-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QGBPlR+aSTD54toPQPtWivmg+XQ+JA087ExnQ146WTByfJsA1MZQVQWyJLvmA2bt jIAZmPAnAg2ZRX02/XLCgw== 0000950129-03-004511.txt : 20030828 0000950129-03-004511.hdr.sgml : 20030828 20030828172630 ACCESSION NUMBER: 0000950129-03-004511 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030828 EFFECTIVENESS DATE: 20030828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS GROUP/DE CENTRAL INDEX KEY: 0000019034 IRS NUMBER: 060841973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01540 FILM NUMBER: 03871914 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM FUNDS GROUP STREET 2: 11 GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM FUNDS GROUP DATE OF NAME CHANGE: 19921016 FORMER COMPANY: FORMER CONFORMED NAME: CIGNA GROWTH FUND INC DATE OF NAME CHANGE: 19860227 FORMER COMPANY: FORMER CONFORMED NAME: CG FUND INC DATE OF NAME CHANGE: 19830516 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2003 000 C000000 0000019034 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AIM FUNDS GROUP, INC. 001 B000000 811-1540 001 C000000 7136261919 002 A000000 11 GREENWAY PLAZA, SUITE 100 002 B000000 HOUSTON 002 C000000 TX 002 D010000 77046 002 D020000 1173 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C010200 2 007 C020200 AIM SELECT EQUITY FUND 007 C030200 N 007 C010300 3 007 C020300 AIM PREMIER EQUITY FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C021100 AIM GLOBAL UTILITIES FUND 007 C031100 N 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C021500 AIM BALANCED FUND 007 C031500 N 007 C011600 16 007 C011700 17 007 C011800 18 007 C021800 AIM EUROPEAN SMALL COMPANY FUND 007 C031800 N PAGE 2 007 C011900 19 007 C021900 AIM INTERNATIONAL EMERGING GROWTH FUND 007 C031900 N 007 C012000 20 007 C022000 AIM NEW TECHNOLOGY FUND 007 C032000 N 007 C012100 21 007 C022100 AIM SMALL CAP EQUITY FUND 007 C032100 N 007 C012200 22 007 C022200 AIM PREMIER EQUITY II FUND 007 C032200 N 007 C012300 23 007 C022300 AIM GLOBAL VALUE FUND 007 C032300 N 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C023100 AIM MID CAP BASIC VALUE FUND 007 C033100 N 007 C013200 32 007 C023200 AIM BASIC BALANCED FUND 007 C033200 N 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 008 A00AA01 A I M ADVISORS, INC. 008 B00AA01 A 008 C00AA01 801-12313 008 D01AA01 HOUSTON 008 D02AA01 TX 008 D03AA01 77046 008 D04AA01 1173 011 A00AA01 A I M DISTRIBUTORS INC. 011 B00AA01 8-21323 011 C01AA01 HOUSTON 011 C02AA01 TX 011 C03AA01 77046 011 C04AA01 1173 012 A00AA01 A I M FUND SERVICES, INC. 012 B00AA01 84-5432 PAGE 3 012 C01AA01 HOUSTON 012 C02AA01 TX 012 C03AA01 77210 012 C04AA01 4739 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 HOUSTON 013 B02AA01 TX 013 B03AA01 77002 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 85 019 C00AA00 AIMFUNDSAA 020 A000001 CITIGROUP GLOBAL MARKETS INC. 020 B000001 11-2418191 020 C000001 659 020 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000002 13-5674085 020 C000002 574 020 A000003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. 020 B000003 41-0973005 020 C000003 470 020 A000004 BANC OF AMERICA SECURITIES LLC 020 B000004 56-2058405 020 C000004 390 020 A000005 J.P. MORGAN SECURITIES INC. 020 B000005 13-3379014 020 C000005 335 020 A000006 LEHMAN BROTHERS INC. 020 B000006 13-2518466 020 C000006 297 020 A000007 WACHOVIA SECURITIES, INC. 020 B000007 34-1542819 020 C000007 297 020 A000008 UBS WARBURG LLC 020 B000008 13-3873456 020 C000008 285 020 A000009 DEUTSCHE BANK SECURITIES INC. 020 B000009 13-2730828 020 C000009 268 020 A000010 PRUDENTIAL SECURITIES INCORPORATED 020 B000010 22-2347336 020 C000010 266 021 000000 9333 022 A000001 DEUTSCHE BANK SECURITIES, INC. 022 B000001 13-2730828 PAGE 4 022 C000001 291873 022 D000001 256060 022 A000002 UBS WARBURG LLC 022 B000002 13-3873456 022 C000002 75426 022 D000002 134634 022 A000003 LEHMAN BROTHERS INC. 022 B000003 13-2518466 022 C000003 83358 022 D000003 95853 022 A000004 CREDIT SUISSE FIRST BOSTON LLC 022 B000004 13-5659485 022 C000004 102986 022 D000004 47952 022 A000005 CITIGROUP GLOBAL MARKETS INC. 022 B000005 11-2418191 022 C000005 45939 022 D000005 93078 022 A000006 BANC OF AMERICA SECURITIES LLC 022 B000006 56-2058405 022 C000006 30260 022 D000006 84910 022 A000007 GOLDMAN, SACHS & CO. 022 B000007 13-5108880 022 C000007 83612 022 D000007 18133 022 A000008 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000008 13-5674085 022 C000008 44411 022 D000008 55907 022 A000009 BARCLAYS CAPITAL INC. 022 B000009 61-031656 022 C000009 73488 022 D000009 6654 022 A000010 MORGAN STANLEY & CO. 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MORGAN CHASE & CO. 025 B000206 13-2624428 025 C000206 E 025 D000206 3883 025 A000207 AMERICAN EXPRESS CO. 025 B000207 13-4922250 025 C000207 E 025 D000207 3127 025 A000208 PRUDENTIAL FINANCIAL, INC. 025 B000208 22-3703799 025 C000208 E 025 D000208 1026 028 A010200 5445 028 A020200 0 028 A030200 0 028 A040200 14503 028 B010200 4120 028 B020200 0 028 B030200 0 028 B040200 13991 028 C010200 5992 028 C020200 0 028 C030200 0 028 C040200 15179 028 D010200 6555 PAGE 6 028 D020200 0 028 D030200 0 028 D040200 12326 028 E010200 4902 028 E020200 0 028 E030200 0 028 E040200 14296 028 F010200 6413 028 F020200 0 028 F030200 0 028 F040200 20930 028 G010200 33427 028 G020200 0 028 G030200 0 028 G040200 91225 028 H000200 2511 029 000200 Y 030 A000200 130 030 B000200 5.50 030 C000200 0.00 031 A000200 22 031 B000200 0 032 000200 108 033 000200 0 034 000200 Y 035 000200 1 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 1446 