0001907254-22-000003.txt : 20220803
0001907254-22-000003.hdr.sgml : 20220803
20220802173236
ACCESSION NUMBER: 0001907254-22-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220803
DATE AS OF CHANGE: 20220802
EFFECTIVENESS DATE: 20220803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEALTH EFFECTS LLC
CENTRAL INDEX KEY: 0001907254
IRS NUMBER: 871225689
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21668
FILM NUMBER: 221130042
BUSINESS ADDRESS:
STREET 1: 256 FRANKLIN STREET
STREET 2: SUITE 1702
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-465-2560
MAIL ADDRESS:
STREET 1: 256 FRANKLIN STREET
STREET 2: SUITE 1702
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001907254
XXXXXXXX
06-30-2022
06-30-2022
WEALTH EFFECTS LLC
256 FRANKLIN STREET
SUITE 1702
BOSTON
MA
02110
13F HOLDINGS REPORT
028-21668
N
WILLIAM A. LIBERTI
CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
617-465-2560
WILLIAM A. LIBERTI
BOSTON
MA
08-02-2022
0
189
166150
false
INFORMATION TABLE
2
13FWealthEffectsQ22022.xml
APPLE INC
COM
037833100
15615
114211
SH
SOLE
0
0
114211
AMAZON COM INC
COM
023135106
6445
60681
SH
SOLE
0
0
60681
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
6305
2584090
SH
SOLE
0
0
2584090
MICROSOFT CORP
COM
594918104
5527
21521
SH
SOLE
0
0
21521
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
5409
153620
SH
SOLE
0
0
153620
NVIDIA CORPORATION
COM
67066G104
4189
27631
SH
SOLE
0
0
27631
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
3907
80881
SH
SOLE
0
0
80881
ALPHABET INC
CAP STK CL A
02079K305
3881
1781
SH
SOLE
0
0
1781
PFIZER INC
COM
717081103
3858
73580
SH
SOLE
0
0
73580
JPMORGAN CHASE & CO
COM
46625H100
3620
32143
SH
SOLE
0
0
32143
BLACKSTONE INC
COM
09260D107
3341
36617
SH
SOLE
0
0
36617
3-D SYS CORP DEL
COM NEW
88554D205
2589
266925
SH
SOLE
0
0
266925
CHEVRON CORP NEW
COM
166764100
2349
16227
SH
SOLE
0
0
16227
THE TRADE DESK INC
COM CL A
88339J105
2257
53875
SH
SOLE
0
0
53875
BEYOND AIR INC
COM
08862L103
2194
327909
SH
SOLE
0
0
327909
ABBVIE INC
COM
00287Y109
2181
14238
SH
SOLE
0
0
14238
STERIS PLC
SHS USD
G8473T100
2173
10543
SH
SOLE
0
0
10543
CVS HEALTH CORP
COM
126650100
1935
20887
SH
SOLE
0
0
20887
UNITEDHEALTH GROUP INC
COM
91324P102
1863
3627
SH
SOLE
0
0
3627
JOHNSON & JOHNSON
COM
478160104
1862
10489
SH
SOLE
0
0
10489
ROKU INC
COM CL A
77543R102
1848
22494
SH
SOLE
0
0
22494
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
1737
99440
SH
SOLE
0
0
99440
AMERICAN TOWER CORP NEW
COM
03027X100
1583
6192
SH
SOLE
0
0
6192
BK OF AMERICA CORP
COM
060505104
1558
50053
SH
SOLE
0
0
50053
MERCK & CO INC
COM
58933Y105
1504
16500
SH
SOLE
0
0
16500
GENERAL MLS INC
