Chief Compliance Officer

0001214659-23-010980.txt : 20230810 0001214659-23-010980.hdr.sgml : 20230810 20230810142057 ACCESSION NUMBER: 0001214659-23-010980 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Endowment Wealth Management, Inc. CENTRAL INDEX KEY: 0001904477 IRS NUMBER: 391849798 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21870 FILM NUMBER: 231158567 BUSINESS ADDRESS: STREET 1: W6272 COMMUNICATION CT. CITY: APPLETON STATE: WI ZIP: 54914-8531 BUSINESS PHONE: 920-785-6010 MAIL ADDRESS: STREET 1: W6272 COMMUNICATION CT. CITY: APPLETON STATE: WI ZIP: 54914-8531 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001904477 XXXXXXXX 06-30-2023 06-30-2023 false Endowment Wealth Management, Inc.

W6272 COMMUNICATION CT. APPLETON WI 54914-8531

13F COMBINATION REPORT 028-21870 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Robert L. Riedl Chief Compliance Officer 920-785-6010 /s/ Robert L. Riedl Hilton Head SC 08-10-2023 1 141 109152853 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 300906 2233 SH OTR 1 0 0 2233 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 485769 5599 SH SOLE 45 0 5554 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 378706 1227 SH OTR 1 0 0 1227 ALPS ETF TR ALERIAN MLP 00162Q452 618325 15770 SH SOLE 0 0 15770 AMAZON COM INC COM 023135106 219266 1682 SH SOLE 0 0 1682 AMBEV SA SPONSORED ADR 02319V103 113866 35807 SH OTR 1 0 0 35807 APPLE INC COM 037833100 1215158 6265 SH SOLE 0 0 6265 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 129962 16683 SH OTR 1 0 0 16683 AUTOMATIC DATA PROCESSING IN COM 053015103 247940 1128 SH OTR 1 0 0 1128 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 85729 11163 SH OTR 1 0 0 11163 BERKSHIRE HATHAWAY INC DEL CL A 084670108 517810 1 SH SOLE 0 0 1 CANADIAN NATL RY CO COM 136375102 313006 2585 SH OTR 1 0 0 2585 CARRIER GLOBAL CORPORATION COM 14448C104 279716 5627 SH OTR 1 0 0 5627 CION INVT CORP COM 17259U204 573321 55233 SH SOLE 0 0 55233 CONOCOPHILLIPS COM 20825C104 203642 1965 SH OTR 1 0 0 1965 COUPANG INC CL A 22266T109 918807 52805 SH SOLE 0 0 52805 D R HORTON INC COM 23331A109 358608 2947 SH OTR 1 0 0 2947 DBX ETF TR XTRACK HRVST CSI 233051879 744691 27828 SH SOLE 0 0 27828 DOLLAR GEN CORP NEW COM 256677105 205595 1211 SH OTR 1 0 0 1211 ENEL CHILE S.A. SPONSORED ADR 29278D105 35851 10766 SH OTR 1 0 0 10766 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1122132 24771 SH SOLE 0 0 24771 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2022187 43108 SH SOLE 0 0 43108 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1020835 21415 SH SOLE 0 0 21415 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 622936 42784 SH SOLE 0 0 42784 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 383647 14209 SH SOLE 0 0 14209 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 13137 20849 SH SOLE 0 0 20849 FLEXSHARES TR STOXX GLOBR INF 33939L795 571807 10920 SH SOLE 0 0 10920 FLEXSHARES TR MORNSTAR UPSTR 33939L407 244800 6109 SH SOLE 0 0 6109 FLEXSHARES TR IBOXX 3R TARGT 33939L506 349007 14832 SH SOLE 0 0 14832 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 227612 2054 SH OTR 1 0 0 2054 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 192865 13620 SH SOLE 0 0 13620 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 378913 79771 SH SOLE 0 0 79771 FS KKR CAP CORP COM 302635206 1842609 96069 SH SOLE 0 0 96069 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 393066 9456 SH SOLE 0 0 9456 GLOBAL X FDS GLBL X MLP ETF 37954Y343 629927 14673 SH SOLE 0 0 14673 HDFC BANK LTD SPONSORED ADS 40415F101 282104 4047 SH OTR 1 0 0 4047 HUMACYTE INC COM 44486Q103 319481 97518 SH SOLE 96618 0 900 ICICI BANK LIMITED ADR 45104G104 