The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 678 | 4,551 | SH | SOLE | 0 | 0 | 4,551 | ||
Abbott Laboratories | COM | 002824100 | 1,447 | 12,228 | SH | DFND | 1 | 0 | 8 | 12,220 | |
AbbVie Inc | COM | 00287Y109 | 2,072 | 12,781 | SH | DFND | 1 | 0 | 14 | 12,767 | |
Adm Energy PLC | APTUS DRAWDOWN | 26922A784 | 769 | 18,780 | SH | SOLE | 0 | 0 | 18,780 | ||
Alpha Architect Merlyn AI Bull-Rider Bear-Fighter ETF | MERLYN AI BULL | 02072L706 | 553 | 15,999 | SH | SOLE | 0 | 0 | 15,999 | ||
Alphabet Inc Class A | CAP STK CL A | 02079K305 | 1,658 | 596 | SH | SOLE | 0 | 0 | 596 | ||
Alphabet Inc Class C | CAP STK CL C | 02079K107 | 422 | 151 | SH | SOLE | 0 | 0 | 151 | ||
ALPS Alerian MLP ETF | ALERIAN MLP | 00162Q452 | 293 | 7,640 | SH | SOLE | 0 | 0 | 7,640 | ||
Amazon.com, Inc. | COM | 023135106 | 1,708 | 524 | SH | SOLE | 0 | 0 | 524 | ||
American International Group Inc | COM NEW | 026874784 | 226 | 3,596 | SH | SOLE | 0 | 0 | 3,596 | ||
Amgen, Inc. | COM | 031162100 | 718 | 2,968 | SH | DFND | 1 | 0 | 3 | 2,965 | |
Apple Inc | COM | 037833100 | 3,700 | 21,188 | SH | SOLE | 0 | 0 | 21,188 | ||
Aptus Collared Income Opportunity ETF | APTUS COLLARED | 26922A222 | 796 | 25,297 | SH | SOLE | 0 | 0 | 25,297 | ||
Aptus Defined Risk ETF | APTUS DEFINED | 26922A388 | 715 | 25,555 | SH | SOLE | 0 | 0 | 25,555 | ||
Ares Capital Corporation | COM | 04010L103 | 210 | 10,040 | SH | SOLE | 0 | 0 | 10,040 | ||
AT&T Inc. | COM | 00206R102 | 374 | 15,830 | SH | DFND | 1 | 0 | 53 | 15,777 | |
Berkshire Hathaway Inc Cedear | CL B NEW | 084670702 | 649 | 1,840 | SH | SOLE | 0 | 0 | 1,840 | ||
BHP Group Ltd | SPONSORED ADS | 088606108 | 384 | 4,975 | SH | SOLE | 0 | 0 | 4,975 | ||
Brainstorm Cell Therapeutics Inc | COM NEW | 10501E201 | 51 | 15,285 | SH | SOLE | 0 | 0 | 15,285 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 374 | 5,119 | SH | DFND | 1 | 0 | 26 | 5,093 | |
Broadcom Inc | COM | 11135F101 | 426 | 677 | SH | DFND | 1 | 0 | 3 | 674 | |
Caterpillar Inc. | COM | 149123101 | 240 | 1,078 | SH | DFND | 1 | 0 | 11 | 1,067 | |
Chevron Corporation | COM | 166764100 | 563 | 3,456 | SH | DFND | 1 | 0 | 26 | 3,430 | |
Cisco Systems Inc | COM | 17275R102 | 661 | 11,846 | SH | DFND | 1 | 0 | 55 | 11,791 | |
Costco Wholesale Corporation | COM | 22160K105 | 346 | 601 | SH | SOLE | 0 | 0 | 601 | ||
CVS Health Corp | COM | 126650100 | 465 | 4,592 | SH | DFND | 1 | 0 | 19 | 4,573 | |