COM
370334104
1400
18552
SH
SOLE
0
0
18552
TESLA INC
COM
88160R101
1394
2070
SH
SOLE
0
0
2070
INTERNATIONAL BUSINESS MACHS
COM
459200101
1382
9789
SH
SOLE
0
0
9789
PROCTER AND GAMBLE CO
COM
742718109
1377
9576
SH
SOLE
0
0
9576
VERIZON COMMUNICATIONS INC
COM
92343V104
1369
26966
SH
SOLE
0
0
26966
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
1368
33422
SH
SOLE
0
0
33422
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1324
4851
SH
SOLE
0
0
4851
BOEING CO
COM
097023105
1248
9131
SH
SOLE
0
0
9131
EXXON MOBIL CORP
COM
30231G102
1201
14019
SH
SOLE
0
0
14019
LIPOCINE INC NEW
COM
53630X104
1186
1480334
SH
SOLE
0
0
1480334
INDIE SEMICONDUCTOR INC
CLASS A COM
45569U101
1168
204951
SH
SOLE
0
0
204951
BRISTOL-MYERS SQUIBB CO
COM
110122108
1157
15024
SH
SOLE
0
0
15024
UNITED RENTALS INC
COM
911363109
1154
4750
SH
SOLE
0
0
4750
FASTLY INC
CL A
31188V100
1082
93224
SH
SOLE
0
0
93224
EAGLE MATLS INC
COM
26969P108
1080
9826
SH
SOLE
0
0
9826
ALPHABET INC
CAP STK CL C
02079K107
1054
482
SH
SOLE
0
0
482
ORGANON & CO
COMMON STOCK
68622V106
1052
31172
SH
SOLE
0
0
31172
PAGERDUTY INC
COM
69553P100
1044
42115
SH
SOLE
0
0
42115
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
1015
31230
SH
SOLE
0
0
31230
MORGAN STANLEY
COM NEW
617446448
1013
13317
SH
SOLE
0
0
13317
TWILIO INC
CL A
90138F102
1009
12045
SH
SOLE
0
0
12045
COMCAST CORP NEW
CL A
20030N101
946
24120
SH
SOLE
0
0
24120
INTEL CORP
COM
458140100
869
23217
SH
SOLE
0
0
23217
VISA INC
COM CL A
92826C839
855
4342
SH
SOLE
0
0
4342
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
843
2431
SH
SOLE
0
0
2431
DIGITALOCEAN HLDGS INC
COM
25402D102
816
19738
SH
SOLE
0
0
19738
IRIDIUM COMMUNICATIONS INC
COM
46269C102
808
21500
SH
SOLE
0
0
21500
DLH HLDGS CORP
COM
23335Q100
798
52368
SH
SOLE
0
0
52368
ABBOTT LABS
COM
002824100
772
7104
SH
SOLE
0
0
7104
SEACOAST BKG CORP FLA
COM NEW
811707801
740
22400
SH
SOLE
0
0
22400
HOME DEPOT INC
COM
437076102
735
2680
SH
SOLE
0
0
2680
AMGEN INC
COM
031162100
724
2977
SH
SOLE
0
0
2977
DISNEY WALT CO
COM
254687106
722
7651
SH
SOLE
0
0
7651
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
715
63133
SH
SOLE
0
0
63133
GENERAC HLDGS INC
COM
368736104
713
3384
SH
SOLE
0
0
3384
INVESCO QQQ TR
UNIT SER 1
46090E103
672
2399
SH
SOLE
0
0
2399
SUNOPTA INC
COM
8676EP108
653
83950
SH
SOLE
0
0
83950
WALMART INC
COM
931142103
639
5257
SH
SOLE
0
0
5257
SELECT SECTOR SPDR TR
ENERGY
81369Y506
634
8863
SH
SOLE
0
0
8863
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
611
6358
SH
SOLE
0
0
6358
ELASTIC N V
ORD SHS
N14506104
610
9007
SH
SOLE
0
0
9007
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
582
46250
SH
SOLE
0
0
46250
