0001907157-23-000003.txt : 20231106 0001907157-23-000003.hdr.sgml : 20231106 20231103181627 ACCESSION NUMBER: 0001907157-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231103 EFFECTIVENESS DATE: 20231106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Connections Group, Inc. CENTRAL INDEX KEY: 0001907157 IRS NUMBER: 204046468 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21874 FILM NUMBER: 231377672 BUSINESS ADDRESS: STREET 1: 21 TAMAL VISTA BLVD. STREET 2: #105 CITY: CORTE MADERA STATE: CA ZIP: 94925 BUSINESS PHONE: 415-924-1091 MAIL ADDRESS: STREET 1: 21 TAMAL VISTA BLVD. STREET 2: #105 CITY: CORTE MADERA STATE: CA ZIP: 94925 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001907157 XXXXXXXX 09-30-2023 09-30-2023 Financial Connections Group, Inc.
21 TAMAL VISTA BLVD. #105 CORTE MADERA CA 94925
13F HOLDINGS REPORT 028-21874 N
Cindi Hill Filing Agent 6197955986 Cindi Hill San Diego CA 11-03-2023 0 136 81066 false
INFORMATION TABLE 2 fincon13fexport09302023.xml ZIMMER BIOMET HOLDINGS INC COM 98956P102 18 169 SH SOLE 0 0 169 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 1 147 SH SOLE 0 0 147 XYLEM INC COM 98419M100 9 109 SH SOLE 0 0 109 WISDOMTREE TR US SMALLCAP FUND 97717W562 58 1350 SH SOLE 0 0 1350 VISA INC COM CL A 92826C839 358 1560 SH SOLE 0 0 1560 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 119 1567 SH SOLE 0 0 1567 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 7 100 SH SOLE 0 0 100 VALE S A SPONSORED ADS 91912E105 13 1000 SH SOLE 0 0 1000 V2X INC COM 92242T101 0 6 SH SOLE 0 0 6 UWM HOLDINGS CORPORATION COM CL A 91823B109 11 2380 SH SOLE 0 0 2380 UNITEDHEALTH GROUP INC COM 91324P102 107 214 SH SOLE 0 0 214 TRITON INTL LTD CL A G9078F107 139 1750 SH SOLE 0 0 1750 TESLA INC COM 88160R101 638 2553 SH SOLE 0 0 2553 T ROWE PRICE ETF INC ULTRA SHRT TRM 87283Q701 554 11350 SH SOLE 0 0 11350 T ROWE PRICE ETF INC CAP APPRECIATION 87283Q867 74 3000 SH SOLE 0 0 3000 T ROWE PRICE ETF INC PRICE DIV GRWT 87283Q404 1764 55009 SH SOLE 0 0 55009 T ROWE PRICE ETF INC PRICE EQT INCOME 87283Q206 409 12317 SH SOLE 0 0 12317 T ROWE PRICE ETF INC FLOATING RATE 87283Q883 487 9574 SH SOLE 0 0 9574 T ROWE PRICE ETF INC US EQUITY RESEAR 87283Q503 0 38 SH SOLE 0 0 38 SURO CAPITAL CORP COM NEW 86887Q109 1 500 SH SOLE 0 0 500 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 5 561 SH SOLE 0 0 561 SPDR SER TR NUVEEN BLOOMBERG 78464A284 189 7956 SH SOLE 0 0 7956 SPDR SER TR PORTFLI TIPS ETF 78464A656 4 172 SH SOLE 0 0 172 SPDR SER TR PORTFOLIO S&P500 78464A854 91 1827 SH SOLE 0 0 1827 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 14 31 SH SOLE 0 0 31 SPDR S&P 500 ETF TR TR UNIT 78462F103 150 352 SH SOLE 0 0 352 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1820 58721 SH SOLE 0 0 58721 SPDR GOLD TR GOLD SHS 78463V107 19 116 SH SOLE 0 0 116 SNAP INC CL A 83304A106 0 20 SH SOLE 0 0 20 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 3 500 SH SOLE 0 0 500 SERVICENOW INC COM 81762P102 48 87 SH SOLE 0 0 87 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 7 115 SH SOLE 0 0 115 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 14 90 SH SOLE 0 0 90 SALESFORCE INC COM 79466L302 84 416 SH SOLE 0 0 416 