CCO

0001906711-23-000001.txt : 20230210 0001906711-23-000001.hdr.sgml : 20230210 20230210105754 ACCESSION NUMBER: 0001906711-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 EFFECTIVENESS DATE: 20230210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMG Financial Advisors, LLC CENTRAL INDEX KEY: 0001906711 IRS NUMBER: 201971280 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21993 FILM NUMBER: 23609349 BUSINESS ADDRESS: STREET 1: 620 MABRY HOOD ROAD, SUITE 101 CITY: KNOXVILLE STATE: TN ZIP: 37932 BUSINESS PHONE: 865-290-4000 MAIL ADDRESS: STREET 1: 620 MABRY HOOD ROAD, SUITE 101 CITY: KNOXVILLE STATE: TN ZIP: 37932 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001906711 XXXXXXXX 12-31-2022 12-31-2022 false WMG Financial Advisors, LLC

620 Mabry Hood Road, Suite 101 Knoxville TN 37932

13F HOLDINGS REPORT 028-21993 000285824 801-116718 N Elizabeth C. DeWan CCO 865-290-4000 /s/ Elizabeth C. DeWan Knoxville TN 02-10-2022 1 165 117499265 1 0001113802 000143593 801-67829 ADHESION WEALTH ADVISOR SOLUTIONS, INC. INFORMATION TABLE 2 infotable.xml ABBVIE INC COM COM 00287Y109 25050 155 SH DFND 1 0 155 0 ABBVIE INC COM COM 00287Y109 502447 3109 SH SOLE 0 0 200 ALPHABET INC COM CL A CAP STK CL A 02079K305 692164 7845 SH SOLE 0 0 100 ALPHABET INC COM CL A CAP STK CL A 02079K305 4853 55 SH DFND 1 0 55 0 AMAZON COM INC COM COM 023135106 911400 10850 SH SOLE 0 0 1 AMAZON COM INC COM COM 023135106 6216 74 SH DFND 1 0 74 0 AMERICAN AIRLINES GROUP INC COM COM 02376R102 156583 12310 SH SOLE 0 0 290 AMERICAN CENTURY INVESTMENTS AVANTIS CORE FIXED INCOME ETF AVANTIS CORE FI 025072562 2234317 54530 SH SOLE 0 0 119 AMERICAN CENTURY INVESTMENTS AVANTIS EMGMKT ETF AVANTIS EMGMKT 025072604 699692 13869 SH SOLE 0 0 442 AMERICAN CENTURY INVESTMENTS AVANTIS SHORT TERM FXD INCO AVANTIS SHFXDINC 025072687 1248025 27204 SH SOLE 0 0 1004 AMERICAN CENTURY INVESTMENTS AVANTIS US SML CP VALU ETF US SML CP VALU 025072877 7201751 96653 SH SOLE 0 0 22 AMERICAN CENTURY INVESTMENTS INTL EQT ETF INTL EQT ETF 025072703 521156 9798 SH SOLE 0 0 500 AMERICAN CENTURY INVESTMENTS INTL SMCP VLU ETF INTL SMCP VLU 025072802 2126148 38411 SH SOLE 0 0 18 AMERICAN CENTURY INVESTMENTS US EQT ETF US EQT ETF 025072885 13341626 196171 SH SOLE 0 0 190 ANNALY CAPITAL MANAGEMENT INC COM USD0.01(POST REV SPLT) COM NEW 035710839 416828 19774 SH SOLE 0 0 1000 APPHARVEST INC COM COM 03783T103 28796 50750 SH SOLE 0 0 1500 APPLE INC COM COM 037833100 3503850 26967 SH SOLE 0 0 55 APPLE INC COM COM 037833100 8575 66 SH DFND 1 0 66 0 ARBOR REALTY TRUST INC COM USD0.01 COM 038923108 814483 61750 SH SOLE 0 0 1400 ARBUTUS BIOPHARMA CORP COM COM 03879J100 29370 12605 SH SOLE 0 0 12605 AT&T INC COM COM 00206R102 14765 802 SH DFND 1 0 802 0 AT&T INC COM COM 00206R102 2300804 124976 SH SOLE 0 0 500 AXSOME THERAPEUTICS INC COM