PEPSICO INC
COM
713448108
582
3492
SH
SOLE
0
0
3492
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
558
41332
SH
SOLE
0
0
41332
CATERPILLAR INC
COM
149123101
555
3104
SH
SOLE
0
0
3104
AT&T INC
COM
00206R102
552
26348
SH
SOLE
0
0
26348
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
552
4072
SH
SOLE
0
0
4072
NEXTERA ENERGY INC
COM
65339F101
530
6844
SH
SOLE
0
0
6844
ESSENTIAL UTILS INC
COM
29670G102
522
11381
SH
SOLE
0
0
11381
HOLOGIC INC
COM
436440101
520
7500
SH
SOLE
0
0
7500
ADVANCED MICRO DEVICES INC
COM
007903107
519
6788
SH
SOLE
0
0
6788
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
515
66814
SH
SOLE
0
0
66814
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
504
18820
SH
SOLE
0
0
18820
PITNEY BOWES INC
COM
724479100
501
138273
SH
SOLE
0
0
138273
REGIONS FINANCIAL CORP NEW
COM
7591EP100
490
26159
SH
SOLE
0
0
26159
PURE CYCLE CORP
COM NEW
746228303
489
46350
SH
SOLE
0
0
46350
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
483
18766
SH
SOLE
0
0
18766
ORACLE CORP
COM
68389X105
480
6875
SH
SOLE
0
0
6875
SPDR SER TR
S&P HOMEBUILD
78464A888
474
8671
SH
SOLE
0
0
8671
KINDER MORGAN INC DEL
COM
49456B101
458
27342
SH
SOLE
0
0
27342
DEVON ENERGY CORP NEW
COM
25179M103
454
8230
SH
SOLE
0
0
8230
COSTCO WHSL CORP NEW
COM
22160K105
454
947
SH
SOLE
0
0
947
ARK ETF TR
INNOVATION ETF
00214Q104
443
11111
SH
SOLE
0
0
11111
FIVE9 INC
COM
338307101
442
4850
SH
SOLE
0
0
4850
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
436
6060
SH
SOLE
0
0
6060
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
434
2845
SH
SOLE
0
0
2845
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
432
11676
SH
SOLE
0
0
11676
LISTED FD TR
ROUNDHILL BALL
53656F417
432
2680
SH
SOLE
0
0
2680
DOLBY LABORATORIES INC
COM CL A
25659T107
429
6000
SH
SOLE
0
0
6000
BROADCOM INC
COM
11135F101
424
872
SH
SOLE
0
0
872
COHEN & STEERS REIT & PFD &
COM
19247X100
423
19801
SH
SOLE
0
0
19801
SHOPIFY INC
CL A
82509L107
410
13120
SH
SOLE
0
0
13120
EATON VANCE ENHANCED EQUITY
COM
278277108
407
25149
SH
SOLE
0
0
25149
APPLIED MATLS INC
COM
038222105
387
4255
SH
SOLE
0
0
4255
ZOETIS INC
CL A
98978V103
380
2213
SH
SOLE
0
0
2213
DANAHER CORPORATION
COM
235851102
379
1496
SH
SOLE
0
0
1496
SPDR S&P 500 ETF TR
TR UNIT
78462F103
370
979
SH
SOLE
0
0
979
CHENIERE ENERGY INC
COM NEW
16411R208
366
2750
SH
SOLE
0
0
2750
AMERICAN INTL GROUP INC
COM NEW
026874784
362
7088
SH
SOLE
0
0
7088
STATE STR CORP
COM
857477103
349
5654
SH
SOLE
0
0
5654
UNITY SOFTWARE INC
COM
91332U101
348
9460
SH
SOLE
0
0
9460
ALTRIA GROUP INC
COM
02209S103
341
8175
SH
SOLE
0
0
8175
IMPINJ INC
COM
453204109
340
5800
SH
SOLE
0
0
5800
PURECYCLE TECHNOLOGIES INC