Digital World Acquisition Corp | CL A COM | 25400Q105 | 232 | 3,596 | SH | SOLE | 0 | 0 | 3,596 | ||
Dow Inc | COM | 260557103 | 266 | 4,174 | SH | DFND | 1 | 0 | 19 | 4,155 | |
EF EnergyFunders Ventures Inc | EAFE VALUE ETF | 464288877 | 1,414 | 28,142 | SH | SOLE | 0 | 0 | 28,142 | ||
Eli Lilly And Co | COM | 532457108 | 776 | 2,710 | SH | SOLE | 0 | 0 | 2,710 | ||
Energy Select Sector SPDR Fund | ENERGY | 81369Y506 | 237 | 3,097 | SH | SOLE | 0 | 0 | 3,097 | ||
Exelon Corporation | COM | 30161N101 | 352 | 7,393 | SH | SOLE | 0 | 0 | 7,393 | ||
Exxon Mobil Corp | COM | 30231G102 | 1,010 | 12,224 | SH | DFND | 1 | 0 | 34 | 12,190 | |
First Trust Alternative Absolute Return Strat ETF | ALT ABSLT STRG | 33740Y101 | 578 | 17,081 | SH | SOLE | 0 | 0 | 17,081 | ||
First Trust Capital Strength ETF | CAP STRENGTH ETF | 33733E104 | 440 | 5,621 | SH | SOLE | 0 | 0 | 5,621 | ||
First Trust Consumer Discretionary AlphaDEX ETF | CONSUMR DISCRE | 33734X101 | 315 | 5,786 | SH | SOLE | 0 | 0 | 5,786 | ||
First Trust Developed Markets Ex US AlphaDEX Fund | DEV MRK EX US | 33737J174 | 748 | 12,933 | SH | SOLE | 0 | 0 | 12,933 | ||
First Trust Dow Jones Internet Index ETF | DJ INTERNT IDX | 33733E302 | 406 | 2,161 | SH | SOLE | 0 | 0 | 2,161 | ||
First Trust Emerging Markets AlphaDEX Fund | EMERG MKT ALPH | 33737J182 | 325 | 12,927 | SH | SOLE | 0 | 0 | 12,927 | ||
First Trust Energy AlphaDEX Fund | ENERGY ALPHADX | 33734X127 | 236 | 14,785 | SH | SOLE | 0 | 0 | 14,785 | ||
First Trust Europe AlphaDEX Fund | EUROPE ALPHADEX | 33737J117 | 963 | 24,930 | SH | SOLE | 0 | 0 | 24,930 | ||
First Trust Industrials/Producer Drbls AlphaDEX Fd | INDLS PROD DUR | 33734X150 | 402 | 7,113 | SH | SOLE | 0 | 0 | 7,113 | ||
First Trust Large Cap Growth AlphaDEX ETF | COM SHS | 33735K108 | 751 | 7,036 | SH | SOLE | 0 | 0 | 7,036 | ||
First Trust Large Cap Value AlphaDEX Fund | COM SHS | 33735J101 | 1,247 | 17,686 | SH | SOLE | 0 | 0 | 17,686 | ||
First Trust Low Duration Opportunities ETF | FST LOW OPPT EFT | 33739Q200 | 386 | 7,880 | SH | SOLE | 0 | 0 | 7,880 | ||
First Trust Managed Futures Strategy Fund | MNGD FUTRS STRGY | 33739G103 | 453 | 9,282 | SH | SOLE | 0 | 0 | 9,282 | ||
First Trust Mid Cap Core AlphaDEX ETF | COM SHS | 33735B108 | 409 | 4,164 | SH | SOLE | 0 | 0 | 4,164 | ||
First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 33738R860 | 238 | 7,497 | SH | SOLE | 0 | 0 | 7,497 | ||
First Trust NASDAQ-100 Tech Sector Index ETF | SHS | 337345102 | 459 | 3,011 | SH | SOLE | 0 | 0 | 3,011 | ||
