Chief Compliance Officer

0001725547-23-000125.txt : 20230512 0001725547-23-000125.hdr.sgml : 20230512 20230512132733 ACCESSION NUMBER: 0001725547-23-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management Group, LLC CENTRAL INDEX KEY: 0001907552 IRS NUMBER: 870974250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21792 FILM NUMBER: 23914600 BUSINESS ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: 520-624-4554 MAIL ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false 0001907552 XXXXXXXX 03-31-2023 03-31-2023 false Sonora Investment Management Group, LLC

2343 E. BROADWAY BLVD, SUITE 116 TUCSON AZ 85719

13F HOLDINGS REPORT 028-21792 000315312 801-121799 N Sara S. Alexander Chief Compliance Officer 520-624-4554 Sara S. Alexander Tucson AZ 05-11-2023 0 274 1147324003 false INFORMATION TABLE 2 Form13fInfoTable.xml AGNC INVT CORP COM 00123Q104 261032 25896 SH SOLE 0 0 25896 AT&T INC COM 00206R102 4080268 211962 SH SOLE 0 0 211962 ATI PHYSICAL THERAPY INC COM CL A 00216W109 25420 100000 SH SOLE 0 0 100000 ABBOTT LABS COM 002824100 866367 8556 SH SOLE 0 0 8556 ABBVIE INC COM 00287Y109 1931244 12118 SH SOLE 0 0 12118 ADOBE SYSTEMS INCORPORATED COM 00724F101 8240520 21383 SH SOLE 0 0 21383 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 4508010 4895000 SH SOLE 0 0 4895000 AKEBIA THERAPEUTICS INC COM 00972D105 5604 10000 SH SOLE 0 0 10000 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 383588 10492 SH SOLE 0 0 10492 ALPHABET INC CAP STK CL C 02079K107 21879728 210382 SH SOLE 0 0 210382 ALPHABET INC CAP STK CL A 02079K305 5861679 56509 SH SOLE 0 0 56509 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 24442899 28800000 SH SOLE 0 0 28800000 ALTRIA GROUP INC COM 02209S103 1170523 26233 SH SOLE 0 0 26233 AMAZON COM INC COM 023135106 9435955 91354 SH SOLE 0 0 91354 AMERICAN ELEC PWR CO INC COM 025537101 283639 3117 SH SOLE 0 0 3117 AMERICAN EXPRESS CO COM 025816109 227920 1382 SH SOLE 0 0 1382 AMERICAN TOWER CORP NEW COM 03027X100 1287372 6300 SH SOLE 0 0 6300 AMERISOURCEBERGEN CORP COM 03073E105 508510 3176 SH SOLE 0 0 3176 AMGEN INC COM 031162100 6877962 28451 SH SOLE 0 0 28451 ANALOG DEVICES INC COM 032654105 527507 2675 SH SOLE 0 0 2675 ANTERO RESOURCES CORP COM 03674X106 923023 39975 SH SOLE 0 0 39975 APPLE INC COM 037833100 52099640 315947 SH SOLE 0 0 315947 APPLIED MATLS INC COM 038222105 962297 7834 SH SOLE 0 0 7834 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 55519 10575 SH SOLE 0 0 10575 AUTOZONE INC COM 053332102 366265 149 SH SOLE 0 0 149 BANK AMERICA CORP COM 060505104 242371 8474 SH SOLE 0 0 8474 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2356224 7631 SH SOLE 0 0 7631 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 6460377 6380000 SH SOLE 0 0 6380000 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 8152676 7840000 SH SOLE 0 0 7840000 BLACKROCK MUNIYIELD QUALITY COM 09254E103 113400 10000 SH SOLE 0 0 10000 BLACKSTONE INC COM 09260D107 13373738 152251 SH SOLE 0 0 152251 BOEING CO COM 097023105 1516099 7137 SH SOLE 0 0 7137 BRIGHTVIEW HLDGS INC COM 10948C107 187647 33389 SH SOLE 0 0 33389 BRISTOL-MYERS SQUIBB CO COM 110122108 485127 6999 SH SOLE 0 0 6999 BROADCOM INC COM 11135F101 9660136 15058 SH SOLE 0 0 15058 CSX CORP COM 126408103 1746999 58350 SH SOLE 0 0 58350 CVS HEALTH