COM 05464T104 759731 9850 SH SOLE 0 0 1000 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 712633 2307 SH SOLE 0 0 50 BLACKROCK CORPORATE HIGH YIELD COM COM 09255P107 270940 31000 SH SOLE 0 0 2000 BOEING CO COM COM 097023105 771487 4050 SH SOLE 0 0 100 BROADCOM INC COM COM 11135F101 252168 451 SH SOLE 0 0 15 BROADCOM INC COM COM 11135F101 9504 17 SH DFND 1 0 17 0 CARNIVAL CORP UNITS COMMON STOCK 143658300 135667 16832 SH SOLE 0 0 100 CERENCE INC COM COM 156727109 616647 33278 SH SOLE 0 0 9 CISCO SYSTEMS INC COM COM 17275R102 238868 5014 SH SOLE 0 0 70 CISCO SYSTEMS INC COM COM 17275R102 28010 588 SH DFND 1 0 588 0 COCA-COLA CO COM COM 191216100 295168 4640 SH SOLE 0 0 174 COCA-COLA CO COM COM 191216100 19146 301 SH DFND 1 0 301 0 CONOCOPHILLIPS COM COM 20825C104 209450 1775 SH SOLE 0 0 100 CONOCOPHILLIPS COM COM 20825C104 34928 296 SH DFND 1 0 296 0 CROWDSTRIKE HOLDINGS INC COM CL A CL A 22788C105 330716 3141 SH SOLE 0 0 3 DIMENSIONAL ETF TR EMERGING CORE EQUITY MRKT EMGR CRE EQT MNG 25434V302 2239174 102012 SH SOLE 0 0 252 DIMENSIONAL ETF TR INFLATION PROTECTED SEC ETF INFLATION PROTE 25434V856 2280928 55416 SH SOLE 0 0 267 DIMENSIONAL ETF TR INTERNATIONAL CORE EQUITY M INTL CORE EQT MK 25434V203 3009148 120175 SH SOLE 0 0 231 DIMENSIONAL ETF TR US CORE EQUITY MARKET ETF US CORE EQT MKT 25434V104 3117690 115384 SH SOLE 0 0 217 DIMENSIONAL ETF TR US SMALL CAP ETF US SMALL CAP ETF 25434V500 272118 5320 SH SOLE 0 0 320 DIMENSIONAL ETF TR US TARGETED VALUE ETF US TARGETED VLU 25434V609 1602795 36468 SH SOLE 0 0 1201 DISCOVER FINANCIAL SERVICES COM COM 254709108 273925 2800 SH SOLE 0 0 100 EATON VANCE LTD COM COM 27828H105 138090 14706 SH SOLE 0 0 3350 EMERSON ELECTRIC CO COM COM 291011104 232945 2425 SH SOLE 0 0 45 EMERSON ELECTRIC CO COM COM 291011104 10086 105 SH DFND 1 0 105 0 EXXON MOBIL CORPORATION COM COM 30231G102 41033 372 SH DFND 1 0 372 0 EXXON MOBIL CORPORATION COM COM 30231G102 1419232 12867 SH SOLE 0 0 200 FIRST TR EXCHANGE TRADED FD VI CBOE EQT DEP NOV ETF CBOE EQT DEP NOV 33740F839 256950 7865 SH SOLE 0 0 2695 FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY BUFFER ET VEST US EQTY BUF 33740F664 229617 6956 SH SOLE 0 0 1800 FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY DEEP BUFF CBOE VEST US EQT 33740F698 257294 8324 SH SOLE 0 0 2140 FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF DORSEY WRT 5 ETF 33738R605 256817 5517 SH SOLE 0 0 2332 FIRST TR EXCHANGE TRADED FD VI NASDQ FOD BVRG ETF NASDQ FOD BVRG 33738R852 1136430 42012 SH SOLE 0 0 70 FIRST TR EXCHANGE TRADED FD VI NASDQ OIL GAS ETF NASDQ OIL GAS 33738R845 922847 33006 SH SOLE 0 0 57 FIRST TR EXCHANGE TRADED FD VI NASDQ PHRMTCLS ETF NASDQ PHRMTCLS 33738R837 1099241 40073 SH SOLE 0 0 66 FIRST TR EXCHANGE TRADED FD VI VEST US DEEP ETF VEST US DEEP 33740F854 258421 8304 SH SOLE 0 