COM
74623V103
339
45659
SH
SOLE
0
0
45659
MODERNA INC
COM
60770K107
339
2371
SH
SOLE
0
0
2371
HONEYWELL INTL INC
COM
438516106
337
1939
SH
SOLE
0
0
1939
ELEVANCE HEALTH INC
COM
036752103
331
685
SH
SOLE
0
0
685
CHUBB LIMITED
COM
H1467J104
326
1659
SH
SOLE
0
0
1659
CHURCH & DWIGHT CO INC
COM
171340102
325
3511
SH
SOLE
0
0
3511
VANECK ETF TRUST
AGRIBUSINESS ETF
92189F700
322
3718
SH
SOLE
0
0
3718
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
311
7727
SH
SOLE
0
0
7727
VANGUARD WORLD FDS
INF TECH ETF
92204A702
311
952
SH
SOLE
0
0
952
WELLS FARGO CO NEW
COM
949746101
309
7889
SH
SOLE
0
0
7889
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
306
51750
SH
SOLE
0
0
51750
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
302
28178
SH
SOLE
0
0
28178
PARAMOUNT GLOBAL
CLASS B COM
92556H206
301
12209
SH
SOLE
0
0
12209
PAYPAL HLDGS INC
COM
70450Y103
299
4275
SH
SOLE
0
0
4275
ONDAS HLDGS INC
COM NEW
68236H204
295
54725
SH
SOLE
0
0
54725
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
290
2105
SH
SOLE
0
0
2105
ENTERPRISE PRODS PARTNERS L
COM
293792107
289
11853
SH
SOLE
0
0
11853
PSYCHEMEDICS CORP
COM NEW
744375205
287
45301
SH
SOLE
0
0
45301
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
287
3973
SH
SOLE
0
0
3973
CSX CORP
COM
126408103
286
9846
SH
SOLE
0
0
9846
BLACKROCK ENERGY & RES TR
COM
09250U101
279
25401
SH
SOLE
0
0
25401
DUKE ENERGY CORP NEW
COM NEW
26441C204
276
2571
SH
SOLE
0
0
2571
TRAVELERS COMPANIES INC
COM
89417E109
276
1629
SH
SOLE
0
0
1629
TRACTOR SUPPLY CO
COM
892356106
274
1415
SH
SOLE
0
0
1415
BARCLAYS PLC
ADR
06738E204
266
35000
SH
SOLE
0
0
35000
THERMO FISHER SCIENTIFIC INC
COM
883556102
266
490
SH
SOLE
0
0
490
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
265
20094
SH
SOLE
0
0
20094
ISHARES TR
SELECT DIVID ETF
464287168
265
2255
SH
SOLE
0
0
2255
DELTA AIR LINES INC DEL
COM NEW
247361702
261
9025
SH
SOLE
0
0
9025
UNITED PARCEL SERVICE INC
CL B
911312106
261
1427
SH
SOLE
0
0
1427
FIRST TR EXCHANGE TRADED FD
DOW 30 EQL WGT
33733A201
256
9421
SH
SOLE
0
0
9421
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
253
3318
SH
SOLE
0
0
3318
LOCKHEED MARTIN CORP
COM
539830109
251
583
SH
SOLE
0
0
583
GSK PLC
SPONSORED ADR
37733W105
250
5750
SH
SOLE
0
0
5750
TJX COS INC NEW
COM
872540109
238
4253
SH
SOLE
0
0
4253
YETI HLDGS INC
COM
98585X104
237
5470
SH
SOLE
0
0
5470
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
236
7298
SH
SOLE
0
0
7298
EDWARDS LIFESCIENCES CORP
COM
28176E108
235
2475
SH
SOLE
0
0
2475
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
234
3055
SH
SOLE
0
0
3055
LILLY ELI & CO
COM
532457108
233
720
SH
SOLE
0
0
720