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 150000 048 A020200 0.800 048 B010200 0 048 B020200 0.000 PAGE 7 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 150000 048 K020200 0.625 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 054 A000200 Y 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 055 A000200 N 055 B000200 N 056 000200 N 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 50 062 A000200 N 062 B000200 0.0 PAGE 8 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 Y 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y PAGE 9 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 N 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 119111 071 B000200 175966 071 C000200 460510 071 D000200 26 072 A000200 6 072 B000200 4 072 C000200 1970 072 D000200 0 072 E000200 17 072 F000200 1605 072 G000200 0 072 H000200 0 072 I000200 1097 072 J000200 32 072 K000200 0 072 L000200 86 072 M000200 6 072 N000200 23 072 O000200 0 072 P000200 0 072 Q000200 64 072 R000200 20 072 S000200 7 072 T000200 1446 072 U000200 0 072 V000200 0 072 W000200 15 072 X000200 4401 072 Y000200 3 072 Z000200 -2407 072AA000200 16530 072BB000200 39894 072CC010200 74674 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 PAGE 10 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 1497 074 D000200 0 074 E000200 0 074 F000200 476719 074 G000200 0 074 H000200 0 074 I000200 16585 074 J000200 608 074 K000200 0 074 L000200 679 074 M000200 115 074 N000200 496203 074 O000200 0 074 P000200 649 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 69 074 R040200 6446 074 S000200 0 074 T000200 489039 074 U010200 19407 074 U020200 19212 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 82661 074 Y000200 7368 075 A000200 0 075 B000200 476317 076 000200 0.00 024 000300 Y 025 A000301 BANC OF AMERICA CORP. 025 B000301 56-0906609 025 C000301 E 025 D000301 216937 025 A000302 MERRILL LYNCH & CO., INC. 025 B000302 13-2740599 025 C000302 E 025 D000302 67686 025 A000303 MORGAN STANLEY 025 B000303 36-3145972 025 C000303 E 025 D000303 116494 025 A000304 CITIGROUP INC. PAGE 11 025 B000304 52-1568099 025 C000304 E 025 D000304 344044 025 A000305 J.P. MORGAN CHASE & CO. 025 B000305 13-2624428 025 C000305 E 025 D000305 55372 025 A000306 AMERICAN EXPRESS CO. 025 B000306 13-4922250 025 C000306 E 025 D000306 52263 025 D000307 0 025 D000308 0 028 A010300 68617 028 A020300 0 028 A030300 0 028 A040300 264462 028 B010300 68678 028 B020300 0 028 B030300 0 028 B040300 302451 028 C010300 92096 028 C020300 0 028 C030300 0 028 C040300 299720 028 D010300 108778 028 D020300 0 028 D030300 0 028 D040300 262731 028 E010300 87414 028 E020300 0 028 E030300 0 028 E040300 239706 028 F010300 116825 028 F020300 0 028 F030300 0 028 F040300 283458 028 G010300 542408 028 G020300 0 028 G030300 0 028 G040300 1652528 028 H000300 30715 029 000300 Y 030 A000300 1618 030 B000300 5.50 030 C000300 0.00 031 A000300 252 031 B000300 0 032 000300 1366 033 000300 0 034 000300 Y PAGE 12 035 000300 25 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 27586 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 150000 048 A020300 0.800 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 150000 048 K020300 0.625 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N PAGE 13 054 A000300 Y 054 B000300 N 054 C000300 N 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 N 054 H000300 Y 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 N 054 M000300 Y 054 N000300 N 054 O000300 N 055 A000300 N 055 B000300 N 056 000300 N 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 50 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N PAGE 14 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 Y 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 Y 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 N 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 1164961 071 B000300 2343308 071 C000300 8174114 071 D000300 14 072 A000300 6 072 B000300 364 072 C000300 56851 072 D000300 0 072 E000300 52 072 F000300 27998 072 G000300 0 PAGE 15 072 H000300 0 072 I000300 16314 072 J000300 205 072 K000300 0 072 L000300 880 072 M000300 35 072 N000300 72 072 O000300 0 072 P000300 0 072 Q000300 377 072 R000300 15 072 S000300 28 072 T000300 27586 072 U000300 0 072 V000300 0 072 W000300 211 072 X000300 73721 072 Y000300 569 072 Z000300 -15885 072AA000300 321849 072BB000300 912130 072CC010300 1448203 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 25954 074 D000300 16579 074 E000300 0 074 F000300 8265537 074 G000300 0 074 H000300 0 074 I000300 915771 074 J000300 14953 074 K000300 14 074 L000300 9799 074 M000300 445 074 N000300 9249052 074 O000300 35117 074 P000300 11205 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 106601 PAGE 16 074 S000300 0 074 T000300 9096129 074 U010300 576976 074 U020300 556515 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 1288818 074 Y000300 757202 075 A000300 0 075 B000300 8973486 076 000300 0.00 024 001100 N 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 8285 028 A021100 0 028 A031100 0 028 A041100 11713 028 B011100 1378 028 B021100 0 028 B031100 0 028 B041100 5596 028 C011100 1195 028 C021100 978 028 C031100 0 028 C041100 4741 028 D011100 2694 028 D021100 0 028 D031100 0 028 D041100 3858 028 E011100 2745 028 E021100 0 028 E031100 0 028 E041100 4262 028 F011100 2612 028 F021100 880 028 F031100 0 028 F041100 4287 028 G011100 18909 028 G021100 1858 028 G031100 0 028 G041100 34457 028 H001100 809 029 001100 Y PAGE 17 030 A001100 40 030 B001100 5.50 030 C001100 0.00 031 A001100 7 031 B001100 0 032 001100 33 033 001100 0 034 001100 Y 035 001100 2 