CORP COM 126650100 3685829 49601 SH SOLE 0 0 49601 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 194620 18500 SH SOLE 0 0 18500 CATERPILLAR INC COM 149123101 1126541 4923 SH SOLE 0 0 4923 CENTURY ALUM CO NOTE 2.750% 5/0 156431AQ1 816259 1000000 SH SOLE 0 0 1000000 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 25069454 29960000 SH SOLE 0 0 29960000 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 14760732 14145000 SH SOLE 0 0 14145000 CHEVRON CORP NEW COM 166764100 6442392 39485 SH SOLE 0 0 39485 CHIMERA INVT CORP COM NEW 16934Q208 114492 20300 SH SOLE 0 0 20300 CINCINNATI FINL CORP COM 172062101 2420032 21592 SH SOLE 0 0 21592 CISCO SYS INC COM 17275R102 15333874 293331 SH SOLE 0 0 293331 CLEVELAND-CLIFFS INC NEW COM 185899101 10554011 575778 SH SOLE 0 0 575778 CLOROX CO DEL COM 189054109 1905372 12041 SH SOLE 0 0 12041 COCA COLA CO COM 191216100 6843319 110323 SH SOLE 0 0 110323 COGNEX CORP COM 192422103 2394829 48332 SH SOLE 0 0 48332 COLGATE PALMOLIVE CO COM 194162103 306210 4075 SH SOLE 0 0 4075 COMCAST CORP NEW CL A 20030N101 208119 5490 SH SOLE 0 0 5490 CONOCOPHILLIPS COM 20825C104 331285 3339 SH SOLE 0 0 3339 CORNING INC COM 219350105 3551484 100666 SH SOLE 0 0 100666 COSTCO WHSL CORP NEW COM 22160K105 15778443 31756 SH SOLE 0 0 31756 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 2203290 2430000 SH SOLE 0 0 2430000 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 170435 90177 SH SOLE 0 0 90177 CROWN CASTLE INC COM 22822V101 259301 1937 SH SOLE 0 0 1937 CUMMINS INC COM 231021106 423810 1774 SH SOLE 0 0 1774 D R HORTON INC COM 23331A109 716752 7337 SH SOLE 0 0 7337 DEERE & CO COM 244199105 209581 508 SH SOLE 0 0 508 DIAGEO PLC SPON ADR NEW 25243Q205 258468 1427 SH SOLE 0 0 1427 DISNEY WALT CO COM 254687106 5920651 59130 SH SOLE 0 0 59130 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 73650 15000 SH SOLE 0 0 15000 DOLLAR GEN CORP NEW COM 256677105 826687 3928 SH SOLE 0 0 3928 DOVER CORP COM 260003108 458555 3018 SH SOLE 0 0 3018 DUKE ENERGY CORP NEW COM NEW 26441C204 204888 2124 SH SOLE 0 0 2124 EASTERLY GOVT PPTYS INC COM 27616P103 297471 21650 SH SOLE 0 0 21650 EMERSON ELEC CO COM 291011104 8164991 93700 SH SOLE 0 0 93700 ENBRIDGE INC COM 29250N105 361090 9465 SH SOLE 0 0 9465 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1142664 91633 SH SOLE 0 0 91633 ENTERPRISE PRODS PARTNERS L COM 293792107 1215902 46946 SH SOLE 0 0 46946 ETSY INC NOTE 0.125% 9/0 29786AAL0 5585605 6232000 SH SOLE 0 0 6232000 EVERGY INC COM 30034W106 9598713 157047 SH SOLE 0 0 157047 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 6872698 5760000 SH SOLE 0 0 5760000 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 2941960 2570000 SH SOLE 0 0 2570000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 4395502 4765000 SH SOLE 0 0 4765000 EXELIXIS INC COM 30161Q104 606194 31231 SH SOLE 0 0 31231 EXP WORLD HLDGS INC COM 30212W100 1257952 99129 SH SOLE 0 0 99129 EXTRA SPACE STORAGE INC COM 30225T102 204570 1256 SH SOLE 0 0 1256 EXXON MOBIL CORP COM 30231G102 5973539 54473 SH SOLE 0 0 54473 META PLATFORMS INC CL A 30303M102 7224611 34088 SH SOLE 0 0 34088 FIDELITY NATL INFORMATION SV COM 31620M106 222102 4088 SH SOLE 0 0 4088 FIFTH THIRD BANCORP COM 316773100 1578978 59271 SH SOLE 0 0 59271 FIRST MAJESTIC SILVER