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
229
5104
SH
SOLE
0
0
5104
COCA COLA CO
COM
191216100
229
3643
SH
SOLE
0
0
3643
HONDA MOTOR LTD
AMERN SHS
438128308
228
9457
SH
SOLE
0
0
9457
ISHARES TR
US REGNL BKS ETF
464288778
228
4620
SH
SOLE
0
0
4620
QUALCOMM INC
COM
747525103
228
1784
SH
SOLE
0
0
1784
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
226
2189
SH
SOLE
0
0
2189
CIGNA CORP NEW
COM
125523100
226
856
SH
SOLE
0
0
856
FIRST TR EXCHANGE-TRADED ALP
SML CP GRW ALP
33737M300
225
4163
SH
SOLE
0
0
4163
MICRON TECHNOLOGY INC
COM
595112103
215
3895
SH
SOLE
0
0
3895
TORONTO DOMINION BK ONT
COM NEW
891160509
214
3258
SH
SOLE
0
0
3258
GLOBAL PARTNERS LP
COM UNITS
37946R109
212
9000
SH
SOLE
0
0
9000
3M CO
COM
88579Y101
210
1626
SH
SOLE
0
0
1626
AMN HEALTHCARE SVCS INC
COM
001744101
208
1900
SH
SOLE
0
0
1900
PARKER-HANNIFIN CORP
COM
701094104
206
836
SH
SOLE
0
0
836
VIATRIS INC
COM
92556V106
203
19413
SH
SOLE
0
0
19413
PINTEREST INC
CL A
72352L106
198
10890
SH
SOLE
0
0
10890
BLACKROCK MUNICIPAL INCOME
COM
09253X102
190
15958
SH
SOLE
0
0
15958
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
175
17938
SH
SOLE
0
0
17938
SCYNEXIS INC
COM NEW
811292200
167
89550
SH
SOLE
0
0
89550
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
166
27425
SH
SOLE
0
0
27425
EATON VANCE RISK-MANAGED DIV
COM
27829G106
160
19042
SH
SOLE
0
0
19042
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
155
10500
SH
SOLE
0
0
10500
PIERIS PHARMACEUTICALS INC
COM
720795103
148
79400
SH
SOLE
0
0
79400
FORD MTR CO DEL
COM
345370860
144
12914
SH
SOLE
0
0
12914
IMMUCELL CORP
COM PAR
452525306
136
15650
SH
SOLE
0
0
15650
BLACKROCK MUNIYIELD FD INC
COM
09253W104
135
12075
SH
SOLE
0
0
12075
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
126
10011
SH
SOLE
0
0
10011
NAUTILUS INC
COM
63910B102
122
69764
SH
SOLE
0
0
69764
GABELLI MULTIMEDIA TR INC
COM
36239Q109
121
16700
SH
SOLE
0
0
16700
INVITAE CORP
COM
46185L103
117
48130
SH
SOLE
0
0
48130
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
108
38100
SH
SOLE
0
0
38100
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
100
10000
SH
SOLE
0
0
10000
IMMUNITYBIO INC
COM
45256X103
60
16000
SH
SOLE
0
0
16000
STEREOTAXIS INC
COM NEW
85916J409
58
31560
SH
SOLE
0
0
31560
HYDROFARM HLDGS GROUP INC
COM
44888K209
56
16175
SH
SOLE
0
0
16175
ONCOCYTE CORP
COM
68235C107
44
49000
SH
SOLE
0
0
49000
CURIOSITYSTREAM INC
COM CL A
23130Q107
27
15901
SH
SOLE
0
0
15901
AMARIN CORP PLC
SPONS ADR NEW
023111206
26
17500
SH
SOLE
0
0
17500
ATHERSYS INC NEW
COM
04744L106
21
82100
SH
SOLE
0
0
82100
AKEBIA THERAPEUTICS INC
COM
00972D105
6
18316
SH
SOLE
0
0
18316
ISORAY INC
COM
46489V104
3
10000
SH
SOLE
0
0
10000