0001904154-22-000003.txt : 20220809 0001904154-22-000003.hdr.sgml : 20220809 20220808190227 ACCESSION NUMBER: 0001904154-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220809 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stonegate Investment Group, LLC CENTRAL INDEX KEY: 0001904154 IRS NUMBER: 863748101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21778 FILM NUMBER: 221145946 BUSINESS ADDRESS: STREET 1: 2005 STONEGATE TRAIL STREET 2: SUITE 101 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (205) 963-0840 MAIL ADDRESS: STREET 1: 2005 STONEGATE TRAIL STREET 2: SUITE 101 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001904154 XXXXXXXX 06-30-2022 06-30-2022 Stonegate Investment Group, LLC

2005 STONEGATE TRAIL SUITE 101 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-21778 N HARRY L. COWLEY (205) 963-0840 HARRY L. COWLEY BIRMINGHAM AL 08-08-2022 3 324 2283260 false 1 Clearbridge Legg Mason 2 Red Granite Zeigler 3 Lord Abbot INFORMATION TABLE 2 13F_Stonegate_Q22022.xml 3M CO COM 88579Y101 25165 194457 SH SOLE 0 0 194457 ABBOTT LABS COM 002824100 2656 24449 SH DFND 2 0 16652 7797 ABBVIE INC COM 00287Y109 57706 376768 SH DFND 1,3 0 3864 372904 ABBVIE INC Call 00287Y909 266 1582 SH Call SOLE 0 0 1582 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6626 23864 SH DFND 1 0 50 23814 ADOBE SYSTEMS INCORPORATED COM 00724F101 28021 76548 SH DFND 1,2 0 5019 71529 ADVANCE AUTO PARTS INC COM 00751Y106 231 1337 SH DFND 1 0 1146 191 ADVANCED MICRO DEVICES INC COM 007903107 202 2645 SH SOLE 0 0 2645 ADVISORSHARES TR PURE US CANNABIS 00768Y453 173 16758 SH SOLE 0 0 16758 AIR PRODS &CHEMS INC COM 009158106 980 4076 SH DFND 1,2 0 4069 7 AIRBNB INC NOTE 3/1 009066AB7 27 33000 PRN DFND 3 0 33000 0 ALIGN TECHNOLOGY INC COM 016255101 1068 4511 SH DFND 1,2 0 4504 7 ALLEGHANY CORP MD COM 017175100 1666 2000 SH SOLE 0 0 2000 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TR Put 78462F953 16007 8369 SH Put DFND 1 0 2 8367 SPDR S&P 500 ETF TR TR UNIT 78462F103 384 1017 SH SOLE 0 0 1017 SPDR SER TR S&P DIVID ETF 78464A763 1877 15814 SH SOLE 0 0 15814 ST JOE CO COM 790148100 629 15890 SH SOLE 0 0 15890 STARBUCKS CORP COM 855244109 379 4962 SH SOLE 0 0 4962 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 21 21000 PRN DFND 3 0 21000 0 STATE STR CORP COM 857477103 1381 22401 SH DFND 1,2 0 21401 1000 STRYKER CORPORATION COM 863667101 341 1716 SH DFND 1 0 263 1453 SUNCOR ENERGY INC NEW COM 867224107 342 9747 SH DFND 1 0 3894 5853 SYNOVUS FINL CORP COM NEW 87161C501 3320 92104 SH SOLE 0 0 92104 SYSCO CORP COM 871829107 4355 51408 SH SOLE 0 0 51408 TARGET CORP COM 87612E106 3277 23206 SH DFND 1,2,3 0 11420 11786 TE CONNECTIVITY LTD SHS H84989104 664 5872 SH SOLE 0 0 5872 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 15 20000 PRN DFND 3 0 20000 0 TESLA INC COM 88160R101 389 578 SH SOLE 0 0 578 TEXAS INSTRS INC COM 882508104 7609 49525 SH DFND 1,3 0 1177 48348 TEXAS PACIFIC LAND CORPORATI COM 88262P102 470 316 SH SOLE 0 0 316 THERMO FISHER SCIENTIFIC INC COM 883556102 2009 3697 SH DFND 1,2,3 0 2802 895 TJX COS INC NEW COM 872540109 21316 381674 SH SOLE 0 0 381674 TRAVELERS COMPANIES INC COM 89417E109 3624 21425 