0001906711-23-000002.txt : 20230418
0001906711-23-000002.hdr.sgml : 20230418
20230418140715
ACCESSION NUMBER: 0001906711-23-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230418
DATE AS OF CHANGE: 20230418
EFFECTIVENESS DATE: 20230418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WMG Financial Advisors, LLC
CENTRAL INDEX KEY: 0001906711
IRS NUMBER: 201971280
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21993
FILM NUMBER: 23826312
BUSINESS ADDRESS:
STREET 1: 620 MABRY HOOD ROAD, SUITE 101
CITY: KNOXVILLE
STATE: TN
ZIP: 37932
BUSINESS PHONE: 865-290-4000
MAIL ADDRESS:
STREET 1: 620 MABRY HOOD ROAD, SUITE 101
CITY: KNOXVILLE
STATE: TN
ZIP: 37932
13F-HR
1
primary_doc.xml
X0202
13F-HR
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0001906711
XXXXXXXX
03-31-2023
03-31-2023
false
WMG Financial Advisors, LLC
620 Mabry Hood Road, Suite 101
Knoxville
TN
37932
13F HOLDINGS REPORT
028-21993
000285824
801-116718
N
Elizabeth C. DeWan
CCO
865-290-4000
/s/ Elizabeth C. DeWan
Knoxville
TN
04-18-2023
1
145
120743732
1
0001113802
000143593
801-67829
ADHESION WEALTH ADVISOR SOLUTIONS, INC.
INFORMATION TABLE
2
infotable.xml
ABBVIE INC COM
COM
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24700
155
SH
DFND
1
0
155
0
ABBVIE INC COM
COM
00287Y109
270133
1429
SH
SOLE
0
0
31
ADVANCED MICRO DEVICES INC COM
COM
007903107
2842
29
SH
DFND
1
0
29
0
ADVANCED MICRO DEVICES INC COM
COM
007903107
247575
2526
SH
SOLE
0
0
45
ALPHABET INC COM CL A
CAP STK CL A
02079K305
5705
55
SH
DFND
1
0
55
0
ALPHABET INC COM CL A
CAP STK CL A
02079K305
654017
5820
SH
SOLE
0
0
60
AMAZON COM INC COM
COM
023135106
1123485
10254
SH
SOLE
0
0
1
AMAZON COM INC COM
COM
023135106
10020
97
SH
DFND
1
0
97
0
AMERICAN CENTURY INVESTMENTS AVANTIS CORE FIXED INCOME ETF
AVANTIS CORE FI
025072562
3892176
47398
SH
SOLE
0
0
9
AMERICAN CENTURY INVESTMENTS AVANTIS EMGMKT ETF
AVANTIS EMGMKT
025072604
2111898
31923
SH
SOLE
0
0
6
AMERICAN CENTURY INVESTMENTS AVANTIS SHORT TERM FXD INCO
AVANTIS SHFXDINC
025072687
255021
5504
SH
SOLE
0
0
400
AMERICAN CENTURY INVESTMENTS AVANTIS US SML CP VALU ETF
US SML CP VALU
025072877
9430809
111600
SH
SOLE
0
0
4
AMERICAN CENTURY INVESTMENTS INTL EQT ETF
INTL EQT ETF
025072703
3581997
44816
SH
SOLE
0
0
8
AMERICAN CENTURY INVESTMENTS INTL SMCP VLU ETF
INTL SMCP VLU
025072802
2520157
34676
SH
SOLE
0
0
14
AMERICAN CENTURY INVESTMENTS REAL ESTATE ETF
REAL ESTATE ETF
025072356
671139
11571
SH
SOLE
0
0
10
AMERICAN CENTURY INVESTMENTS U.S. LARGE CAP VALUE ETF
US LARGE CAP VLU
025072349
1627494
27081
SH
SOLE
0
0
6