036 A001100 N 036 B001100 0 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 355 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 200000 048 A021100 0.600 048 B011100 300000 048 B021100 0.500 048 C011100 500000 048 C021100 0.400 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 1000000 PAGE 18 048 K021100 0.300 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 054 A001100 Y 054 B001100 N 054 C001100 N 054 D001100 N 054 E001100 N 054 F001100 N 054 G001100 N 054 H001100 Y 054 I001100 N 054 J001100 Y 054 K001100 N 054 L001100 N 054 M001100 Y 054 N001100 N 054 O001100 N 055 A001100 Y 055 B001100 N 056 001100 N 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 N 060 B001100 N 061 001100 50 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 PAGE 19 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 Y 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 Y 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 N 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 10029 071 B001100 19579 071 C001100 141799 PAGE 20 071 D001100 7 072 A001100 6 072 B001100 186 072 C001100 3056 072 D001100 0 072 E001100 72 072 F001100 439 072 G001100 0 072 H001100 0 072 I001100 379 072 J001100 33 072 K001100 0 072 L001100 32 072 M001100 5 072 N001100 18 072 O001100 0 072 P001100 0 072 Q001100 25 072 R001100 18 072 S001100 6 072 T001100 355 072 U001100 0 072 V001100 0 072 W001100 7 072 X001100 1317 072 Y001100 16 072 Z001100 2013 072AA001100 1189 072BB001100 28126 072CC011100 33042 072CC021100 0 072DD011100 1550 072DD021100 528 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 4 074 B001100 0 074 C001100 0 074 D001100 10815 074 E001100 0 074 F001100 137406 074 G001100 0 074 H001100 0 074 I001100 24349 074 J001100 0 074 K001100 0 074 L001100 1106 074 M001100 66 PAGE 21 074 N001100 173746 074 O001100 0 074 P001100 188 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 19779 074 S001100 0 074 T001100 153779 074 U011100 8781 074 U021100 3955 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 25666 074 Y001100 19251 075 A001100 0 075 B001100 147828 076 001100 0.00 024 001500 Y 025 A001501 BANC OF AMERICA CORP. 025 B001501 56-0906609 025 C001501 E 025 D001501 34354 025 A001502 BANC OF AMERICA CORP. 025 B001502 56-0906609 025 C001502 D 025 D001502 1379 025 A001503 GOLDMAN SACHS GROUP, INC. (THE) 025 B001503 13-4019460 025 C001503 E 025 D001503 18299 025 A001504 GOLDMAN SACHS GROUP, INC. (THE) 025 B001504 13-4019460 025 C001504 D 025 D001504 4579 025 A001505 LEHMAN BROTHERS HOLDINGS INC. 025 B001505 13-3216325 025 C001505 E 025 D001505 11521 025 A001506 LEHMAN BROTHERS HOLDINGS INC. 025 B001506 13-3216325 025 C001506 D 025 D001506 4028 025 A001507 LEHMAN BROTHERS INC. 025 B001507 13-2518466 025 C001507 D 025 D001507 4241 025 A001508 MERRILL LYNCH & CO., INC. 025 B001508 13-2740599 PAGE 22 025 C001508 E 025 D001508 22967 025 A001509 MERRILL LYNCH & CO., INC. 025 B001509 13-2740599 025 C001509 D 025 D001509 2986 025 A001510 CITIGROUP INC. 025 B001510 52-1568099 025 C001510 E 025 D001510 42433 025 A001511 MORGAN STANLEY 025 B001511 36-3145972 025 C001511 D 025 D001511 1533 025 A001512 AMERICAN EXPRESS CO. 025 B001512 13-4922250 025 C001512 E 025 D001512 22214 025 A001513 PRUDENTIAL FINANCIAL, INC. 025 B001513 22-3703799 025 C001513 E 025 D001513 19796 025 A001514 DELETE 025 D001514 0 025 A001515 DELETE 025 D001515 0 025 D001516 0 028 A011500 31899 028 A021500 0 028 A031500 0 028 A041500 90291 028 B011500 25295 028 B021500 0 028 B031500 0 028 B041500 85182 028 C011500 84893 028 C021500 11186 028 C031500 0 028 C041500 75474 028 D011500 30498 028 D021500 0 028 D031500 0 028 D041500 68173 028 E011500 35413 028 E021500 0 028 E031500 0 028 E041500 101751 028 F011500 42914 028 F021500 9369 028 F031500 0 028 F041500 106649 PAGE 23 028 G011500 250912 028 G021500 20555 028 G031500 0 028 G041500 527520 028 H001500 11249 029 001500 Y 030 A001500 499 030 B001500 4.75 030 C001500 0.00 031 A001500 85 031 B001500 0 032 001500 414 033 001500 0 034 001500 Y 035 001500 9 036 A001500 N 036 B001500 0 037 001500 N 038 001500 0 039 001500 N 040 001500 Y 041 001500 Y 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 6772 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 150000 048 A021500 0.750 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 PAGE 24 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 150000 048 K021500 0.500 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 054 A001500 Y 054 B001500 N 054 C001500 N 054 D001500 N 054 E001500 N 054 F001500 N 054 G001500 N 054 H001500 Y 054 I001500 N 054 J001500 Y 054 K001500 N 054 L001500 N 054 M001500 Y 054 N001500 N 054 O001500 N 055 A001500 Y 055 B001500 N 056 001500 N 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 50 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 PAGE 25 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 Y 067 001500 Y 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 Y 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 Y 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 Y 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 Y 070 N011500 Y 070 N021500 Y 070 O011500 N 070 O021500 N 070 P011500 Y 070 P021500 Y 070 Q011500 N PAGE 26 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 849200 071 B001500 1178048 071 C001500 2287770 071 D001500 37 072 A001500 6 072 B001500 23552 072 C001500 10527 072 D001500 0 072 E001500 378 072 F001500 6145 072 G001500 0 072 H001500 0 072 I001500 3307 072 J001500 111 072 K001500 0 072 L001500 188 072 M001500 13 072 N001500 51 072 O001500 0 072 P001500 0 072 Q001500 