252342 10933 SH OTR 1 0 0 10933 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 5722495 191837 SH SOLE 0 0 191837 INDEXIQ ETF TR IQ CBRE NEXGEN 45409B628 227639 11801 SH SOLE 0 0 11801 INTUIT COM 461202103 275000 600 SH OTR 1 0 0 600 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 681517 13729 SH SOLE 0 0 13729 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 293722 21589 SH SOLE 0 0 21589 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 321400 14445 SH SOLE 0 0 14445 INVESCO EXCH TRADED FD TR II MSCI GBL TIMBR 46138E545 532417 18056 SH SOLE 0 0 18056 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 428618 23707 SH SOLE 0 0 23707 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 438569 22502 SH SOLE 0 0 22502 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 608819 38952 SH SOLE 0 0 38952 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 10111509 961170 SH SOLE 0 0 961170 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 253587 24105 SH OTR 1 0 0 24105 INVESCO QQQ TR UNIT SER 1 46090E103 233716 633 SH SOLE 0 0 633 ISHARES GOLD TR ISHARES NEW 464285204 327437 8998 SH SOLE 0 0 8998 ISHARES INC FRONTIER AND SEL 464286145 1485954 57439 SH SOLE 0 0 57439 ISHARES INC MSCI EURZONE ETF 464286608 2039016 44501 SH SOLE 0 0 44501 ISHARES INC US INTL HGH YLD 464286178 557116 13116 SH SOLE 0 0 13116 ISHARES INC CORE MSCI EMKT 46434G103 238166 4832 SH OTR 1 0 0 4832 ISHARES INC CORE MSCI EMKT 46434G103 2279205 46241 SH SOLE 0 0 46241 ISHARES INC MSCI GBL ETF NEW 46434G848 305841 7559 SH SOLE 0 0 7559 ISHARES INC MSCI EMERG MRKT 464286533 361824 6581 SH SOLE 0 0 6581 ISHARES INC JP MORGAN EM ETF 464286517 386145 10431 SH SOLE 0 0 10431 ISHARES TR MICRO-CAP ETF 464288869 532636 4873 SH SOLE 0 0 4873 ISHARES TR CORE S&P US GWT 464287671 808822 8284 SH SOLE 0 0 8284 ISHARES TR IBONDS 23 TRM HG 46435U150 582844 24665 SH SOLE 0 0 24665 ISHARES TR JPMORGAN USD EMG 464288281 510731 5902 SH SOLE 0 0 5902 ISHARES TR EAFE SML CP ETF 464288273 1499931 25431 SH SOLE 0 0 25431 ISHARES TR CORE MSCI EURO 46434V738 365048 6936 SH SOLE 0 0 6936 ISHARES TR CORE MSCI EAFE 46432F842 1881053 27867 SH SOLE 0 0 27867 ISHARES TR MSCI EAFE ETF 464287465 2590643 35733 SH SOLE 0 0 35733 ISHARES TR CORE MSCI INTL 46435G326 403835 6607 SH SOLE 0 0 6607 ISHARES TR US OIL GS EX ETF 464288851 595488 7012 SH SOLE 0 0 7012 ISHARES TR IBONDS DEC23 ETF 46434VAX8 722313 28561 SH SOLE 0 0 28561 ISHARES TR MSCI USA MIN VOL 46429B697 1280363 17225 SH SOLE 0 0 17225 ISHARES TR MSCI EMG MKT ETF 464287234 383073 9683 SH SOLE 0 0 9683 ISHARES TR CORE MSCI EAFE 46432F842 868625 12869 SH OTR 1 0 0 12869 ISHARES TR CORE S&P SCP ETF 464287804 411045 4125 SH SOLE 0 0 4125 ISHARES TR CORE S&P TTL STK 464287150 2288028 23385 SH SOLE 0 0 23385 ISHARES TR MORTGE REL ETF 46435G342 213018 9026 SH SOLE 0 0 9026 ISHARES TR IBONDS 23 TRM TS 46436E882 617036 24870 SH SOLE 0 0 24870 ISHARES TR CORE DIV GRWTH 46434V621 1622368 31484 SH SOLE 0 0 31484 ISHARES TR CORE S&P US VLU 464287663 1214585 15520 SH SOLE 0 0 15520 ISHARES TR IBONDS 24 TRM TS 46436E874 523019 21976 SH SOLE 0 0 21976 ISHARES TR TIPS BD ETF 464287176 245936 2285 SH SOLE 0 0 2285 ISHARES TR MSCI INDIA ETF 46429B598 778254 17809 SH SOLE 0 0 17809 ISHARES TR 0-5YR HI YL CP 46434V407 1034422 24956 SH SOLE 0 0 24956 ISHARES TR IBONDS DEC24 ETF 46434VBG4 854342 34701 SH SOLE 0 0 34701 ISHARES TR CORE S&P TTL STK 464287150 639229 6533 SH OTR 1 0 0 6533 ISHARES TR IBONDS 24 TRM HG 46435U184 374767 16238 SH SOLE 0 0 16238 ISHARES TR SHORT TREAS BD 464288679 205192 1858 SH OTR 1 0 0 1858 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1125984 22457 SH SOLE 39 0 22418 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 