AMERICAN CENTURY INVESTMENTS US EQT ETF
US EQT ETF
025072885
19617404
219151
SH
SOLE
0
0
4
ANNALY CAPITAL MANAGEMENT INC COM USD0.01(POST REV SPLT)
COM NEW
035710839
381138
12543
SH
SOLE
0
0
151
APPHARVEST INC COM
COM
03783T103
114347
186750
SH
SOLE
0
0
250
APPLE INC COM
COM
037833100
3989658
20961
SH
SOLE
0
0
3
APPLE INC COM
COM
037833100
10883
66
SH
DFND
1
0
66
0
ARBOR REALTY TRUST INC COM USD0.01
COM
038923108
695720
60550
SH
SOLE
0
0
400
ARBUTUS BIOPHARMA CORP COM
COM
03879J100
38193
12605
SH
SOLE
0
0
12605
AT&T INC COM
COM
00206R102
2021583
101411
SH
SOLE
0
0
12
AT&T INC COM
COM
00206R102
15441
802
SH
DFND
1
0
802
0
BERKSHIRE HATHAWAY INC COM CL B
CL B NEW
084670702
698131
1596
SH
SOLE
0
0
10
BLACKROCK INCOME TR INC COM NEW
COM NEW
09247F209
129664
10299
SH
SOLE
0
0
800
BOEING CO COM
COM
097023105
760503
3550
SH
SOLE
0
0
25
BROADCOM INC COM
COM
11135F101
10906
17
SH
DFND
1
0
17
0
BROADCOM INC COM
COM
11135F101
318205
496
SH
SOLE
0
0
7
CERENCE INC COM
COM
156727109
932508
32806
SH
SOLE
0
0
9
COCA-COLA CO COM
COM
191216100
18671
301
SH
DFND
1
0
301
0
COCA-COLA CO COM
COM
191216100
232317
3213
SH
SOLE
0
0
50
COSTCO WHOLESALE CORP COM
COM
22160K105
206201
365
SH
SOLE
0
0
15
DIMENSIONAL ETF TR EMERGING CORE EQUITY MRKT
EMGR CRE EQT MNG
25434V302
1115956
30336
SH
SOLE
0
0
41
DIMENSIONAL ETF TR INFLATION PROTECTED SEC ETF
INFLATION PROTE
25434V856
816255
9211
SH
SOLE
0
0
38
DIMENSIONAL ETF TR INTERNATIONAL CORE EQUITY M
INTL CORE EQT MK
25434V203
1831047
43549
SH
SOLE
0
0
40
DIMENSIONAL ETF TR US CORE EQUITY MARKET ETF
US CORE EQT MKT
25434V104
1409671
43798
SH
SOLE
0
0
61
DIMENSIONAL ETF TR US TARGETED VALUE ETF
US TARGETED VLU
25434V609
1052367
15516
SH
SOLE
0
0
15
EMERSON ELECTRIC CO COM
COM
291011104
9149
105
SH
DFND
1
0
105
0
EMERSON ELECTRIC CO COM
COM
291011104
211315
1685
SH
SOLE
0
0
45
EXXON MOBIL CORPORATION COM
COM
30231G102
40794
372
SH
DFND
1
0
372
0
EXXON MOBIL CORPORATION COM
COM
30231G102
1268200
10518
SH
SOLE
0
0
25
FIRST HORIZON CORPORATION COM
COM
320517105
339314
18179
SH
SOLE
0
0
500
FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY BUFFER ET
VEST US EQTY BUF
33740F664
208758
5956
SH
SOLE
0
0
738
FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY DEEP BUFF
CBOE VEST US EQT
33740F698
241711
7474
SH
SOLE
0
0
1278
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF
DORSEY WRT 5 ETF
33738R605
243838
5409
SH
SOLE
0
0
100
FIRST TR EXCHANGE TRADED FD VI NASDQ FOD BVRG ETF
NASDQ FOD BVRG
33738R852
1388998
51674
SH
SOLE
0
0
31
FIRST TR EXCHANGE TRADED FD VI NASDQ OIL GAS ETF
NASDQ OIL GAS
33738R845
212822