249 072 R001500 20 072 S001500 17 072 T001500 6772 072 U001500 0 072 V001500 0 072 W001500 84 072 X001500 16957 072 Y001500 13 072 Z001500 17513 072AA001500 61075 072BB001500 164765 072CC011500 240042 072CC021500 0 072DD011500 14609 072DD021500 6872 072EE001500 0 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 10775 074 D001500 833918 074 E001500 15181 074 F001500 1459265 074 G001500 0 PAGE 27 074 H001500 0 074 I001500 392906 074 J001500 19682 074 K001500 0 074 L001500 15041 074 M001500 159 074 N001500 2746927 074 O001500 73844 074 P001500 2718 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 272056 074 S001500 0 074 T001500 2398309 074 U011500 61790 074 U021500 46447 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 329068 074 Y001500 382875 075 A001500 0 075 B001500 2416373 076 001500 0.00 024 001800 N 025 D001801 0 025 D001802 0 025 D001803 0 025 D001804 0 025 D001805 0 025 D001806 0 025 D001807 0 025 D001808 0 028 A011800 6112 028 A021800 0 028 A031800 0 028 A041800 3217 028 B011800 2772 028 B021800 0 028 B031800 0 028 B041800 6978 028 C011800 3798 028 C021800 0 028 C031800 0 028 C041800 5397 028 D011800 3553 028 D021800 0 028 D031800 0 028 D041800 2064 PAGE 28 028 E011800 15386 028 E021800 0 028 E031800 0 028 E041800 4853 028 F011800 9745 028 F021800 0 028 F031800 0 028 F041800 6747 028 G011800 41366 028 G021800 0 028 G031800 0 028 G041800 29256 028 H001800 304 029 001800 Y 030 A001800 17 030 B001800 5.50 030 C001800 0.00 031 A001800 2 031 B001800 0 032 001800 15 033 001800 0 034 001800 Y 035 001800 1 036 A001800 N 036 B001800 0 037 001800 N 038 001800 0 039 001800 N 040 001800 Y 041 001800 Y 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 66 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.950 048 A011800 0 048 A021800 0.000 048 B011800 0 048 B021800 0.000 048 C011800 0 048 C021800 0.000 048 D011800 0 PAGE 29 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 0 048 K021800 0.000 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 Y 053 B001800 Y 053 C001800 N 054 A001800 Y 054 B001800 N 054 C001800 N 054 D001800 N 054 E001800 N 054 F001800 N 054 G001800 N 054 H001800 Y 054 I001800 N 054 J001800 Y 054 K001800 N 054 L001800 N 054 M001800 Y 054 N001800 N 054 O001800 N 055 A001800 Y 055 B001800 N 056 001800 N 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 N 060 B001800 N 061 001800 50 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 PAGE 30 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 063 A001800 0 063 B001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 Y 066 E001800 N 066 F001800 N 066 G001800 N 067 001800 N 068 A001800 N 068 B001800 Y 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 Y 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 Y 070 K011800 Y 070 K021800 Y 070 L011800 Y 070 L021800 Y 070 M011800 Y PAGE 31 070 M021800 Y 070 N011800 Y 070 N021800 Y 070 O011800 N 070 O021800 N 070 P011800 Y 070 P021800 Y 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 24575 071 B001800 14114 071 C001800 23295 071 D001800 61 072 A001800 6 072 B001800 0 072 C001800 325 072 D001800 0 072 E001800 2 072 F001800 118 072 G001800 0 072 H001800 0 072 I001800 44 072 J001800 125 072 K001800 0 072 L001800 7 072 M001800 5 072 N001800 18 072 O001800 0 072 P001800 1 072 Q001800 25 072 R001800 18 072 S001800 5 072 T001800 66 072 U001800 0 072 V001800 0 072 W001800 6 072 X001800 438 072 Y001800 167 072 Z001800 56 072AA001800 1349 072BB001800 1224 072CC011800 4363 072CC021800 0 072DD011800 0 072DD021800 0 072EE001800 0 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 PAGE 32 073 C001800 0.0000 074 A001800 282 074 B001800 0 074 C001800 499 074 D001800 0 074 E001800 0 074 F001800 35554 074 G001800 0 074 H001800 0 074 I001800 1636 074 J001800 455 074 K001800 57 074 L001800 555 074 M001800 33 074 N001800 39071 074 O001800 366 074 P001800 41 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 668 074 S001800 0 074 T001800 37996 074 U011800 3375 074 U021800 962 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 3848 074 Y001800 464 075 A001800 0 075 B001800 25032 076 001800 0.00 024 001900 N 025 D001901 0 025 D001902 0 025 D001903 0 025 D001904 0 025 D001905 0 025 D001906 0 025 D001907 0 025 D001908 0 028 A011900 1870 028 A021900 0 028 A031900 0 028 A041900 1612 028 B011900 5036 028 B021900 0 028 B031900 0 028 B041900 2383 PAGE 33 028 C011900 2647 028 C021900 0 028 C031900 0 028 C041900 2602 028 D011900 8356 028 D021900 0 028 D031900 0 028 D041900 3097 028 E011900 18232 028 E021900 0 028 E031900 0 028 E041900 11050 028 F011900 10405 028 F021900 0 028 F031900 0 028 F041900 8352 028 G011900 46546 028 G021900 0 028 G031900 0 028 G041900 29096 028 H001900 483 029 001900 Y 030 A001900 24 030 B001900 5.50 030 C001900 0.00 031 A001900 4 031 B001900 0 032 001900 20 033 001900 0 034 001900 Y 035 001900 0 036 A001900 N 036 B001900 0 037 001900 N 038 001900 0 039 001900 N 040 001900 Y 041 001900 Y 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 67 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y PAGE 34 048 001900 0.950 048 A011900 0 048 A021900 0.000 048 B011900 0 048 B021900 0.000 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 0 048 K021900 0.000 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 Y 053 B001900 Y 053 C001900 N 054 A001900 Y 054 B001900 N 054 C001900 N 054 D001900 N 054 E001900 N 054 F001900 N 054 G001900 N 054 H001900 Y 054 I001900 N 054 J001900 Y 054 K001900 N 054 L001900 N 054 M001900 Y 054 N001900 N 054 O001900 N 055 A001900 Y 055 B001900 N 056 001900 N 057 001900 N 058 A001900 N 059 001900 Y PAGE 35 060 A001900 