First Trust Rising Dividend Achievers ETF | RISNG DIVD ACHIV | 33738R506 | 342 | 6,971 | SH | SOLE | 0 | 0 | 6,971 | ||
First Trust Senior Loan ETF | SENIOR LN FD | 33738D309 | 444 | 9,430 | SH | SOLE | 0 | 0 | 9,430 | ||
First Trust TCW Opportunistic Fixed Income ETF | TCW OPPORTUNIS | 33740F805 | 1,807 | 36,456 | SH | SOLE | 0 | 0 | 36,456 | ||
First Trust Value Line Dividend Index ETF | SHS | 33734H106 | 326 | 7,717 | SH | SOLE | 0 | 0 | 7,717 | ||
FT Cboe Vest US Equity Buffer ETF - December | FT CBOE EQTY BFR | 33740U505 | 222 | 6,521 | SH | SOLE | 0 | 0 | 6,521 | ||
FT Cboe Vest US Equity Buffer ETF - February | US EQT BUFFER | 33740F763 | 206 | 5,393 | SH | SOLE | 0 | 0 | 5,393 | ||
FT Cboe Vest US Equity Buffer ETF - January | FT CBOE VEST BFR | 33740F623 | 210 | 6,027 | SH | SOLE | 0 | 0 | 6,027 | ||
FT Cboe Vest US Equity Buffer ETF - November | CBOE EQT BUFER | 33740F847 | 221 | 5,844 | SH | SOLE | 0 | 0 | 5,844 | ||
FT Cboe Vest US Equity Buffer ETF - October | VEST US EQTY BUF | 33740F664 | 206 | 5,898 | SH | SOLE | 0 | 0 | 5,898 | ||
General Dynamics Corporation | COM | 369550108 | 238 | 987 | SH | DFND | 1 | 0 | 3 | 984 | |
Goldman Sachs Group Inc | COM | 38141G104 | 216 | 654 | SH | SOLE | 0 | 0 | 654 | ||
Golub Capital BDC Inc | COM | 38173M102 | 162 | 10,658 | SH | SOLE | 0 | 0 | 10,658 | ||
Home Depot Inc | COM | 437076102 | 899 | 3,003 | SH | DFND | 1 | 0 | 12 | 2,991 | |
Horizon Kinetics Inflation Beneficiaries ETF | HORIZON KINETICS | 53656F623 | 241 | 7,238 | SH | SOLE | 0 | 0 | 7,238 | ||
IBM Common Stock | COM | 459200101 | 205 | 1,576 | SH | SOLE | 0 | 0 | 1,576 | ||
Innovator Defined Wealth Shield ETF | DEFINED WLT SHLD | 45783Y855 | 310 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
Innovator US Equity Power Buffer ETF - December | S&P 500 PWR BU | 45782C540 | 874 | 28,000 | SH | SOLE | 0 | 0 | 28,000 | ||
Innovator US Equity Power Buffer ETF - January | S&P 500 POWER | 45782C508 | 389 | 11,958 | SH | SOLE | 0 | 0 | 11,958 | ||
Innovator US Equity Ultra Buffer ETF - April | S&P 500 ULTRA | 45782C805 | 492 | 18,600 | SH | SOLE | 0 | 0 | 18,600 | ||
Intel Corporation | COM | 458140100 | 646 | 13,044 | SH | DFND | 1 | 0 | 27 | 13,017 | |
International Drawdown Managed Equity ETF | INTL DRAWDWN MNG | 26922B709 | 315 | 13,861 | SH | SOLE | 0 | 0 | 13,861 | ||
Interpublic Group of Companies Inc | COM | 460690100 | 227 | 6,402 | SH | DFND | 1 | 0 | 33 | 6,369 | |