0 2237 FIRST TR NSQ ABA F UT COM SHS ETF UT COM SHS ETF 33736Q104 862379 16398 SH SOLE 0 0 34 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF CONSUMR STAPLE 33734X119 1057614 16849 SH SOLE 0 0 34 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF ENERGY ALPHADX 33734X127 908845 53180 SH SOLE 0 0 95 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF FINLS ALPHADEX 33734X135 1097892 26804 SH SOLE 0 0 46 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF INDLS PROD DUR 33734X150 1168348 22682 SH SOLE 0 0 36 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF MATERIALS ALPH 33734X168 1204717 19883 SH SOLE 0 0 31 FIRST TRUST EXCH TRADED FUND 2 TECH ALPHADEX ETF TECH ALPHADEX 33734X176 527511 5762 SH SOLE 0 0 64 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF UTILITIES ALPH 33734X184 1351180 40686 SH SOLE 0 0 66 FIRST TRUST EXCHANGE TRADED FD WTR ETF WTR ETF 33733B100 1228022 15474 SH SOLE 0 0 166 FIRST TRUST EXCHANGE-TRADED AL COM SHS ETF COM SHS 33735K108 421080 4606 SH SOLE 0 0 98 FIRST TRUST EXCHANGE-TRADED AL MID CP GR ALPH ETF MID CP GR ALPH 33737M102 239772 4252 SH SOLE 0 0 22 FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF DJ INTERNT IDX 33733E302 261570 2124 SH SOLE 0 0 230 FIRST TRUST EXCHANGE-TRADED FU FST TR GLB FD ETF FST TR GLB FD 33739H101 560922 22904 SH SOLE 0 0 625 FIRST TRUST EXCHANGE-TRADED FU NASDAQ 100 EX ETF NASDAQ 100 EX 33733E401 1059921 13886 SH SOLE 0 0 28 FIRST TRUST EXCHANGE-TRADED FU NAT GAS ETF NAT GAS ETF 33733E807 1020229 41625 SH SOLE 0 0 233 FIRST TRUST EXCHANGE-TRADED FU NY ARCA BIOTECH ETF NY ARCA BIOTECH 33733E203 965317 6263 SH SOLE 0 0 12 FIRST TRUST PORTFOLIOS SHS ETF SHS 337345102 244368 2322 SH SOLE 0 0 200 FIRST TST MORNINGS SHS ETF SHS 336917109 435137 11902 SH SOLE 0 0 2461 FIRST TST VALUE LI SHS ETF SHS 33734H106 237266 5945 SH SOLE 0 0 593 GLOBAL MEDICAL REIT INC COM USD0.001 COM NEW 37954A204 272550 28750 SH SOLE 0 0 1000 HCA HEALTHCARE INC COM COM 40412C101 585982 2442 SH SOLE 0 0 15 HOME DEPOT INC COM COM 437076102 640248 2027 SH SOLE 0 0 40 HOME DEPOT INC COM COM 437076102 36640 116 SH DFND 1 0 116 0 HORMEL FOODS CORP COM COM 440452100 5641094 123844 SH SOLE 0 0 123844 INTERNATIONAL BUS MACH CORP COM COM 459200101 10990 78 SH DFND 1 0 78 0 INTERNATIONAL BUS MACH CORP COM COM 459200101 455357 3232 SH SOLE 0 0 400 INVESCO EXCHANGE TRADED FD TR DWA ENERGY MNT ETF DWA ENERGY MNT 46137V878 227086 5253 SH SOLE 0 0 206 INVESCO EXCHANGE TRADED FD TR DYNMC FOOD BEV ETF DYNMC FOOD BEV 46137V753 223870 4904 SH SOLE 0 0 309 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 1003876 3770 SH SOLE 0 0 210 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 460139 4862 SH SOLE 0 0 47 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 496786 1293 SH SOLE 0 0 4 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 