Chief Compliance Officer

0001085146-23-000759.txt : 20230208 0001085146-23-000759.hdr.sgml : 20230208 20230207204226 ACCESSION NUMBER: 0001085146-23-000759 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230207 EFFECTIVENESS DATE: 20230208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCKERMAN FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001906539 IRS NUMBER: 872992325 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22466 FILM NUMBER: 23596763 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-554-3500 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001906539 XXXXXXXX 12-31-2022 12-31-2022 false LOCKERMAN FINANCIAL GROUP, INC.

4695 MACARTHUR COURT SUITE 490 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22466 N Lisa L Lockerman Chief Compliance Officer 949-544-3500 /s/Lisa L Lockerman Newport Beach CA 02-07-2023 0 92 34269452 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 136076 842 SH DFND 0 0 842 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 83229 515 SH SOLE 0 0 515 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 286483 3247 SH DFND 0 0 3247 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 266190 3000 SH DFND 0 0 3000 AMAZON COM INC COM 023135106 BBG001S5PQL7 301140 3585 SH DFND 0 0 3585 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 355398 3743 SH DFND 0 0 3743 APPLE INC COM 037833100 BBG001S5N8V8 882095 6789 SH DFND 0 0 6789 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 189890 10281 SH DFND 0 0 10281 BECTON DICKINSON & CO COM 075887109 BBG001S5P374 207509 816 SH DFND 0 0 816 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 313210 1745 SH DFND 0 0 1745 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 209900 2050 SH DFND 0 0 2050 CISCO SYS INC COM 17275R102 BBG001S6HC62 306563 6435 SH DFND 0 0 6435 COCA COLA CO COM 191216100 BBG001S5SMQ8 471732 7416 SH DFND 0 0 7416 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 275506 1038 SH DFND 0 0 1038 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 281284 11585 SH SOLE 0 0 11585 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 67328 2773 SH DFND 0 0 2773 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 186952 5584 SH SOLE 0 0 5584 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 41381 1236 SH DFND 0 0 1236 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 233684 2269 SH DFND 0 0 2269 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 225741 2350 SH DFND 0 0 2350 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 27953 291 SH SOLE 0 0 291 EOG RES INC COM 26875P101 BBG001S5ZB93 222256 1716 SH DFND 0 0 1716 EVERSOURCE ENERGY COM 30040W108 BBG001S5TRL1 228883 2730 SH DFND 0 0 2730 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 230527 2090 SH DFND 0 0 2090 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 BBG00Q6LNJQ4 700261 33078 SH DFND 0 0 33078 FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 35473P801 BBG00GKQZFP5 250133 6374 SH DFND 0 0 6374 GALLAGHER ARTHUR J & CO COM 363576109 BBG001S5NKC2 307320 1630 SH DFND 0 0 1630 GILEAD SCIENCES INC COM 375558103 BBG001S6Y1X7 203293 2368 SH DFND 0 0 2368 HARTFORD FINL SVCS GROUP INC COM 416515104 BBG001S8PXF3 304078 4010 SH DFND 0 0 4010 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 215964 900 SH DFND 0 0 900 HOME DEPOT INC COM 437076102 BBG001S5RTW7 358185 1134 SH DFND 0 0 1134 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1362721 14399 SH DFND 0 0 14399 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 732357 1906 SH DFND 0 0 1906 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 141259 1171 SH SOLE 0 0 1171 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 362644 3007 SH DFND 0 0 3007 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 309056 2964 SH DFND 0 0 2964 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 891802 17815 SH DFND 0 0 17815 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 14025 280 SH SOLE 0 0 280 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 447984 2536 SH DFND 0 0 2536 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 26095 148 SH