Invesco S&P 500 Eql Wght ETF | S&P500 EQL WGT | 46137V357 | 218 | 1,383 | SH | SOLE | 0 | 0 | 1,383 | ||
iShares $ Treasury Bond UCITS ETF USD Dist | US TREAS BD ETF | 46429B267 | 669 | 26,852 | SH | SOLE | 0 | 0 | 26,852 | ||
iShares Core MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 324 | 4,661 | SH | SOLE | 0 | 0 | 4,661 | ||
iShares Core S&P 500 ETF | CORE S&P500 ETF | 464287200 | 4,705 | 10,371 | SH | SOLE | 0 | 0 | 10,371 | ||
iShares Core S&P Small-Cap ETF | CORE S&P SCP ETF | 464287804 | 539 | 4,996 | SH | SOLE | 0 | 0 | 4,996 | ||
iShares Core Total USD Bond Market ETF | CORE TOTAL USD | 46434V613 | 1,090 | 21,965 | SH | SOLE | 0 | 0 | 21,965 | ||
iShares ESG Aware MSCI EM ETF | ESG AWR MSCI EM | 46434G863 | 681 | 18,541 | SH | SOLE | 0 | 0 | 18,541 | ||
iShares ESG Aware MSCI USA ETF | ESG AWR MSCI USA | 46435G425 | 3,561 | 35,138 | SH | SOLE | 0 | 0 | 35,138 | ||
iShares Global Tech ETF | GLOBAL TECH ETF | 464287291 | 413 | 7,124 | SH | SOLE | 0 | 0 | 7,124 | ||
iShares Gold Trust | ISHARES NEW | 464285204 | 652 | 17,699 | SH | SOLE | 0 | 0 | 17,699 | ||
iShares GSCI Commodity Dynamic Roll Strategy ETF | GSCI CMDTY STGY | 46431W853 | 311 | 7,763 | SH | SOLE | 0 | 0 | 7,763 | ||
iShares MSCI EAFE Growth ETF | EAFE GRWTH ETF | 464288885 | 953 | 9,899 | SH | SOLE | 0 | 0 | 9,899 | ||
iShares National Muni Bond ETF | NATIONAL MUN ETF | 464288414 | 741 | 6,754 | SH | SOLE | 0 | 0 | 6,754 | ||
iShares TIPS Bond ETF | TIPS BD ETF | 464287176 | 238 | 1,914 | SH | SOLE | 0 | 0 | 1,914 | ||
iShares US Energy ETF | U.S. ENERGY ETF | 464287796 | 400 | 9,779 | SH | SOLE | 0 | 0 | 9,779 | ||
iShares US Medical Devices ETF | U.S. MED DVC ETF | 464288810 | 445 | 7,292 | SH | SOLE | 0 | 0 | 7,292 | ||
Johnson & Johnson | COM | 478160104 | 1,863 | 10,513 | SH | DFND | 1 | 0 | 22 | 10,491 | |
JPMorgan Chase & Co | COM | 46625H100 | 239 | 1,755 | SH | DFND | 1 | 0 | 34 | 1,721 | |
JPMorgan Equity Premium Income ETF | EQUITY PREMIUM | 46641Q332 | 303 | 4,941 | SH | SOLE | 0 | 0 | 4,941 | ||
Kinder Morgan Inc | COM | 49456B101 | 221 | 11,665 | SH | DFND | 1 | 0 | 77 | 11,588 | |
Mastercard Inc | CL A | 57636Q104 | 368 | 1,030 | SH | SOLE | 0 | 0 | 1,030 | ||
Merck & Co., Inc. | COM | 58933Y105 | 561 | 6,833 | SH | DFND | 1 | 0 | 32 | 6,801 | |
Microsoft Corporation | COM | 594918104 | 2,525 | 8,191 | SH | DFND | 1 | 0 | 13 | 8,178 | |
NextEra Energy Inc | COM | 65339F101 | 883 | 10,421 | SH | SOLE | 0 | 0 | 10,421 | ||