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 2 100 SH SOLE 0 0 100 REGIONS FINANCIAL CORP NEW COM 7591EP100 2 135 SH SOLE 0 0 135 PROSHARES TR II ULTA BLMBG 2017 74347Y888 0 5 SH SOLE 0 0 5 PIMCO ETF TR MULTISECTOR BD 72201R585 406 16623 SH SOLE 0 0 16623 PGIM ETF TR ACTV HY BD ETF 69344A206 770 23060 SH SOLE 0 0 23060 PG&E CORP COM 69331C108 1 100 SH SOLE 0 0 100 PALANTIR TECHNOLOGIES INC CL A 69608A108 11 715 SH SOLE 0 0 715 OWL ROCK CAPITAL CORPORATION COM 69121K104 8 627 SH SOLE 0 0 627 ORGANON & CO COMMON STOCK 68622V106 0 14 SH SOLE 0 0 14 OREILLY AUTOMOTIVE INC COM 67103H107 29 33 SH SOLE 0 0 33 ORACLE CORP COM 68389X105 303 2866 SH SOLE 0 0 2866 NVIDIA CORPORATION COM 67066G104 356 820 SH SOLE 0 0 820 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 356 13046 SH SOLE 0 0 13046 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 74 2851 SH SOLE 0 0 2851 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 63 1885 SH SOLE 0 0 1885 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1008 28951 SH SOLE 0 0 28951 NU SKIN ENTERPRISES INC CL A 67018T105 2 109 SH SOLE 0 0 109 NEXTERA ENERGY INC COM 65339F101 88 1549 SH SOLE 0 0 1549 NETFLIX INC COM 64110L106 39 104 SH SOLE 0 0 104 META PLATFORMS INC CL A 30303M102 305 1016 SH SOLE 0 0 1016 MERCK & CO INC COM 58933Y105 50 488 SH SOLE 0 0 488 MASTERCARD INCORPORATED CL A 57636Q104 127 321 SH SOLE 0 0 321 LUMENTUM HLDGS INC COM 55024U109 2 50 SH SOLE 0 0 50 KONTOOR BRANDS INC COM 50050N103 1 32 SH SOLE 0 0 32 JPMORGAN CHASE & CO COM 46625H100 178 1231 SH SOLE 0 0 1231 J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 46641Q167 1637 31954 SH SOLE 0 0 31954 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 3098 61744 SH SOLE 0 0 61744 ISHARES TR ESG EAFE ETF 46436E759 2951 51691 SH SOLE 0 0 51691 ISHARES TR EGSADVNCDMSCI EM 46436E742 368 10884 SH SOLE 0 0 10884 ISHARES TR ESG AWARE MSCI 46435U663 4805 142803 SH SOLE 0 0 142803 ISHARES TR ESG ADV TTL USD 46436E619 2103 51501 SH SOLE 0 0 51501 ISHARES TR US TREAS BD ETF 46429B267 14 659 SH SOLE 0 0 659 ISHARES TR CORE HIGH DV ETF 46429B663 50 508 SH SOLE 0 0 508 ISHARES TR ESG ADVNCD HY BD 46435G441 68 1591 SH SOLE 0 0 1591 ISHARES TR CORE INTL AGGR 46435G672 225 4632 SH SOLE 0 0 4632 ISHARES TR CORE TOTAL USD 46434V613 1602 36669 SH SOLE 0 0 36669 ISHARES TR MSCI GBL SUS DEV 46435G532 7 100 SH SOLE 0 0 100 ISHARES TR ESG AWRE USD ETF 46435G193 12 593 SH SOLE 0 0 593 ISHARES TR ESG MSCI USA ETF 46436E767 5974 172373 SH SOLE 0 0 172373 INVESCO QQQ TR UNIT SER 1 46090E103 50 142 SH SOLE 0 0 142 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 37 703 SH SOLE 0 0 703 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 3 200 SH SOLE 0 0 200 INTUITIVE SURGICAL INC COM NEW 46120E602 117 401 SH SOLE 0 0 401 INGERSOLL RAND INC COM 45687V106 25 401 SH SOLE 0 0 401 IDEXX LABS INC COM 45168D104 36 84 SH SOLE 0 0 84 GSK PLC SPONSORED ADR 37733W204 21 593 SH SOLE 0 0 593 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 0 8 SH SOLE 0 0 8 GAMESTOP CORP NEW CL A 36467W109 0 8 SH SOLE 0 0 8 FREEPORT-MCMORAN INC CL B 35671D857 33 888 SH SOLE 0 0 888 FIRST REP BK SAN FRANCISCO C COM 33616C100 0 327 SH SOLE 0 0 327 ESSENTIAL UTILS INC COM 29670G102 10 300 SH SOLE 0 0 300 