SOLE 0 0 148 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 436361 3254 SH DFND 0 0 3254 KEYCORP COM 493267108 BBG001S5SKV6 286559 16450 SH DFND 0 0 16450 LILLY ELI & CO COM 532457108 BBG001S5STL8 37049 101 SH SOLE 0 0 101 LILLY ELI & CO COM 532457108 BBG001S5STL8 233772 639 SH DFND 0 0 639 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 17057 35 SH SOLE 0 0 35 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 320110 658 SH DFND 0 0 658 MASIMO CORP COM 574795100 BBG001S71GQ6 2130480 14400 SH SOLE 0 0 14400 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 283400 815 SH DFND 0 0 815 MCDONALDS CORP COM 580135101 BBG001S5T110 274598 1042 SH DFND 0 0 1042 MERCK & CO INC COM 58933Y105 BBG001S5TC52 435479 3925 SH DFND 0 0 3925 METLIFE INC COM 59156R108 BBG001S5T3R8 290348 4012 SH DFND 0 0 4012 MICROSOFT CORP COM 594918104 BBG001S5TD05 787809 3285 SH DFND 0 0 3285 MICROSOFT CORP COM 594918104 BBG001S5TD05 65950 275 SH SOLE 0 0 275 MID-AMER APT CMNTYS INC COM 59522J103 BBG001S7HZ69 402836 2566 SH DFND 0 0 2566 NATIONAL RETAIL PROPERTIES I COM 637417106 BBG001S6Z1P5 235664 5150 SH DFND 0 0 5150 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 200807 2402 SH DFND 0 0 2402 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 211151 387 SH DFND 0 0 387 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 631816 1158 SH SOLE 0 0 1158 NUSHARES ETF TR ESG HI TLD CRP 67092P854 BBG00QD6KLQ7 477407 23564 SH DFND 0 0 23564 NUSHARES ETF TR ESG HI TLD CRP 67092P854 BBG00QD6KLQ7 3566 176 SH SOLE 0 0 176 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 BBG00GVX41Y3 322554 12679 SH DFND 0 0 12679 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 BBG00GVWYK25 866493 33585 SH DFND 0 0 33585 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 941426 19256 SH DFND 0 0 19256 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 5720 117 SH SOLE 0 0 117 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 6951 203 SH SOLE 0 0 203 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 1065001 31104 SH DFND 0 0 31104 NUSHARES ETF TR NUVEEN ESG US 67092P870 BBG00HTVKZ20 1327212 60966 SH DFND 0 0 60966 NUSHARES ETF TR NUVEEN ESG US 67092P870 BBG00HTVKZ20 9992 459 SH SOLE 0 0 459 PAYCHEX INC COM 704326107 BBG001S5V135 247298 2140 SH DFND 0 0 2140 PEPSICO INC COM 713448108 BBG001S695T1 237387 1314 SH DFND 0 0 1314 PFIZER INC COM 717081103 BBG001S5V466 282435 5512 SH DFND 0 0 5512 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 295634 2921 SH DFND 0 0 2921 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 294098 1940 SH SOLE 0 0 1940 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 430582 2841 SH DFND 0 0 2841 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 461629 4095 SH DFND 0 0 4095 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 15863 210 SH DFND 0 0 210 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 222470 2945 SH SOLE 0 0 2945 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2666684 6973 SH DFND 0 0 6973 STARBUCKS CORP COM 855244109 BBG001S72KH6 228160 2300 SH DFND 0 0 2300 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 222479 404 SH DFND 0 0 404 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 508973 960 SH DFND 0 0 960 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 885830 11767 SH DFND 0 0 11767 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 15508 206 SH SOLE 0 0 206 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 15015 209 SH SOLE 0 0 209 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 578168 8048 SH DFND 0 0 8048 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 32675 93 SH SOLE 0 0 93 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 245368 698 SH DFND 0 0 698 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 609271 12311 SH DFND 0 0 12311 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 6337 151 SH SOLE 0 0 151 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 319114 7603 SH DFND 0 0 7603 VISA INC COM CL A 92826C839 BBG001SRCFY3 271127 1305 SH DFND 0 0 1305 WALMART INC COM 931142103 BBG001S5XH92 211692 1493 SH DFND 0 0 1493