Chief Compliance Officer

0001214659-23-014101.txt : 20231031 0001214659-23-014101.hdr.sgml : 20231031 20231030174636 ACCESSION NUMBER: 0001214659-23-014101 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231030 EFFECTIVENESS DATE: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Endowment Wealth Management, Inc. CENTRAL INDEX KEY: 0001904477 IRS NUMBER: 391849798 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21870 FILM NUMBER: 231361720 BUSINESS ADDRESS: STREET 1: W6272 COMMUNICATION CT. CITY: APPLETON STATE: WI ZIP: 54914-8531 BUSINESS PHONE: 920-785-6010 MAIL ADDRESS: STREET 1: W6272 COMMUNICATION CT. CITY: APPLETON STATE: WI ZIP: 54914-8531 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001904477 XXXXXXXX 09-30-2023 09-30-2023 false Endowment Wealth Management, Inc.

W6272 COMMUNICATION CT. APPLETON WI 54914-8531

13F COMBINATION REPORT 028-21870 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Robert L. Riedl Chief Compliance Officer 920-785-6010 /s/ Robert L. Riedl Hilton Head SC 10-27-2023 1 130 111385487 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 391524 2627 SH OTR 1 0 0 2627 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 445347 5292 SH SOLE 45 0 5247 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 363648 1184 SH OTR 1 0 0 1184 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 217978 2513 SH OTR 1 0 0 2513 ALPS ETF TR ALERIAN MLP 00162Q452 678824 16086 SH SOLE 0 0 16086 AMAZON COM INC COM 023135106 229833 1808 SH SOLE 0 0 1808 AMBEV SA SPONSORED ADR 02319V103 53464 20722 SH OTR 1 0 0 20722 APPLE INC COM 037833100 1110480 6486 SH SOLE 0 0 6486 AT&T INC COM 00206R102 159731 10635 SH OTR 1 0 0 10635 AUTOMATIC DATA PROCESSING IN COM 053015103 268972 1118 SH OTR 1 0 0 1118 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 88257 10964 SH OTR 1 0 0 10964 BERKSHIRE HATHAWAY INC DEL CL A 084670108 531477 1 SH SOLE 0 0 1 CANADIAN NATL RY CO COM 136375102 282748 2610 SH OTR 1 0 0 2610 CARRIER GLOBAL CORPORATION COM 14448C104 289556 5246 SH OTR 1 0 0 5246 CION INVT CORP COM 17259U204 551569 52182 SH SOLE 0 0 52182 CONOCOPHILLIPS COM 20825C104 246203 2055 SH OTR 1 0 0 2055 COUPANG INC CL A 22266T109 897685 52805 SH SOLE 0 0 52805 D R HORTON INC COM 23331A109 298074 2774 SH OTR 1 0 0 2774 DBX ETF TR XTRACK HRVST CSI 233051879 737207 28343 SH SOLE 0 0 28343 ELI LILLY & CO COM 532457108 296445 552 SH OTR 1 0 0 552 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 354570 13421 SH SOLE 0 0 13421 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1380163 30174 SH SOLE 0 0 30174 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2137407 48248 SH SOLE 0 0 48248 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1250481 26471 SH SOLE 0 0 26471 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 581938 39872 SH SOLE 0 0 39872 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 8968 21247 SH SOLE 0 0 21247 FLEXSHARES TR MORNSTAR UPSTR 33939L407 233446 5773 SH SOLE 0 0 5773 FLEXSHARES TR STOXX GLOBR INF 33939L795 520274 10742 SH SOLE 0 0 10742 FLEXSHARES TR IBOXX 3R TARGT 33939L506 326579 14083 SH SOLE 0 0 14083 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 185020 13974 SH SOLE 0 0 13974 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 414616 76497 SH SOLE 0 0 76497 FS KKR CAP CORP COM 302635206 1959540 99520 SH SOLE 0 0 99520 GLOBAL X FDS GLBL X MLP ETF 37954Y343 604902 13566 SH SOLE 0 0 13566 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 378919 8940 SH SOLE 0 0 8940 HALEON PLC SPON ADS 405552100 97597 11716 SH OTR 1 0 0 11716 HDFC BANK LTD SPONSORED ADS 40415F101 234997 3982 SH OTR 1 0 0 3982 HUMACYTE INC COM 44486Q103 285728 97518 SH SOLE 96618 0 900 ICICI BANK LIMITED ADR 45104G104 205808 8902 SH OTR 1 0 0 8902 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 5782561 192559 SH SOLE 0 0 192559 INDEXIQ ETF TR IQ CBRE NEXGEN 45409B628 198884 11182 SH SOLE 0 0 11182 INTUIT COM 461202103 307623 602 SH OTR 1 0 0 602 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 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43824 SH SOLE 0 0 43824 ISHARES TR CORE MSCI INTL 46435G326 412171 7072 SH SOLE 0 0 7072 ISHARES TR CORE MSCI EAFE 46432F842 2644197 41091 SH SOLE 0 0 41091 ISHARES TR US OIL GS EX ETF 464288851 682467 6998 SH SOLE 0 0 6998 ISHARES TR CORE MSCI EURO 46434V738 368880 7428 SH SOLE 0 0 7428 ISHARES TR CORE S&P SCP ETF 464287804 415042 4400 SH SOLE 0 0 4400 ISHARES TR MSCI INDIA ETF 46429B598 877768 19850 SH SOLE 0 0 19850 ISHARES TR CORE S&P TTL STK 464287150 3011142 31969 SH SOLE 0 0 31969 ISHARES TR CORE S&P US GWT 464287671 835330 8809 SH SOLE 0 0 8809 ISHARES TR CORE S&P US VLU 464287663 1233533 16531 SH SOLE 0 0 16531 ISHARES TR MICRO-CAP ETF 464288869 543170 5426 SH SOLE 0 0 5426 ISHARES TR EAFE SML CP ETF 464288273 1614826 28596 SH SOLE 0 0 28596 ISHARES TR 0-5YR HI YL CP 46434V407 1264642 30822 SH SOLE 0 0 30822 ISHARES TR TIPS BD ETF 464287176 224610 2166 SH SOLE 0 0 2166 ISHARES TR MSCI USA MIN VOL 46429B697 1385236 19138 SH SOLE 0 0 19138 J P MORGAN EXCHANGE TRADED F EQUITY 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SH SOLE 49473 0 0 ROPER TECHNOLOGIES INC COM 776696106 282542 583 SH OTR 1 0 0 583 S&P GLOBAL INC COM 78409V104 278892 763 SH OTR 1 0 0 763 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 557866 12613 SH SOLE 0 0 12613 SHERWIN WILLIAMS CO COM 824348106 269213 1056 SH OTR 1 0 0 1056 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 216865 4402 SH SOLE 0 0 4402 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 452230 4925 SH SOLE 0 0 4925 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 448989 10708 SH SOLE 0 0 10708 STARBUCKS CORP COM 855244109 269845 2957 SH OTR 1 0 0 2957 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 624063 7181 SH OTR 1 0 0 7181 TEXAS INSTRS INC COM 882508104 343583 2161 SH OTR 1 0 0 2161 UBER TECHNOLOGIES INC COM 90353T100 732805 15934 SH SOLE 981 0 14953 UNITEDHEALTH GROUP INC COM 91324P102 322351 639 SH OTR 1 0 0 639 VANECK ETF TRUST BDC INCOME ETF 92189F411 473083 29512 SH SOLE 0 0 29512 VANECK ETF TRUST EMERGING MRKT HI 92189F353 195985 10998 SH SOLE 0 0 10998 VANGUARD BD INDEX 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