7891
SH
SOLE
0
0
37
FIRST TR EXCHANGE TRADED FD VI NASDQ PHRMTCLS ETF
NASDQ PHRMTCLS
33738R837
1342995
51459
SH
SOLE
0
0
66
FIRST TR EXCHANGE TRADED FD VI NASDQ SEMCNDTR ETF
NASDQ SEMCNDTR
33738R811
1292441
19942
SH
SOLE
0
0
16
FIRST TR EXCHANGE TRADED FD VI VEST US DEEP ETF
VEST US DEEP
33740F854
266729
8304
SH
SOLE
0
0
806
FIRST TR NSQ ABA F UT COM SHS ETF
UT COM SHS ETF
33736Q104
200331
4660
SH
SOLE
0
0
53
FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF
CONSUMR STAPLE
33734X119
1354557
21823
SH
SOLE
0
0
11
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FINLS ALPHADEX
33734X135
1363144
36516
SH
SOLE
0
0
35
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
INDLS PROD DUR
33734X150
1404748
25288
SH
SOLE
0
0
17
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
MATERIALS ALPH
33734X168
1492039
22842
SH
SOLE
0
0
15
FIRST TRUST EXCH TRADED FUND 2 TECH ALPHADEX ETF
TECH ALPHADEX
33734X176
603368
5736
SH
SOLE
0
0
46
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
UTILITIES ALPH
33734X184
1661733
50624
SH
SOLE
0
0
66
FIRST TRUST EXCHANGE TRADED FD WTR ETF
WTR ETF
33733B100
1560454
18659
SH
SOLE
0
0
12
FIRST TRUST EXCHANGE-TRADED AL COM SHS ETF
COM SHS
33735K108
428543
4606
SH
SOLE
0
0
26
FIRST TRUST EXCHANGE-TRADED AL MID CP GR ALPH ETF
MID CP GR ALPH
33737M102
252951
4252
SH
SOLE
0
0
11
FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF
DJ INTERNT IDX
33733E302
236563
1600
SH
SOLE
0
0
15
FIRST TRUST EXCHANGE-TRADED FU FST TR GLB FD ETF
FST TR GLB FD
33739H101
539521
22968
SH
SOLE
0
0
35
FIRST TRUST EXCHANGE-TRADED FU NASDAQ 100 EX ETF
NASDAQ 100 EX
33733E401
1311680
15908
SH
SOLE
0
0
24
FIRST TRUST EXCHANGE-TRADED FU NY ARCA BIOTECH ETF
NY ARCA BIOTECH
33733E203
1312163
8464
SH
SOLE
0
0
12
FIRST TRUST PORTFOLIOS SHS ETF
SHS
337345102
275898
2114
SH
SOLE
0
0
20
FIRST TST MORNINGS SHS ETF
SHS
336917109
422524
11902
SH
SOLE
0
0
180
FIRST TST VALUE LI SHS ETF
SHS
33734H106
238751
5945
SH
SOLE
0
0
87
GLOBAL MEDICAL REIT INC COM USD0.001
COM NEW
37954A204
102489
11250
SH
SOLE
0
0
500
HOME DEPOT INC COM
COM
437076102
34233
116
SH
DFND
1
0
116
0
HOME DEPOT INC COM
COM
437076102
521773
1663
SH
SOLE
0
0
30
HORMEL FOODS CORP COM
COM
440452100
4938899
123844
SH
SOLE
0
0
123844
HP INCORPORATION COM
COM
40434L105
213551
7276
SH
SOLE
0
0
100
INTERNATIONAL BUS MACH CORP COM
COM
459200101
10226
78
SH
DFND
1
0
78
0
INTERNATIONAL BUS MACH CORP COM
COM
459200101
449901
3337
SH
SOLE
0
0
10
INVESCO EXCHANGE TRADED FD TR DWA ENERGY MNT ETF
DWA ENERGY MNT
46137V878
223576
5609
SH
SOLE
0
0
43