CORP COM 32076V103 86520 12000 SH SOLE 0 0 12000 FORD MTR CO DEL COM 345370860 308784 24507 SH SOLE 0 0 24507 FORD MTR CO DEL NOTE 3/1 345370CZ1 1727869 1740000 SH SOLE 0 0 1740000 FUBOTV INC COM 35953D104 16335 13500 SH SOLE 0 0 13500 GABELLI UTIL TR COM 36240A101 85908 12015 SH SOLE 0 0 12015 GALLAGHER ARTHUR J & CO COM 363576109 17232715 90077 SH SOLE 0 0 90077 GENERAL MLS INC COM 370334104 8340138 97591 SH SOLE 0 0 97591 GENTEX CORP COM 371901109 251964 8989 SH SOLE 0 0 8989 GILEAD SCIENCES INC COM 375558103 385254 4643 SH SOLE 0 0 4643 GLOBAL NET LEASE INC COM NEW 379378201 3112095 241998 SH SOLE 0 0 241998 GLOBAL X FDS GLBL X MLP ETF 37954Y343 1248125 30003 SH SOLE 0 0 30003 GRAFTECH INTL LTD COM 384313508 2288730 470932 SH SOLE 0 0 470932 GRAINGER W W INC COM 384802104 777271 1128 SH SOLE 0 0 1128 GRANITE CONSTR INC NOTE 2.750%11/0 387328AB3 6197918 4545000 SH SOLE 0 0 4545000 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 19924554 20630000 SH SOLE 0 0 20630000 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 143296 145000 SH SOLE 0 0 145000 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 1670149 1965000 SH SOLE 0 0 1965000 HANESBRANDS INC COM 410345102 1193063 226818 SH SOLE 0 0 226818 HEALTHCARE RLTY TR CL A COM 42226K105 344616 17828 SH SOLE 0 0 17828 HOME DEPOT INC COM 437076102 14314207 48503 SH SOLE 0 0 48503 HONEYWELL INTL INC COM 438516106 7540557 39455 SH SOLE 0 0 39455 HUNTSMAN CORP COM 447011107 1086056 39695 SH SOLE 0 0 39695 IPG PHOTONICS CORP COM 44980X109 279668 2268 SH SOLE 0 0 2268 ILLINOIS TOOL WKS INC COM 452308109 8265067 33950 SH SOLE 0 0 33950 INSMED INC NOTE 1.750% 1/1 457669AA7 5999073 6555000 SH SOLE 0 0 6555000 INSMED INC NOTE 0.750% 6/0 457669AB5 479470 615000 SH SOLE 0 0 615000 INTEL CORP COM 458140100 367919 11262 SH SOLE 0 0 11262 INTERNATIONAL BUSINESS MACHS COM 459200101 10980171 83761 SH SOLE 0 0 83761 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 281728 5680 SH SOLE 0 0 5680 INVESCO QQQ TR UNIT SER 1 46090E103 1125499 3507 SH SOLE 0 0 3507 INTRA-CELLULAR THERAPIES INC COM 46116X101 4932849 91096 SH SOLE 0 0 91096 INTUIT COM 461202103 276415 620 SH SOLE 0 0 620 INVESCO TR INVT GRADE MUNS COM 46131M106 130423 13121 SH SOLE 0 0 13121 INVESCO ADVANTAGE MUN INCOME SH BEN INT 46132E103 111554 12520 SH SOLE 0 0 12520 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 201965 1397 SH SOLE 0 0 1397 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 173442 11945 SH SOLE 0 0 11945 IONIS PHARMACEUTICALS INC COM 462222100 5462252 152833 SH SOLE 0 0 152833 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 17542962 18930000 SH SOLE 0 0 18930000 IONIS PHARMACEUTICALS INC NOTE 4/0 462222AD2 10498848 11515000 SH SOLE 0 0 11515000 IRON MTN INC DEL COM 46284V101 4834017 91363 SH SOLE 0 0 91363 ISHARES TR SELECT DIVID ETF 464287168 296466 2530 SH SOLE 0 0 2530 ISHARES TR CORE S&P500 ETF 464287200 1107804 2695 SH SOLE 0 0 2695 ISHARES TR CORE US AGGBD ET 464287226 278594 2796 SH SOLE 0 0 2796 ISHARES TR ISHARES BIOTECH 464287556 246846 1911 SH SOLE 0 0 1911 ISHARES TR RUS 1000 VAL ETF 464287598 207531 1363 SH SOLE 0 0 1363 ISHARES TR RUSSELL 2000 ETF 464287655 378506 2122 SH SOLE 0 0 2122 ISHARES TR CORE S&P SCP ETF 464287804 221347 2289 SH SOLE 0 0 2289 ISHARES SILVER TR ISHARES 46428Q109 