272913 2564 SH SOLE 0 0 390 JOHNSON & JOHNSON COM COM 478160104 274880 1556 SH SOLE 0 0 55 JOHNSON & JOHNSON COM COM 478160104 37097 210 SH DFND 1 0 210 0 JP MORGAN CHASE & CO COM COM 46625H100 259885 1938 SH SOLE 0 0 924 JP MORGAN CHASE & CO COM COM 46625H100 39964 298 SH DFND 1 0 298 0 JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF ULTRA SHT MUNCPL 46641Q654 275578 5453 SH SOLE 0 0 1470 LEMONADE INC COM COM 52567D107 314914 23020 SH SOLE 0 0 500 LOCKHEED MARTIN CORP COM COM 539830109 14593 30 SH DFND 1 0 30 0 LOCKHEED MARTIN CORP COM COM 539830109 223784 460 SH SOLE 0 0 5 LUCID GROUP INC COM COM 549498103 84351 12350 SH SOLE 0 0 1000 MFS HIGH YIELD MUNICIPAL TRUST SH BEN INT SH BEN INT 59318E102 62600 20000 SH SOLE 0 0 20000 MICROSOFT CORP COM COM 594918104 1186631 4948 SH SOLE 0 0 8 MICROSOFT CORP COM COM 594918104 37171 155 SH DFND 1 0 155 0 NIO INC ADR SPON ADS 62914V106 1546878 158654 SH SOLE 0 0 32 NORFOLK SOUTHERN CORP COM COM 655844108 353859 1436 SH SOLE 0 0 12 NUVEEN AMT FREE MUN CR COM COM 67071L106 144842 11931 SH SOLE 0 0 7872 NVIDIA CORP COM COM 67066G104 3654 25 SH DFND 1 0 25 0 NVIDIA CORP COM COM 67066G104 507106 3470 SH SOLE 0 0 11 OCCIDENTAL PETROLEUM CORP COM COM 674599105 215930 3428 SH SOLE 0 0 1360 PEPSICO INC COM COM 713448108 33424 185 SH DFND 1 0 185 0 PEPSICO INC COM COM 713448108 216792 1200 SH SOLE 0 0 20 PROCTER & GAMBLE CO COM COM 742718109 41072 271 SH DFND 1 0 271 0 PROCTER & GAMBLE CO COM COM 742718109 342223 2258 SH SOLE 0 0 1250 PROSHARES TRUST ULTRPRO S&P500 ETF ULTRPRO S&P500 74347X864 238107 7266 SH SOLE 0 0 7266 PROSPECT CAPITAL CORPORATION COM COM 74348T102 139101 19900 SH SOLE 0 0 1800 PRUDENTIAL FINANCIAL INC COM COM 744320102 1301434 13085 SH SOLE 0 0 140 PRUDENTIAL FINANCIAL INC COM COM 744320102 23571 237 SH DFND 1 0 237 0 PUBMATIC INC COM CL A COM CL A 74467Q103 131943 10300 SH SOLE 0 0 800 REGIONS FINANCIAL CORP COM COM 7591EP100 669265 31042 SH SOLE 0 0 1149 RIO TINTO ADR SPONSORED SPONSORED ADR 767204100 1584912 22260 SH SOLE 0 0 500 SEANERGY MARI HLDG COM SHS NEW Y73760194 45770 92372 SH SOLE 0 0 92372 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS 81369Y886 312252 4429 SH SOLE 0 0 150 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY 81369Y803 238799 1919 SH SOLE 0 0 194 SHERWIN-WILLIAMS CO COM COM 824348106 213360 899 SH SOLE 0 0 800 SHOPIFY INC COM CL A CL A 82509L107 702879 20250 SH SOLE 0 0 650 SNOWFLAKE INC COM CL A CL A 833445109 387991 2703 SH SOLE 0 0 100 SNOWFLAKE INC COM CL A CL A 833445109 1292 9 SH DFND 1 0 9 0 SOUTHERN CO COM COM 842587107 339624 4756 SH SOLE 0 0 1 SOUTHERN CO COM COM 842587107 21781 305 SH DFND 1 0 305 0 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS 78463V107 340298 2006 SH SOLE 0 0 65 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 232135 