ENGINE NO 1 ETF TRUST TRANSFORM CLMTE 29287L205 8 160 SH SOLE 0 0 160 ENGINE NO 1 ETF TRUST TRANSFRM 500 ETF 29287L106 3 68 SH SOLE 0 0 68 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 17 1242 SH SOLE 0 0 1242 ENBRIDGE INC COM 29250N105 8 264 SH SOLE 0 0 264 DUKE ENERGY CORP NEW COM NEW 26441C204 16 187 SH SOLE 0 0 187 DRDGOLD LIMITED SPON ADR REPSTG 26152H301 4 537 SH SOLE 0 0 537 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 7 350 SH SOLE 0 0 350 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 10 386 SH SOLE 0 0 386 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 7870 149943 SH SOLE 0 0 149943 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 61 1340 SH SOLE 0 0 1340 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 13789 460406 SH SOLE 0 0 460406 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 8102 359793 SH SOLE 0 0 359793 DIMENSIONAL ETF TRUST INFLATION PROTE 25434V856 272 6857 SH SOLE 0 0 6857 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 7425 227621 SH SOLE 0 0 227621 DIMENSIONAL ETF TRUST INTERNATIONAL 25434V690 142 4976 SH SOLE 0 0 4976 DIMENSIONAL ETF TRUST US SUSTAINABILTY 25434V716 323 11643 SH SOLE 0 0 11643 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 136 2937 SH SOLE 0 0 2937 CORTEVA INC COM 22052L104 58 1144 SH SOLE 0 0 1144 CORSAIR GAMING INC COM 22041X102 0 60 SH SOLE 0 0 60 CONOCOPHILLIPS COM 20825C104 7 60 SH SOLE 0 0 60 COMCAST CORP NEW CL A 20030N101 17 396 SH SOLE 0 0 396 CISCO SYS INC COM 17275R102 11 216 SH SOLE 0 0 216 BOEING CO COM 097023105 9 49 SH SOLE 0 0 49 BLACKBERRY LTD COM 09228F103 0 50 SH SOLE 0 0 50 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1812 5173 SH SOLE 0 0 5173 BANK AMERICA CORP COM 060505104 85 3113 SH SOLE 0 0 3113 AUTOMATIC DATA PROCESSING IN COM 053015103 53 223 SH SOLE 0 0 223 AT&T INC COM 00206R102 0 15 SH SOLE 0 0 15 ASTRAZENECA PLC SPONSORED ADR 046353108 3 54 SH SOLE 0 0 54 ASML HOLDING N V N Y REGISTRY SHS N07059210 57 97 SH SOLE 0 0 97 ARBOR REALTY TRUST INC COM 038923108 22 1513 SH SOLE 0 0 1513 APPLIED MATLS INC COM 038222105 52 378 SH SOLE 0 0 378 APPLE INC COM 037833100 3998 23355 SH SOLE 0 0 23355 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 15 822 SH SOLE 0 0 822 AMGEN INC COM 031162100 107 400 SH SOLE 0 0 400 AMERICAN WTR WKS CO INC NEW COM 030420103 17 141 SH SOLE 0 0 141 AMERICAN EXPRESS CO COM 025816109 273 1834 SH SOLE 0 0 1834 AMERICAN ELEC PWR CO INC COM 025537101 75 1000 SH SOLE 0 0 1000 AMAZON COM INC COM 023135106 199 1569 SH SOLE 0 0 1569 ALPHABET INC CAP STK CL C 02079K107 487 3698 SH SOLE 0 0 3698 ALPHABET INC CAP STK CL A 02079K305 370 2831 SH SOLE 0 0 2831 ALCON AG ORD SHS H01301128 0 4 SH SOLE 0 0 4 AIR PRODS & CHEMS INC COM 009158106 25 91 SH SOLE 0 0 91 AGNC INVT CORP COM 00123Q104 11 1261 SH SOLE 0 0 1261 ADVANCED MICRO DEVICES INC COM 007903107 1 10 SH SOLE 0 0 10 ADOBE SYSTEMS INCORPORATED COM 00724F101 57 113 SH SOLE 0 0 113 ACTIVISION BLIZZARD INC COM 00507V109 13 144 SH SOLE 0 0 144 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 26 85 SH SOLE 0 0 85 ABBVIE INC COM 00287Y109 155 1046 SH SOLE 0 0 1046 ABBOTT LABS COM 002824100 103 1065 SH SOLE 0 0 1065 3M CO COM 88579Y101 113 1216 SH SOLE 0 0 1216