303730 13731 SH SOLE 0 0 13731 JPMORGAN CHASE & CO COM 46625H100 13862283 106379 SH SOLE 0 0 106379 JOHNSON & JOHNSON COM 478160104 15079092 97284 SH SOLE 0 0 97284 KLA CORP COM NEW 482480100 12081942 30268 SH SOLE 0 0 30268 KAYNE ANDERSON ENERGY INFRST COM 486606106 445608 51575 SH SOLE 0 0 51575 KIMBERLY-CLARK CORP COM 494368103 10025108 74692 SH SOLE 0 0 74692 KINDER MORGAN INC DEL COM 49456B101 4235973 241917 SH SOLE 0 0 241917 LAM RESEARCH CORP COM 512807108 439236 829 SH SOLE 0 0 829 LAUDER ESTEE COS INC CL A 518439104 201605 818 SH SOLE 0 0 818 LEGGETT & PLATT INC COM 524660107 6554242 205591 SH SOLE 0 0 205591 LILLY ELI & CO COM 532457108 772923 2251 SH SOLE 0 0 2251 LOCKHEED MARTIN CORP COM 539830109 15784797 33391 SH SOLE 0 0 33391 LOWES COS INC COM 548661107 430519 2153 SH SOLE 0 0 2153 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 3501434 4030000 SH SOLE 0 0 4030000 MGM RESORTS INTERNATIONAL COM 552953101 5683756 127955 SH SOLE 0 0 127955 MPLX LP COM UNIT REP LTD 55336V100 367995 10682 SH SOLE 0 0 10682 MACERICH CO COM 554382101 2571910 242633 SH SOLE 0 0 242633 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 450684 8306 SH SOLE 0 0 8306 MASTERCARD INCORPORATED CL A 57636Q104 546250 1503 SH SOLE 0 0 1503 MCDONALDS CORP COM 580135101 10815684 38681 SH SOLE 0 0 38681 MEDICAL PPTYS TRUST INC COM 58463J304 437905 53273 SH SOLE 0 0 53273 MERCK & CO INC COM 58933Y105 17345947 163041 SH SOLE 0 0 163041 MERITAGE HOMES CORP COM 59001A102 1298955 11125 SH SOLE 0 0 11125 MICROSOFT CORP COM 594918104 41046699 142375 SH SOLE 0 0 142375 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 6134518 2598000 SH SOLE 0 0 2598000 MONDELEZ INTL INC CL A 609207105 346108 4964 SH SOLE 0 0 4964 NATIONAL FUEL GAS CO COM 636180101 483400 8372 SH SOLE 0 0 8372 RITHM CAPITAL CORP COM NEW 64828T201 136300 17037 SH SOLE 0 0 17037 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 8793297 8710000 SH SOLE 0 0 8710000 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 224458 1300 SH SOLE 0 0 1300 NEXTERA ENERGY INC COM 65339F101 459450 5961 SH SOLE 0 0 5961 NIKE INC CL B 654106103 6167302 50288 SH SOLE 0 0 50288 NORFOLK SOUTHN CORP COM 655844108 203934 962 SH SOLE 0 0 962 NORTHROP GRUMMAN CORP COM 666807102 540935 1172 SH SOLE 0 0 1172 NVIDIA CORPORATION COM 67066G104 2740332 9865 SH SOLE 0 0 9865 OCCIDENTAL PETE CORP COM 674599105 345407 5533 SH SOLE 0 0 5533 OKTA INC NOTE 0.125% 9/0 679295AD7 1086613 1205000 SH SOLE 0 0 1205000 OMEROS CORP COM 682143102 51034 10975 SH SOLE 0 0 10975 OMEROS CORP NOTE 5.250% 2/1 682143AG7 3842271 5479000 SH SOLE 0 0 5479000 ONEOK INC NEW COM 682680103 346131 5447 SH SOLE 0 0 5447 ONTO INNOVATION INC COM 683344105 338426 3851 SH SOLE 0 0 3851 ORACLE CORP COM 68389X105 16157292 173884 SH SOLE 0 0 173884 ORGANON & CO COMMON STOCK 68622V106 491104 20880 SH SOLE 0 0 20880 PNC FINL SVCS GROUP INC COM 693475105 7019094 55225 SH SOLE 0 0 55225 PAYCHEX INC COM 704326107 8182389 71406 SH SOLE 0 0 71406 PEPSICO INC COM 713448108 15280535 83821 SH SOLE 0 0 83821 PFIZER INC COM 717081103 13852575 339524 SH SOLE 0 0 339524 PHILIP MORRIS INTL INC COM 718172109 1146416 11788 SH SOLE 0 0 11788 PHILLIPS 66 COM 718546104 1897606 18718 SH SOLE 0 0 18718 PHYSICIANS RLTY TR COM 71943U104 338613 22680 SH SOLE 0 0 22680 PIMCO INCOME