607 SH SOLE 0 0 47 STARWOOD PROPERTY TRUST INC COM COM 85571B105 256484 13993 SH SOLE 0 0 855 T ROWE PRICE EXCHANGE-TRADED F PRICE BLUE CHIP GROWTH ETF PRICE BLUE CHIP 87283Q107 914950 44372 SH SOLE 0 0 208 UNITEDHEALTH GROUP INC COM COM 91324P102 568354 1072 SH SOLE 0 0 15 UNITEDHEALTH GROUP INC COM COM 91324P102 10604 20 SH DFND 1 0 20 0 UPSTART HLDGS INC COM COM 91680M107 1079680 81670 SH SOLE 0 0 823 USA COMPRESSION PARTNERS LP COM UNIT LTD PARTNER INTS COMUNIT LTDPAR 90290N109 504128 25813 SH SOLE 0 0 3000 VANGUARD CONSUM STP ETF CONSUM STP ETF 92204A207 252107 1316 SH SOLE 0 0 27 VANGUARD ENERGY ETF ENERGY ETF 92204A306 366751 3024 SH SOLE 0 0 212 VANGUARD FINANCIALS ETF FINANCIALS ETF 92204A405 340519 4116 SH SOLE 0 0 312 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 263493 2435 SH SOLE 0 0 30 VANGUARD INDUSTRIAL ETF INDUSTRIAL ETF 92204A603 203827 1116 SH SOLE 0 0 38 VANGUARD INF TECH ETF INF TECH ETF 92204A702 1226830 3841 SH SOLE 0 0 5 VANGUARD LONG TERM BOND ETF LONG TERM BOND 921937793 463616 6400 SH SOLE 0 0 400 VANGUARD MCAP GR IDXVIP ETF MCAP GR IDXVIP 922908538 214092 1191 SH SOLE 0 0 251 VANGUARD MCAP VL IDXVIP ETF MCAP VL IDXVIP 922908512 201778 1492 SH SOLE 0 0 55 VANGUARD MID CAP ETF MID CAP ETF 922908629 289001 1418 SH SOLE 0 0 39 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 269958 3273 SH SOLE 0 0 280 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1532194 4361 SH SOLE 0 0 81 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 282101 1537 SH SOLE 0 0 6 VANGUARD STAR FD TL INTL STK F ETF VG TL INTL STK F 921909768 1028608 19889 SH DFND 1 0 19889 0 VANGUARD STAR FD TL INTL STK F ETF VG TL INTL STK F 921909768 83943 1623 SH SOLE 0 0 68 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 2802 39 SH SOLE 0 0 39 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 2515261 35013 SH DFND 1 0 35013 0 VANGUARD TOTAL INT BD ETF TOTAL INT BD ETF 92203J407 1064520 22444 SH DFND 1 0 22444 0 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 1506192 7879 SH DFND 1 0 7879 0 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 88569 463 SH SOLE 0 0 10 VEON LTD ADR SPONSORED SPONSORED ADR 91822M106 14700 30000 SH SOLE 0 0 20000 VERIZON COMMUNICATIONS COM COM 92343V104 25806 655 SH DFND 1 0 655 0 VERIZON COMMUNICATIONS COM COM 92343V104 1361386 34553 SH SOLE 0 0 400 VINCO VENTURES INC COM COM 927330100 4640 10000 SH SOLE 0 0 10000 VODAFONE GROUP ADR SPONSORED SPONSORED ADR 92857W308 132825 13125 SH SOLE 0 0 1000 WALMART INC COM COM 931142103 35023 247 SH DFND 1 0 247 0 WALMART INC COM COM 931142103 1177850 8307 SH SOLE 0 0 25 WALT DISNEY COMPANY (THE) COM COM 254687106 215027 2475 SH SOLE 0 0 75 WALT DISNEY COMPANY (THE) COM COM 254687106 3040 35 SH DFND 1 0 35 0 WARNER BROS DISCOVERY INC COM COM SER A 934423104 148500 15664 SH SOLE 0 0 120