INVESCO EXCHANGE TRADED FD TR DYNMC FOOD BEV ETF
DYNMC FOOD BEV
46137V753
258541
5578
SH
SOLE
0
0
25
INVESCO EXCHANGE TRADED SELF I RAFI STRATGIC US ETF
RAFI STRATGIC US
46138J742
201458
5260
SH
SOLE
0
0
5260
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1
46090E103
221122
689
SH
SOLE
0
0
9
ISHARES TRUST CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
465998
4790
SH
SOLE
0
0
4
ISHARES TRUST TIPS BD ETF
TIPS BD ETF
464287176
282683
1844
SH
SOLE
0
0
74
JOHNSON & JOHNSON COM
COM
478160104
34720
224
SH
DFND
1
0
224
0
JOHNSON & JOHNSON COM
COM
478160104
241253
1556
SH
SOLE
0
0
30
JP MORGAN CHASE & CO COM
COM
46625H100
38573
296
SH
DFND
1
0
296
0
JP MORGAN CHASE & CO COM
COM
46625H100
285118
1044
SH
SOLE
0
0
50
JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF
ULTRA SHT MUNCPL
46641Q654
240744
4740
SH
SOLE
0
0
300
LEMONADE INC COM
COM
52567D107
199212
13970
SH
SOLE
0
0
100
MFS HIGH YIELD MUNICIPAL TRUST SH BEN INT
SH BEN INT
59318E102
64200
20000
SH
SOLE
0
0
20000
MICROSOFT CORP COM
COM
594918104
43823
152
SH
DFND
1
0
152
0
MICROSOFT CORP COM
COM
594918104
1253532
4134
SH
SOLE
0
0
6
NIO INC ADR
SPON ADS
62914V106
1737251
164078
SH
SOLE
0
0
20
PEPSICO INC COM
COM
713448108
34456
189
SH
DFND
1
0
189
0
PEPSICO INC COM
COM
713448108
218761
888
SH
SOLE
0
0
20
PROCTER & GAMBLE CO COM
COM
742718109
40295
271
SH
DFND
1
0
271
0
PROCTER & GAMBLE CO COM
COM
742718109
319238
2062
SH
SOLE
0
0
25
PROSHARES TRUST ULTRPRO S&P500 ETF
ULTRPRO S&P500
74347X864
280250
7266
SH
SOLE
0
0
7266
PROSPECT CAPITAL CORPORATION COM
COM
74348T102
125976
11500
SH
SOLE
0
0
200
PRUDENTIAL FINANCIAL INC COM
COM
744320102
19610
237
SH
DFND
1
0
237
0
PRUDENTIAL FINANCIAL INC COM
COM
744320102
867530
7530
SH
SOLE
0
0
100
REGIONS FINANCIAL CORP COM
COM
7591EP100
464779
23405
SH
SOLE
0
0
100
RIO TINTO ADR SPONSORED
SPONSORED ADR
767204100
302526
4410
SH
SOLE
0
0
100
SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF
SBI INT-UTILS
81369Y886
266159
3632
SH
SOLE
0
0
25
SELECT SECTOR SPDR TRUST TECHNOLOGY ETF
TECHNOLOGY
81369Y803
289789
1919
SH
SOLE
0
0
26
SHERWIN-WILLIAMS CO COM
COM
824348106
202068
899
SH
SOLE
0
0
99
SHOPIFY INC COM CL A
CL A
82509L107
1013931
21150
SH
SOLE
0
0
100
SNOWFLAKE INC COM CL A
CL A
833445109
1389
9
SH
DFND
1
0
9
0
SNOWFLAKE INC COM CL A
CL A
833445109
602195
3903
SH
SOLE
0
0
3
SOUTHERN CO COM
COM
842587107
302808
2529
SH
SOLE
0
0
1
SOUTHERN CO COM
COM
842587107
21221
305
SH
DFND
1
0
305
0
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS
78463V107
408580
2230
SH
SOLE
0
0
6
STARWOOD PROPERTY TRUST INC COM
COM
85571B105
495411