447847 8094 SH SOLE 0 0 8094 KIMBERLY-CLARK CORP COM 494368103 325842 2360 SH SOLE 0 0 2360 LILLY ELI & CO COM 532457108 331378 707 SH OTR 1 0 0 707 LOWES COS INC COM 548661107 346332 1534 SH OTR 1 0 0 1534 MARQETA INC CLASS A COM 57142B104 65847 13521 SH SOLE 7960 0 5561 MASTERCARD INCORPORATED CL A 57636Q104 356148 906 SH OTR 1 0 0 906 MERCK & CO INC COM 58933Y105 232256 2013 SH OTR 1 0 0 2013 MICROSOFT CORP COM 594918104 849607 2495 SH SOLE 0 0 2495 NETFLIX INC COM 64110L106 629460 1429 SH SOLE 0 0 1429 NIKE INC CL B 654106103 239054 2166 SH OTR 1 0 0 2166 PACER FDS TR US CASH COWS 100 69374H881 1651977 34510 SH SOLE 0 0 34510 PALANTIR TECHNOLOGIES INC CL A 69608A108 2893216 188729 SH SOLE 15000 0 173729 PARKER-HANNIFIN CORP COM 701094104 394914 1012 SH OTR 1 0 0 1012 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 153992 11135 SH OTR 1 0 0 11135 PROCTER AND GAMBLE CO COM 742718109 201280 1326 SH SOLE 0 0 1326 RAYTHEON TECHNOLOGIES CORP COM 75513E101 203470 2077 SH OTR 1 0 0 2077 READY CAPITAL CORP COM 75574U101 222599 19734 SH SOLE 0 0 19734 ROBINHOOD MKTS INC COM CL A 770700102 493741 49473 SH SOLE 49473 0 0 ROPER TECHNOLOGIES INC COM 776696106 306077 637 SH OTR 1 0 0 637 S&P GLOBAL INC COM 78409V104 323624 807 SH OTR 1 0 0 807 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 551202 11941 SH OTR 1 0 0 11941 SHERWIN WILLIAMS CO COM 824348106 276718 1042 SH OTR 1 0 0 1042 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 208935 5087 SH SOLE 0 0 5087 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 250249 4689 SH SOLE 0 0 4689 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 444443 4840 SH SOLE 0 0 4840 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 469363 11210 SH SOLE 0 0 11210 STARBUCKS CORP COM 855244109 259735 2622 SH OTR 1 0 0 2622 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 646326 6404 SH OTR 1 0 0 6404 TEXAS INSTRS INC COM 882508104 432863 2405 SH OTR 1 0 0 2405 UBER TECHNOLOGIES INC COM 90353T100 687871 15934 SH SOLE 981 0 14953 UNITEDHEALTH GROUP INC COM 91324P102 295139 614 SH OTR 1 0 0 614 VANECK ETF TRUST LOW CARBN ENERGY 92189F502 236170 1933 SH SOLE 0 0 1933 VANECK ETF TRUST EMERGING MRKT HI 92189F353 216306 11820 SH SOLE 0 0 11820 VANECK ETF TRUST BDC INCOME ETF 92189F411 486667 31684 SH SOLE 0 0 31684 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1044449 14369 SH SOLE 0 0 14369 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 505191 10335 SH SOLE 0 0 10335 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4508626 20468 SH SOLE 0 0 20468 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 777153 9301 SH SOLE 0 0 9301 VANGUARD INDEX FDS GROWTH ETF 922908736 372784 1317 SH OTR 1 0 0 1317 VANGUARD INDEX FDS VALUE ETF 922908744 354817 2497 SH OTR 1 0 0 2497 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 200336 1448 SH SOLE 0 0 1448 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1095865 27267 SH SOLE 0 0 27267 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2526294 26050 SH SOLE 0 0 26050 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 216759 2866 SH OTR 1 0 0 2866 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 1647142 8172 SH OTR 1 0 0 8172 VANGUARD STAR FDS VG TL INTL STK F 921909768 256436 4573 SH OTR 1 0 0 4573 VISTA GOLD CORP COM NEW 927926303 6499 12500 SH SOLE 0 0 12500 WEST PHARMACEUTICAL SVSC INC COM 955306105 5392729 14100 SH SOLE 0 0 14100 WISDOMTREE TR FUTRE STRAT FD 97717W125 644050 18409 SH SOLE 0 0 18409 WISDOMTREE TR NEW ECON REAL ES 97717W331 319475 19005 SH SOLE 0 0 19005 WISDOMTREE TR EMER MKT HIGH FD 97717W315 783672 20477 SH SOLE 0 0 20477 ZOETIS INC CL A 98978V103 271505 1577 SH OTR 1 0 0 1577