N 060 B001900 N 061 001900 50 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 063 A001900 0 063 B001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 N 066 D001900 Y 066 E001900 N 066 F001900 N 066 G001900 N 067 001900 N 068 A001900 N 068 B001900 Y 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 Y 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 N PAGE 36 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 N 070 O011900 N 070 O021900 N 070 P011900 Y 070 P021900 Y 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 24482 071 B001900 8624 071 C001900 22951 071 D001900 38 072 A001900 6 072 B001900 0 072 C001900 265 072 D001900 0 072 E001900 0 072 F001900 117 072 G001900 0 072 H001900 0 072 I001900 45 072 J001900 86 072 K001900 0 072 L001900 26 072 M001900 5 072 N001900 18 072 O001900 0 072 P001900 0 072 Q001900 25 072 R001900 25 072 S001900 5 072 T001900 67 072 U001900 0 072 V001900 0 072 W001900 5 072 X001900 424 072 Y001900 153 072 Z001900 -6 072AA001900 1392 072BB001900 1063 PAGE 37 072CC011900 5947 072CC021900 0 072DD011900 0 072DD021900 0 072EE001900 0 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 1008 074 B001900 0 074 C001900 998 074 D001900 0 074 E001900 0 074 F001900 37261 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 988 074 K001900 37 074 L001900 845 074 M001900 34 074 N001900 41171 074 O001900 565 074 P001900 45 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 371 074 S001900 0 074 T001900 40190 074 U011900 3494 074 U021900 1199 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 6920 074 Y001900 0 075 A001900 0 075 B001900 25257 076 001900 0.00 024 002000 N 025 D002001 0 025 D002002 0 025 D002003 0 025 D002004 0 025 D002005 0 025 D002006 0 025 D002007 0 025 D002008 0 PAGE 38 028 A012000 1280 028 A022000 0 028 A032000 0 028 A042000 1370 028 B012000 648 028 B022000 0 028 B032000 0 028 B042000 1435 028 C012000 2166 028 C022000 0 028 C032000 0 028 C042000 1283 028 D012000 1507 028 D022000 0 028 D032000 0 028 D042000 1055 028 E012000 1311 028 E022000 0 028 E032000 0 028 E042000 1403 028 F012000 2222 028 F022000 0 028 F032000 0 028 F042000 1066 028 G012000 9134 028 G022000 0 028 G032000 0 028 G042000 7612 028 H002000 800 029 002000 Y 030 A002000 43 030 B002000 5.50 030 C002000 0.00 031 A002000 7 031 B002000 0 032 002000 36 033 002000 0 034 002000 Y 035 002000 0 036 A002000 N 036 B002000 0 037 002000 N 038 002000 0 039 002000 N 040 002000 Y 041 002000 Y 042 A002000 0 042 B002000 0 042 C002000 100 042 D002000 0 042 E002000 0 PAGE 39 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 122 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 1.000 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 054 A002000 Y 054 B002000 N 054 C002000 N 054 D002000 N 054 E002000 N 054 F002000 N 054 G002000 N 054 H002000 Y 054 I002000 N 054 J002000 Y 054 K002000 N 054 L002000 N 054 M002000 Y PAGE 40 054 N002000 N 054 O002000 N 055 A002000 N 055 B002000 N 056 002000 N 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 50 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 Y 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y PAGE 41 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 N 070 O022000 N 070 P012000 Y 070 P022000 Y 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 18878 071 B002000 18499 071 C002000 35466 071 D002000 52 072 A002000 6 072 B002000 0 072 C002000 36 072 D002000 0 072 E002000 23 072 F002000 185 072 G002000 0 072 H002000 0 072 I002000 207 072 J002000 13 072 K002000 0 072 L002000 26 072 M002000 5 072 N002000 17 072 O002000 0 072 P002000 0 072 Q002000 25 072 R002000 17 072 S002000 25 072 T002000 122 PAGE 42 072 U002000 0 072 V002000 0 072 W002000 3 072 X002000 645 072 Y002000 217 072 Z002000 -369 072AA002000 1503 072BB002000 2649 072CC012000 9489 072CC022000 0 072DD012000 0 072DD022000 0 072EE002000 0 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0000 073 C002000 0.0000 074 A002000 0 074 B002000 0 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 42212 074 G002000 0 074 H002000 0 074 I002000 15310 074 J002000 110 074 K002000 0 074 L002000 3 074 M002000 33 074 N002000 57668 074 O002000 0 074 P002000 86 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 13266 074 S002000 0 074 T002000 44316 074 U012000 9137 074 U022000 8186 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 15003 074 Y002000 13104 075 A002000 0 075 B002000 37390 076 002000 0.00 024 002100 N PAGE 43 025 D002101 0 025 D002102 0 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 7678 028 A022100 0 028 A032100 0 028 A042100 9099 028 B012100 9001 028 B022100 0 028 B032100 0 028 B042100 8765 028 C012100 12436 028 C022100 0 028 C032100 0 028 C042100 7575 028 D012100 10205 028 D022100 0 028 D032100 0 028 D042100 4571 028 E012100 11355 028 E022100 0 028 E032100 0 028 E042100 10740 028 F012100 15460 028 F022100 0 028 F032100 0 028 F042100 10837 028 G012100 66135 028 G022100 0 028 G032100 0 028 G042100 51587 028 H002100 7016 029 002100 Y 030 A002100 354 030 B002100 5.50 030 C002100 0.00 031 A002100 54 031 B002100 0 032 002100 300 033 002100 0 034 002100 Y 035 002100 8 036 A002100 N 036 B002100 0 037 002100 N 038 002100 0 PAGE 44 039 002100 N 040 002100 Y 041 002100 Y 042 A002100 0 042 B002100 0 042 C002100 100 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 976 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.850 048 A012100 0 048 A022100 0.000 048 B012100 0 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 Y 053 B002100 Y 053 C002100 N 054 A002100 Y 054 B002100 N 054 C002100 N 054 D002100 N 054 E002100 N PAGE 45 054 F002100 N 