIST 74348A467 234552 2197 SH SOLE 0 0 2197 PRUDENTIAL FINL INC COM 744320102 242216 2000 SH SOLE 0 0 2000 QUALCOMM INC COM 747525103 25949383 152599 SH SOLE 0 0 152599 QUIPT HOME MEDICAL CORP COM 74880P104 43800 15000 SH SOLE 0 0 15000 RPM INTL INC COM 749685103 6053388 50028 SH SOLE 0 0 50028 RTX CORPORATION COM 75513E101 12264953 101229 SH SOLE 0 0 101229 REALTY INCOME CORP COM 756109104 227329 3584 SH SOLE 0 0 3584 REGENERON PHARMACEUTICALS COM 75886F107 525620 500 SH SOLE 0 0 500 REPUBLIC SVCS INC COM 760759100 25140140 125175 SH SOLE 0 0 125175 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 2526462 2905000 SH SOLE 0 0 2905000 ROCKWELL AUTOMATION INC COM 773903109 273024 1017 SH SOLE 0 0 1017 SHELL PLC SPON ADS 780259305 437031 6627 SH SOLE 0 0 6627 SPDR S&P 500 ETF TR TR UNIT 78462F103 3852030 6714 SH SOLE 0 0 6714 SPDR GOLD TR GOLD SHS 78463V107 796265 3276 SH SOLE 0 0 3276 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 357284 844 SH SOLE 0 0 844 SALESFORCE INC COM 79466L302 5291899 19334 SH SOLE 0 0 19334 SCHLUMBERGER LTD COM STK 806857108 314458 7496 SH SOLE 0 0 7496 SCHWAB CHARLES CORP COM 808513105 322051 4969 SH SOLE 0 0 4969 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1308540 19286 SH SOLE 0 0 19286 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 355198 6897 SH SOLE 0 0 6897 SCHWAB STRATEGIC TR FUNDAMENTAL US L 808524771 506267 7055 SH SOLE 0 0 7055 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 607094 7182 SH SOLE 0 0 7182 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 308509 6097 SH SOLE 0 0 6097 SELECT SECTOR SPDR TR ENERGY 81369Y506 245314 2794 SH SOLE 0 0 2794 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 335640 7406 SH SOLE 0 0 7406 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 755981 3349 SH SOLE 0 0 3349 SERVICENOW INC COM 81762P102 337186 377 SH SOLE 0 0 377 SHOE CARNIVAL INC COM 824889109 1615485 36841 SH SOLE 0 0 36841 SHOPIFY INC CL A 82509L107 249797 3117 SH SOLE 0 0 3117 SMUCKER J M CO COM NEW 832696405 399873 3302 SH SOLE 0 0 3302 SONOCO PRODS CO COM 835495102 3138986 57459 SH SOLE 0 0 57459 SOUTHERN CO COM 842587107 654656 7259 SH SOLE 0 0 7259 STAG INDL INC COM 85254J102 246267 6300 SH SOLE 0 0 6300 STANDARD LITHIUM LTD COM 853606101 51520 32000 SH SOLE 0 0 32000 STARBUCKS CORP COM 855244109 1098425 11267 SH SOLE 0 0 11267 STARWOOD PPTY TR INC COM 85571B105 735034 36066 SH SOLE 0 0 36066 STRYKER CORPORATION COM 863667101 1995537 5524 SH SOLE 0 0 5524 SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 15402577 16360000 SH SOLE 0 0 16360000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1502025 8649 SH SOLE 0 0 8649 TARGET CORP COM 87612E106 551300 3537 SH SOLE 0 0 3537 TECK RESOURCES LTD CL B 878742204 5577038 106758 SH SOLE 0 0 106758 TESLA INC COM 88160R101 2588568 9894 SH SOLE 0 0 9894 TEXAS INSTRS INC COM 882508104 18516631 89639 SH SOLE 0 0 89639 TEXAS ROADHOUSE INC COM 882681109 3376253 19118 SH SOLE 0 0 19118 THE TRADE DESK INC COM CL A 88339J105 234871 2142 SH SOLE 0 0 2142 3M CO COM 88579Y101 270717 1980 SH SOLE 0 0 1980 TRUIST FINL CORP COM 89832Q109 14124264 330238 SH SOLE 0 0 330238