SH DFND 1 0 2598 18827 TRUIST FINL CORP COM 89832Q109 6703 141326 SH SOLE 0 0 141326 TWITTER INC COM 90184L102 19001 508184 SH DFND 1 0 7968 500216 UBER TECHNOLOGIES INC COM 90353T100 272 13278 SH DFND 1 0 3130 10148 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 22 27000 PRN DFND 3 0 27000 0 ULTA BEAUTY INC COM 90384S303 1498 3886 SH DFND 2 0 3785 101 UNDER ARMOUR INC CL A 904311107 142 17024 SH SOLE 0 0 17024 UNILEVER PLC SPON ADR NEW 904767704 694 15132 SH DFND 1 0 1534 13598 UNION PAC CORP COM 907818108 9216 43212 SH DFND 1,2 0 2022 41190 UNITED PARCEL SERVICE INC CL B 911312106 11241 61580 SH DFND 1 0 3365 58215 UNITEDHEALTH GROUP INC COM 91324P102 8023 15619 SH DFND 1,2,3 0 9966 5653 US BANCORP DEL COM NEW 902973304 468 10169 SH DFND 1 0 5732 4437 V F CORP COM 918204108 5218 118132 SH SOLE 0 0 118132 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 17246 49717 SH SOLE 0 0 49717 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6605 38325 SH SOLE 0 0 38325 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3562 18886 SH SOLE 0 0 18886 VANGUARD INDEX FDS MID CAP ETF 922908629 635 3224 SH SOLE 0 0 3224 VANGUARD INDEX FDS GROWTH ETF 922908736 513 2300 SH SOLE 0 0 2300 VANGUARD INDEX FDS VALUE ETF 922908744 437 3313 SH SOLE 0 0 3313 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 223 5359 SH SOLE 0 0 5359 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2027 14127 SH SOLE 0 0 14127 VANGUARD WORLD FD MEGA GRWTH IND 921910816 350 1927 SH SOLE 0 0 1927 VANGUARD WORLD FDS INF TECH ETF 92204A702 226 693 SH SOLE 0 0 693 VERISK ANALYTICS INC COM 92345Y106 1385 8001 SH DFND 1,2 0 7991 10 VERIZON COMMUNICATIONS INC COM 92343V104 10452 205948 SH DFND 1 0 9602 196346 VERTEX PHARMACEUTICALS INC COM 92532F100 1327 4709 SH DFND 1 0 3498 1211 VISA INC COM CL A 92826C839 38706 196587 SH DFND 1,2 0 16630 179957 VOYA GLBL EQTY DIV &PREM OP COM 92912T100 55 10000 SH SOLE 0 0 10000 VULCAN MATLS CO COM 929160109 2883 20291 SH DFND 1 0 3094 17197 WALGREENS BOOTS ALLIANCE INC COM 931427108 25843 681874 SH SOLE 0 0 681874 WALMART INC COM 931142103 72062 592710 SH SOLE 0 0 592710 WARNER BROS DISCOVERY INC COM SER A 934423104 319 23762 SH DFND 1 0 8916 14846 WASTE MGMT INC DEL COM 94106L109 2572 16814 SH DFND 1,2 0 16056 758 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 17 26000 PRN DFND 3 0 26000 0 WD 40 CO COM 929236107 201 1000 SH SOLE 0 0 1000 WELLS FARGO CO NEW COM 949746101 1709 43619 SH DFND 1,3 0 6362 37257 WESTERN ASSET GBL HIGH INC F COM 95766B109 146 20726 SH SOLE 0 0 20726 WESTERN DIGITAL CORP. COM 958102105 389 8672 SH DFND 1 0 7353 1319 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 55 58000 PRN DFND 3 0 58000 0 WHEATON PRECIOUS METALS CORP COM 962879102 439 12189 SH DFND 1 0 1146 11043 WHEELS UP EXPERIENCE INC COM CL A 96328L106 154 78780 SH SOLE 0 0 78780 WILLIAMS COS INC COM 969457100 1058 33904 SH DFND 1 0 20260 13644 WOLFSPEED INC COM 977852102 396 6238 SH DFND 1 0 4603 1635 WOODSIDE ENERGY GROUP LTD SPONSORED ADR 980228308 275 12768 SH SOLE 0 0 12768 ZOETIS INC CL A 98978V103 2278 13250 SH DFND 1,2 0 11802 1448 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 16 13000 PRN DFND 3 0 13000 0