054 G002100 N 054 H002100 Y 054 I002100 N 054 J002100 Y 054 K002100 N 054 L002100 N 054 M002100 Y 054 N002100 N 054 O002100 N 055 A002100 N 055 B002100 N 056 002100 N 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 50 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 063 A002100 0 063 B002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 N 066 D002100 Y 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y PAGE 46 070 A022100 N 070 B012100 Y 070 B022100 Y 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 Y 070 K012100 Y 070 K022100 Y 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 N 070 N012100 Y 070 N022100 N 070 O012100 N 070 O022100 N 070 P012100 Y 070 P022100 Y 070 Q012100 N 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 180938 071 B002100 179726 071 C002100 275507 071 D002100 65 072 A002100 6 072 B002100 0 072 C002100 1459 072 D002100 0 072 E002100 171 072 F002100 1234 072 G002100 0 072 H002100 0 072 I002100 731 072 J002100 29 072 K002100 0 072 L002100 56 PAGE 47 072 M002100 5 072 N002100 39 072 O002100 0 072 P002100 0 072 Q002100 48 072 R002100 22 072 S002100 6 072 T002100 976 072 U002100 0 072 V002100 0 072 W002100 10 072 X002100 3156 072 Y002100 2 072 Z002100 -1524 072AA002100 19841 072BB002100 29593 072CC012100 57169 072CC022100 0 072DD012100 0 072DD022100 0 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 0 074 B002100 0 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 313533 074 G002100 0 074 H002100 0 074 I002100 93264 074 J002100 5086 074 K002100 0 074 L002100 1528 074 M002100 49 074 N002100 413460 074 O002100 4771 074 P002100 507 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 66350 074 S002100 0 074 T002100 341832 074 U012100 17960 074 U022100 18204 074 V012100 0.00 PAGE 48 074 V022100 0.00 074 W002100 0.0000 074 X002100 54840 074 Y002100 65339 075 A002100 0 075 B002100 295056 076 002100 0.00 024 002200 Y 025 A002201 BANC OF AMERICA CORP. 025 B002201 56-0906609 025 C002201 E 025 D002201 1778 025 A002202 GOLDMAN SACHS GROUP, INC. (THE) 025 B002202 13-4019460 025 C002202 E 025 D002202 712 025 A002203 LEHMAN BROTHERS HOLDINGS, INC. 025 B002203 13-3216325 025 C002203 E 025 D002203 532 025 A002204 MORGAN STANLEY 025 B002204 36-3145972 025 C002204 E 025 D002204 906 025 A002205 CITIGROUP INC. 025 B002205 52-1568099 025 C002205 E 025 D002205 2367 025 A002206 MERRILL LYNCH & CO., INC. 025 B002206 13-2740599 025 C002206 E 025 D002206 523 025 D002207 0 025 D002208 0 028 A012200 536 028 A022200 0 028 A032200 0 028 A042200 2424 028 B012200 526 028 B022200 0 028 B032200 0 028 B042200 2538 028 C012200 614 028 C022200 0 028 C032200 0 028 C042200 3181 028 D012200 896 028 D022200 0 028 D032200 0 028 D042200 1738 028 E012200 358 PAGE 49 028 E022200 0 028 E032200 0 028 E042200 1683 028 F012200 585 028 F022200 0 028 F032200 0 028 F042200 1963 028 G012200 3515 028 G022200 0 028 G032200 0 028 G042200 13527 028 H002200 543 029 002200 Y 030 A002200 28 030 B002200 5.50 030 C002200 0.00 031 A002200 4 031 B002200 0 032 002200 24 033 002200 0 034 002200 Y 035 002200 0 036 A002200 N 036 B002200 0 037 002200 N 038 002200 0 039 002200 N 040 002200 Y 041 002200 Y 042 A002200 0 042 B002200 0 042 C002200 100 042 D002200 0 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 043 002200 269 044 002200 0 045 002200 Y 046 002200 N 047 002200 Y 048 002200 0.750 048 A012200 0 048 A022200 0.000 048 B012200 0 048 B022200 0.000 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 PAGE 50 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 0 048 K022200 0.000 049 002200 N 050 002200 N 051 002200 N 052 002200 N 053 A002200 Y 053 B002200 Y 053 C002200 N 054 A002200 Y 054 B002200 N 054 C002200 N 054 D002200 N 054 E002200 N 054 F002200 N 054 G002200 N 054 H002200 Y 054 I002200 N 054 J002200 Y 054 K002200 N 054 L002200 N 054 M002200 Y 054 N002200 N 054 O002200 N 055 A002200 N 055 B002200 N 056 002200 N 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y 060 B002200 Y 061 002200 50 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 PAGE 51 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 063 A002200 0 063 B002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 N 066 D002200 Y 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 N 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 Y 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 Y 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 N 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 Y 070 L012200 Y 070 L022200 Y 070 M012200 Y 070 M022200 Y PAGE 52 070 N012200 Y 070 N022200 Y 070 O012200 N 070 O022200 N 070 P012200 Y 070 P022200 Y 070 Q012200 N 070 Q022200 N 070 R012200 Y 070 R022200 N 071 A002200 16616 071 B002200 28314 071 C002200 65460 071 D002200 25 072 A002200 6 072 B002200 2 072 C002200 343 072 D002200 0 072 E002200 1 072 F002200 263 072 G002200 0 072 H002200 0 072 I002200 188 072 J002200 14 072 K002200 0 072 L002200 25 072 M002200 5 072 N002200 18 072 O002200 0 072 P002200 0 072 Q002200 25 072 R002200 18 072 S002200 5 072 T002200 269 072 U002200 0 072 V002200 0 072 W002200 3 072 X002200 833 072 Y002200 1 072 Z002200 -486 072AA002200 2763 072BB002200 6147 072CC012200 8911 072CC022200 0 072DD012200 0 072DD022200 0 072EE002200 0 073 A012200 0.0000 073 A022200 0.0000 073 B002200 0.0000 073 C002200 0.0000 PAGE 53 074 A002200 0 074 B002200 0 074 C002200 299 074 D002200 0 074 E002200 0 074 F002200 65394 074 G002200 0 074 H002200 0 074 I002200 7644 074 J002200 1178 074 K002200 0 074 L002200 96 074 M002200 34 074 N002200 74645 074 O002200 382 074 P002200 118 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 