26540
SH
SOLE
0
0
533
T ROWE PRICE EXCHANGE-TRADED F PRICE BLUE CHIP GROWTH ETF
PRICE BLUE CHIP
87283Q107
487778
11367
SH
SOLE
0
0
16
TESLA INC COM
COM
88160R101
6017
29
SH
DFND
1
0
29
0
TESLA INC COM
COM
88160R101
231529
1086
SH
SOLE
0
0
9
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
4034
7
SH
DFND
1
0
7
0
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
251873
362
SH
SOLE
0
0
1
UNITEDHEALTH GROUP INC COM
COM
91324P102
9451
20
SH
DFND
1
0
20
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
248111
460
SH
SOLE
0
0
15
UPSTART HLDGS INC COM
COM
91680M107
1311245
82430
SH
SOLE
0
0
27
USA COMPRESSION PARTNERS LP COM UNIT LTD PARTNER INTS
COMUNIT LTDPAR
90290N109
540147
20439
SH
SOLE
0
0
600
VANGUARD CONSUM STP ETF
CONSUM STP ETF
92204A207
254673
1316
SH
SOLE
0
0
8
VANGUARD ENERGY ETF
ENERGY ETF
92204A306
340177
2978
SH
SOLE
0
0
12
VANGUARD FINANCIALS ETF
FINANCIALS ETF
92204A405
317713
4079
SH
SOLE
0
0
12
VANGUARD HIGH DIV YLD ETF
HIGH DIV YLD
921946406
255843
2425
SH
SOLE
0
0
30
VANGUARD INDUSTRIAL ETF
INDUSTRIAL ETF
92204A603
201939
1060
SH
SOLE
0
0
14
VANGUARD INF TECH ETF
INF TECH ETF
92204A702
833767
1350
SH
SOLE
0
0
1
VANGUARD LONG TERM BOND ETF
LONG TERM BOND
921937793
609288
6400
SH
SOLE
0
0
120
VANGUARD MCAP GR IDXVIP ETF
MCAP GR IDXVIP
922908538
226265
884
SH
SOLE
0
0
5
VANGUARD MCAP VL IDXVIP ETF
MCAP VL IDXVIP
922908512
200034
1492
SH
SOLE
0
0
29
VANGUARD MID CAP ETF
MID CAP ETF
922908629
274827
1303
SH
SOLE
0
0
9
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
225121
2711
SH
SOLE
0
0
20
VANGUARD S&P 500 ETF SHS
S&P 500 ETF SHS
922908363
1640042
4280
SH
SOLE
0
0
81
VANGUARD SMALL CP ETF
SMALL CP ETF
922908751
273152
1441
SH
SOLE
0
0
6
VANGUARD STAR FD TL INTL STK F ETF
VG TL INTL STK F
921909768
81324
1473
SH
SOLE
0
0
15
VANGUARD STAR FD TL INTL STK F ETF
VG TL INTL STK F
921909768
1062572
19247
SH
DFND
1
0
19247
0
VANGUARD TOTAL BND MRKT ETF
TOTAL BND MRKT
921937835
2582352
34978
SH
DFND
1
0
34978
0
VANGUARD TOTAL INT BD ETF
TOTAL INT BD ETF
92203J407
1107500
22639
SH
DFND
1
0
22639
0
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT
922908769
91305
422
SH
SOLE
0
0
5
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT
922908769
1610962
7894
SH
DFND
1
0
7894
0
VERIZON COMMUNICATIONS COM
COM
92343V104
24463
629
SH
DFND
1
0
629
0
VERIZON COMMUNICATIONS COM
COM
92343V104
1278571
31862
SH
SOLE
0
0
30
VINCO VENTURES INC COM
COM
927330100
3213
10000
SH
SOLE
0
0
10000
WALMART INC COM
COM
931142103
36421
247
SH
DFND
1
0
247
0
WALMART INC COM
COM
931142103
1210206
7958
SH
SOLE
0
0
25