Nike Inc | CL B | 654106103 | 716 | 5,321 | SH | SOLE | 0 | 0 | 5,321 | ||
Novo Nordisk A/S | ADR | 670100205 | 201 | 1,807 | SH | DFND | 1 | 0 | 7 | 1,800 | |
NVIDIA Corporation | COM | 67066G104 | 632 | 2,317 | SH | SOLE | 0 | 0 | 2,317 | ||
Opus Small Cap Value ETF | OPUS SML CP VL | 26922A446 | 467 | 14,137 | SH | SOLE | 0 | 0 | 14,137 | ||
Oracle Corporation | COM | 68389X105 | 707 | 8,545 | SH | SOLE | 0 | 0 | 8,545 | ||
Ossiam US Minimum Variance ESG NR UCITS ETF 1A USD | MSCI USA MIN VOL | 46429B697 | 302 | 3,898 | SH | SOLE | 0 | 0 | 3,898 | ||
Pfizer Inc. | COM | 717081103 | 874 | 16,883 | SH | DFND | 1 | 0 | 57 | 16,826 | |
PIMCO Enhanced Short Maturity Active Exch Tr | ENHAN SHRT MA AC | 72201R833 | 257 | 2,566 | SH | SOLE | 0 | 0 | 2,566 | ||
Procter & Gamble Co | COM | 742718109 | 1,251 | 8,187 | SH | DFND | 1 | 0 | 29 | 8,158 | |
Prudential Financial Inc | COM | 744320102 | 257 | 2,172 | SH | DFND | 1 | 0 | 22 | 2,150 | |
QUALCOMM, Inc. | COM | 747525103 | 576 | 3,772 | SH | SOLE | 0 | 0 | 3,772 | ||
Repay Holdings Corp | COM CL A | 76029L100 | 148 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
Salesforce Inc | COM | 79466L302 | 208 | 979 | SH | SOLE | 0 | 0 | 979 | ||
SPDR Portfolio S&P 500 ETF | PORTFOLIO S&P500 | 78464A854 | 259 | 4,866 | SH | SOLE | 0 | 0 | 4,866 | ||
SPDR Portfolio S&P 500 High Dividend ETF | PRTFLO S&P500 HI | 78468R788 | 698 | 15,871 | SH | SOLE | 0 | 0 | 15,871 | ||
TCG BDC Inc | COM | 872280102 | 144 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
Tesla Inc | COM | 88160R101 | 808 | 750 | SH | SOLE | 0 | 0 | 750 | ||
Texas Instruments Incorporated | COM | 882508104 | 354 | 1,929 | SH | SOLE | 0 | 0 | 1,929 | ||
Union Pacific Corporation | COM | 907818108 | 275 | 1,007 | SH | SOLE | 0 | 0 | 1,007 | ||
UnitedHealth Group Inc | COM | 91324P102 | 577 | 1,132 | SH | SOLE | 0 | 0 | 1,132 | ||
VanEck MSCI International Quality ETF | MSCI USA QLT FCT | 46432F339 | 425 | 3,155 | SH | SOLE | 0 | 0 | 3,155 | ||
VanEck MSCI International Value ETF | MSCI USA VALUE | 46432F388 | 446 | 4,264 | SH | SOLE | 0 | 0 | 4,264 | ||
Vanguard High Dividend Yield ETF | HIGH DIV YLD | 921946406 | 216 | 1,920 | SH | SOLE | 0 | 0 | 1,920 | ||
Visa Inc | COM CL A | 92826C839 | 450 | 2,028 | SH | SOLE | 0 | 0 | 2,028 | ||
Walmart Inc | COM | 931142103 | 1,091 | 7,325 | SH | DFND | 1 | 0 | 19 | 7,306 | |
WisdomTree US Total Dividend Fund | US TOTAL DIVIDND | 97717W109 | 324 | 5,011 | SH | SOLE | 0 | 0 | 5,011 |