2975 074 S002200 0 074 T002200 71170 074 U012200 4783 074 U022200 8687 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 13155 074 Y002200 7103 075 A002200 0 075 B002200 70977 076 002200 0.00 024 002300 Y 025 A002301 BANC OF AMERICA CORP. 025 B002301 56-0906609 025 C002301 E 025 D002301 316 025 A002302 MERRILL LYNCH & CO., INC. 025 B002302 13-2740599 025 C002302 E 025 D002302 154 025 A002303 CITIGROUP INC. 025 B002303 52-1568099 025 C002303 E 025 D002303 304 025 D002304 0 025 D002305 0 025 D002306 0 025 D002307 0 025 D002308 0 PAGE 54 028 A012300 672 028 A022300 0 028 A032300 0 028 A042300 633 028 B012300 395 028 B022300 0 028 B032300 0 028 B042300 483 028 C012300 528 028 C022300 0 028 C032300 0 028 C042300 510 028 D012300 469 028 D022300 0 028 D032300 0 028 D042300 261 028 E012300 270 028 E022300 0 028 E032300 0 028 E042300 246 028 F012300 1418 028 F022300 0 028 F032300 0 028 F042300 1511 028 G012300 3752 028 G022300 0 028 G032300 0 028 G042300 3644 028 H002300 476 029 002300 Y 030 A002300 19 030 B002300 5.50 030 C002300 0.00 031 A002300 3 031 B002300 0 032 002300 16 033 002300 0 034 002300 Y 035 002300 0 036 A002300 N 036 B002300 0 037 002300 N 038 002300 0 039 002300 N 040 002300 Y 041 002300 Y 042 A002300 0 042 B002300 0 042 C002300 100 042 D002300 0 042 E002300 0 PAGE 55 042 F002300 0 042 G002300 0 042 H002300 0 043 002300 44 044 002300 0 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.000 048 A012300 1000000 048 A022300 0.850 048 B012300 0 048 B022300 0.000 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 1000000 048 K022300 0.800 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 054 A002300 Y 054 B002300 N 054 C002300 N 054 D002300 N 054 E002300 N 054 F002300 N 054 G002300 N 054 H002300 Y 054 I002300 N 054 J002300 Y 054 K002300 N 054 L002300 N 054 M002300 Y PAGE 56 054 N002300 N 054 O002300 N 055 A002300 N 055 B002300 N 056 002300 N 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 50 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 063 A002300 0 063 B002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 N 066 D002300 Y 066 E002300 N 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 Y 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 Y 070 B022300 Y 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y PAGE 57 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 N 070 I022300 N 070 J012300 Y 070 J022300 Y 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 Y 070 N012300 Y 070 N022300 N 070 O012300 N 070 O022300 N 070 P012300 Y 070 P022300 Y 070 Q012300 N 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 24098 071 B002300 23631 071 C002300 11434 071 D002300 207 072 A002300 6 072 B002300 1 072 C002300 151 072 D002300 0 072 E002300 0 072 F002300 56 072 G002300 0 072 H002300 0 072 I002300 27 072 J002300 16 072 K002300 0 072 L002300 16 072 M002300 5 072 N002300 18 072 O002300 0 072 P002300 0 072 Q002300 25 072 R002300 17 072 S002300 6 072 T002300 44 PAGE 58 072 U002300 0 072 V002300 0 072 W002300 3 072 X002300 233 072 Y002300 81 072 Z002300 0 072AA002300 3138 072BB002300 1260 072CC012300 0 072CC022300 683 072DD012300 0 072DD022300 0 072EE002300 0 073 A012300 0.0000 073 A022300 0.0000 073 B002300 0.0000 073 C002300 0.0000 074 A002300 11 074 B002300 0 074 C002300 1162 074 D002300 0 074 E002300 0 074 F002300 12478 074 G002300 0 074 H002300 0 074 I002300 400 074 J002300 143 074 K002300 15 074 L002300 162 074 M002300 23 074 N002300 14394 074 O002300 152 074 P002300 22 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 121 074 S002300 0 074 T002300 14099 074 U012300 727 074 U022300 709 074 V012300 0.00 074 V022300 0.00 074 W002300 0.0000 074 X002300 2017 074 Y002300 0 075 A002300 0 075 B002300 13062 076 002300 0.00 024 003100 N PAGE 59 025 D003101 0 025 D003102 0 025 D003103 0 025 D003104 0 025 D003105 0 025 D003106 0 025 D003107 0 025 D003108 0 028 A013100 2626 028 A023100 0 028 A033100 0 028 A043100 4675 028 B013100 1195 028 B023100 0 028 B033100 0 028 B043100 13916 028 C013100 2564 028 C023100 0 028 C033100 0 028 C043100 1997 028 D013100 2704 028 D023100 0 028 D033100 0 028 D043100 1974 028 E013100 2744 028 E023100 0 028 E033100 0 028 E043100 2877 028 F013100 6061 028 F023100 0 028 F033100 0 028 F043100 3970 028 G013100 17894 028 G023100 0 028 G033100 0 028 G043100 29409 028 H003100 1578 029 003100 Y 030 A003100 78 030 B003100 5.50 030 C003100 0.00 031 A003100 12 031 B003100 0 032 003100 66 033 003100 0 034 003100 Y 035 003100 2 036 A003100 N 036 B003100 0 037 003100 N 038 003100 0 PAGE 60 039 003100 N 040 003100 Y 041 003100 Y 042 A003100 0 042 B003100 0 042 C003100 100 042 D003100 0 042 E003100 0 042 F003100 0 042 G003100 0 042 H003100 0 043 003100 195 044 003100 0 045 003100 Y 046 003100 N 047 003100 Y 048 003100 0.000 048 A013100 1000000 048 A023100 0.800 048 B013100 4000000 048 B023100 0.750 048 C013100 0 048 C023100 0.000 048 D013100 0 048 D023100 0.000 048 E013100 0 048 E023100 0.000 048 F013100 0 048 F023100 0.000 048 G013100 0 048 G023100 0.000 048 H013100 0 048 H023100 0.000 048 I013100 0 048 I023100 0.000 048 J013100 0 048 J023100 0.000 048 K013100 5000000 048 K023100 0.700 049 003100 N 050 003100 N 051 003100 N 052 003100 N 053 A003100 Y 053 B003100 Y 053 C003100 N 054 A003100 Y 054 B003100 N 054 C003100 N 054 D003100 N 054 E003100 N PAGE 61 054 F003100 N 054 G003100 N 054 H003100 Y 054 I003100 N 054 J003100 Y 054 K003100 N 054 L003100 N 054 M003100 Y 054 N003100 N 054 O003100 N 055 A003100 Y 055 B003100 N 056 003100 N 057 003100 N 058 A003100 N 059 003100 Y 060 A003100 Y 060 B003100 Y 061 003100 50 062 A003100 N 062 