STRATEGY FD COM 72201H108 393793 48437 SH SOLE 0 0 48437 PIMCO INCOME STRATEGY FD II COM 72201J104 388328 54160 SH SOLE 0 0 54160 PINNACLE WEST CAP CORP COM 723484101 1890191 23854 SH SOLE 0 0 23854 PLUG POWER INC COM NEW 72919P202 705896 60230 SH SOLE 0 0 60230 PRICE T ROWE GROUP INC COM 74144T108 230204 2039 SH SOLE 0 0 2039 PROCTER AND GAMBLE CO COM 742718109 12862434 86505 SH SOLE 0 0 86505 PROLOGIS INC. COM 74340W103 398985 3198 SH SOLE 0 0 3198 PROSHARES TR S&P 500 DV ARIST 74348A467 312589 3426 SH SOLE 0 0 3426 PROTERRA INC COM 74374T109 312263 205436 SH SOLE 0 0 205436 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 3072957 3075000 SH SOLE 0 0 3075000 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 103600 10000 SH SOLE 0 0 10000 QUALCOMM INC COM 747525103 20430381 160138 SH SOLE 0 0 160138 RPM INTL INC COM 749685103 5294596 60690 SH SOLE 0 0 60690 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10709079 109354 SH SOLE 0 0 109354 REALTY INCOME CORP COM 756109104 300331 4743 SH SOLE 0 0 4743 REGENERON PHARMACEUTICALS COM 75886F107 410835 500 SH SOLE 0 0 500 REPUBLIC SVCS INC COM 760759100 16628061 122970 SH SOLE 0 0 122970 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 92820 75000 SH SOLE 0 0 75000 SHELL PLC SPON ADS 780259305 354217 6156 SH SOLE 0 0 6156 SPDR S&P 500 ETF TR TR UNIT 78462F103 2776486 6782 SH SOLE 0 0 6782 SPDR GOLD TR GOLD SHS 78463V107 368273 2010 SH SOLE 0 0 2010 SALESFORCE INC COM 79466L302 467486 2340 SH SOLE 0 0 2340 SCHLUMBERGER LTD COM STK 806857108 306974 6252 SH SOLE 0 0 6252 SCHWAB CHARLES CORP COM 808513105 276067 5270 SH SOLE 0 0 5270 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 570407 11792 SH SOLE 0 0 11792 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 300842 4616 SH SOLE 0 0 4616 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 332414 7928 SH SOLE 0 0 7928 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 302555 5509 SH SOLE 0 0 5509 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 454054 6206 SH SOLE 0 0 6206 SELECT SECTOR SPDR TR ENERGY 81369Y506 392449 4738 SH SOLE 0 0 4738 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 211998 6594 SH SOLE 0 0 6594 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 380707 2521 SH SOLE 0 0 2521 SHOE CARNIVAL INC COM 824889109 1282924 50017 SH SOLE 0 0 50017 SMUCKER J M CO COM NEW 832696405 472110 3000 SH SOLE 0 0 3000 SONOCO PRODS CO COM 835495102 4690107 76887 SH SOLE 0 0 76887 SOUTHERN CO COM 842587107 230084 3307 SH SOLE 0 0 3307 SOUTHWEST AIRLS CO COM 844741108 4646985 142808 SH SOLE 0 0 142808 SPECTRUM PHARMACEUTICALS INC COM 84763A108 77400 103200 SH SOLE 0 0 103200 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 20356746 24866000 SH SOLE 0 0 24866000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 4615409 5405000 SH SOLE 0 0 5405000 STAG INDL INC COM 85254J102 302182 8935 SH SOLE 0 0 8935 STANDARD LITHIUM LTD COM 853606101 76000 20000 SH SOLE 0 0 20000 STARBUCKS CORP COM 855244109 9343599 89730 SH SOLE 0 0 89730 STARWOOD PPTY TR INC COM 85571B105 677085 38275 SH SOLE 0 0 38275 SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 15693423 18415000 SH SOLE 0 0 18415000 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 9387582 9395000 SH SOLE 0 0 9395000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1045173 11236 SH SOLE 0 0 11236 TARGET CORP COM 87612E106 1030882 6224 SH SOLE 0 0 6224 TECK RESOURCES LTD CL B 878742204 4280866 117284 SH SOLE 0 0 117284 TESLA INC COM 88160R101 1850959 8922 SH SOLE 0 0 8922 TEXAS INSTRS INC COM 882508104 14145684 76048 SH SOLE 0 0 76048 TEXAS ROADHOUSE INC COM 882681109 2405808 22264 SH SOLE 0 0 22264 THERMO FISHER SCIENTIFIC INC COM 883556102 301442 523 SH SOLE 0 0 523 TRAVELERS COMPANIES INC COM 89417E109 206035 1202 SH SOLE 0 0 1202 TRUIST FINL CORP COM 89832Q109 8702606 255208 SH SOLE 0 0 255208 US BANCORP DEL COM NEW 902973304 8760052 242997 SH SOLE 0 0 242997 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 875138 995000 SH SOLE 0 0 995000 UNION PAC CORP COM 907818108 12335830 61293 SH SOLE 0 0 61293 UNITED PARCEL SERVICE INC CL B 911312106 204245 1053 SH SOLE 0 0 1053 UNITED RENTALS INC COM 911363109 284948 720 SH SOLE 0 0 720 UNITEDHEALTH GROUP INC COM 91324P102 9353386 19792 SH SOLE 0 0 19792 UNITI GROUP INC COM 91325V108 1142870 321935 SH SOLE 0 0 321935 VALERO ENERGY CORP COM 91913Y100 21321954 152736 SH SOLE 0 0 152736 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 357986 2324 SH SOLE 0 0 2324 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 246315 5453 SH SOLE 0 0 5453 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 231256 2192 SH SOLE 0 0 2192 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 288499 767 SH SOLE 0 0 767 VANGUARD INDEX FDS GROWTH ETF 922908736 868192 3481 SH SOLE 0 0 3481 VANGUARD INDEX FDS TOTAL STK MKT 922908769 828885 4061 SH SOLE 0 0 4061 VERIZON COMMUNICATIONS INC COM 92343V104 7394832 190147 SH SOLE 0 0 190147 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 1561977 1760000 SH SOLE 0 0 1760000 VICI PPTYS INC COM 925652109 13735453 421075 SH SOLE 0 0 421075 VISA INC COM CL A 92826C839 9776343 43362 SH SOLE 0 0 43362 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 14801833 14980000 SH SOLE 0 0 14980000 VIRTUS CONVERTIBLE & INC FD COM 92838U108 238680 79560 SH SOLE 0 0 79560 VIRTUS CONVERTIBLE & INCOME COM 92838X102 243590 72497 SH SOLE 0 0 72497 VIRTUS DIVIDEND INTEREST & P COM 92840R101 244985 20832 SH SOLE 0 0 20832 WP CAREY INC COM 92936U109 7291344 94143 SH SOLE 0 0 94143 WALMART INC COM 931142103 14753642 100059 SH SOLE 0 0 100059 WASTE MGMT INC DEL COM 94106L109 1784683 10938 SH SOLE 0 0 10938 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 321210 50744 SH SOLE 0 0 50744 WEST PHARMACEUTICAL SVSC INC COM 955306105 481594 1390 SH SOLE 0 0 1390 WESTERN ASSET HIGH INCOM FD COM 95766J102 232945 47931 SH SOLE 0 0 47931 WESTERN ASSET HIGH YIELD DEF COM 95768B107 220313 18390 SH SOLE 0 0 18390 WEYERHAEUSER CO MTN BE COM NEW 962166104 1024812 34013 SH SOLE 0 0 34013 WHEATON PRECIOUS METALS CORP COM 962879102 2937327 60991 SH SOLE 0 0 60991 WILLIAMS COS INC COM 969457100 298600 10000 SH SOLE 0 0 10000 WORKIVA INC COM CL A 98139A105 370622 3619 SH SOLE 0 0 3619 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8627461 30186 SH SOLE 0 0 30186 EATON CORP PLC SHS G29183103 463989 2708 SH SOLE 0 0 2708 MEDTRONIC PLC SHS G5960L103 7448079 92385 SH SOLE 0 0 92385 PAGSEGURO DIGITAL LTD COM CL A G68707101 393861 45958 SH SOLE 0 0 45958 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 11161360 118877 SH SOLE 0 0 118877