B003100 0.0 062 C003100 0.0 062 D003100 0.0 062 E003100 0.0 062 F003100 0.0 062 G003100 0.0 062 H003100 0.0 062 I003100 0.0 062 J003100 0.0 062 K003100 0.0 062 L003100 0.0 062 M003100 0.0 062 N003100 0.0 062 O003100 0.0 062 P003100 0.0 062 Q003100 0.0 062 R003100 0.0 063 A003100 0 063 B003100 0.0 066 A003100 Y 066 B003100 N 066 C003100 N 066 D003100 Y 066 E003100 N 066 F003100 N 066 G003100 N 067 003100 N 068 A003100 N 068 B003100 N 069 003100 N 070 A013100 Y PAGE 62 070 A023100 N 070 B013100 Y 070 B023100 N 070 C013100 Y 070 C023100 N 070 D013100 Y 070 D023100 N 070 E013100 Y 070 E023100 N 070 F013100 Y 070 F023100 N 070 G013100 Y 070 G023100 N 070 H013100 Y 070 H023100 N 070 I013100 N 070 I023100 N 070 J013100 Y 070 J023100 N 070 K013100 Y 070 K023100 Y 070 L013100 Y 070 L023100 Y 070 M013100 Y 070 M023100 N 070 N013100 Y 070 N023100 Y 070 O013100 N 070 O023100 N 070 P013100 Y 070 P023100 Y 070 Q013100 N 070 Q023100 N 070 R013100 Y 070 R023100 N 071 A003100 13270 071 B003100 25361 071 C003100 57777 071 D003100 23 072 A003100 6 072 B003100 0 072 C003100 202 072 D003100 0 072 E003100 8 072 F003100 230 072 G003100 0 072 H003100 0 072 I003100 146 072 J003100 13 072 K003100 0 072 L003100 23 PAGE 63 072 M003100 5 072 N003100 46 072 O003100 0 072 P003100 1 072 Q003100 25 072 R003100 17 072 S003100 5 072 T003100 195 072 U003100 0 072 V003100 0 072 W003100 3 072 X003100 709 072 Y003100 96 072 Z003100 -403 072AA003100 737 072BB003100 6913 072CC013100 14020 072CC023100 0 072DD013100 0 072DD023100 0 072EE003100 0 073 A013100 0.0000 073 A023100 0.0000 073 B003100 0.0000 073 C003100 0.0000 074 A003100 0 074 B003100 0 074 C003100 0 074 D003100 0 074 E003100 0 074 F003100 61827 074 G003100 0 074 H003100 0 074 I003100 4568 074 J003100 301 074 K003100 0 074 L003100 287 074 M003100 38 074 N003100 67021 074 O003100 1746 074 P003100 98 074 Q003100 0 074 R013100 0 074 R023100 0 074 R033100 0 074 R043100 858 074 S003100 0 074 T003100 64319 074 U013100 3295 074 U023100 3544 074 V013100 0.00 PAGE 64 074 V023100 0.00 074 W003100 0.0000 074 X003100 10976 074 Y003100 524 075 A003100 0 075 B003100 59548 076 003100 0.00 024 003200 Y 025 A003201 BANC OF AMERICA CORP. 025 B003201 56-0906609 025 C003201 E 025 D003201 1130 025 A003202 BANC OF AMERICA CORP. 025 B003202 56-0906609 025 C003202 D 025 D003202 147 025 A003203 MORGAN STANLEY 025 B003203 36-3145972 025 C003203 E 025 D003203 1629 025 A003204 MORGAN STANLEY 025 B003204 36-3145972 025 C003204 D 025 D003204 112 025 A003205 CITIGROUP INC. 025 B003205 52-1568099 025 C003205 E 025 D003205 2110 025 A003206 GOLDMAN SACHS GROUP, INC. (THE) 025 B003206 13-4019460 025 C003206 D 025 D003206 140 025 A003207 LEHMAN BROTHERS INC. 025 B003207 13-2518466 025 C003207 D 025 D003207 257 025 A003208 MERRILL LYNCH & CO., INC. 025 B003208 13-2740599 025 C003208 D 025 D003208 92 025 A003209 AMERICAN EXPRESS CO. 025 B003209 13-4922250 025 C003209 E 025 D003209 1468 025 A003210 PRUDENTIAL FINANCIAL, INC. 025 B003210 22-3703799 025 C003210 E 025 D003210 1524 025 A003211 J.P. 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These changes became effective April 30, 2003. Further, at a meeting held on May 14, 2003, the Board of Trustees of AIM Funds Group, on behalf of AIM Global Value Fund (the "Fund"), approved additional changes to amend the Fund's investment strategies to permit the Fund to hold a portion of its assets in cash or cash equivalents on a regular basis for risk management purposes and to temper volatility. EX-99.77Q1 OTHR EXHB 4 e77q1a.txt SUB-ITEM 77Q1(a) AMENDMENT NO. 2 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AIM FUNDS GROUP This Amendment No. 2 ("Amendment") to the Amended and Restated Agreement and Declaration of Trust dated as of May 15, 2002 ("Agreement") of AIM Funds Group ("Trust") amends the Agreement effective as of April 30, 2003. The Amendment, having been approved by a Majority Trustee vote may be executed by a duly authorized officer of the Trust as provided by Section 9.7 of the Agreement. NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following: "SCHEDULE A AIM FUNDS GROUP PORTFOLIOS AND CLASSES THEREOF PORTFOLIO CLASSES OF EACH PORTFOLIO - --------- ------------------------- AIM Balanced Fund Class A Shares Class B Shares Class C Shares Class R Shares Institutional Class Shares AIM Basic Balanced Fund Class A Shares Class B Shares Class C Shares AIM European Small Company Fund Class A Shares Class B Shares Class C Shares AIM Global Utilities Fund Class A Shares Class B Shares Class C Shares AIM Global Value Fund Class A Shares Class B Shares Class C Shares AIM International Emerging Growth Fund Class A Shares Class B Shares Class C Shares PORTFOLIO CLASSES OF EACH PORTFOLIO - --------- ------------------------- AIM Mid Cap Basic Value Fund Class A Shares Class B Shares Class C Shares AIM New Technology Fund Class A Shares Class B Shares Class C Shares AIM Premier Equity Fund Class A Shares Class B Shares Class C Shares Class R Shares Institutional Class Shares AIM Premier Equity II Fund Class A Shares Class B Shares Class C Shares AIM Select Equity Fund Class A Shares Class B Shares Class C Shares AIM Small Cap Equity Fund Class A Shares Class B Shares Class C Shares Class R Shares" 2. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment. 3. Except as specifically amended by this Amendment, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of February 6, 2003. By: /s/ Robert H. Graham --------------------------------- Name: Robert H. Graham Title: President EX-99.77Q1 OTHR EXHB 5 e77q1e.txt SUB-ITEM 77Q1(e) AMENDMENT NO. 6 TO MASTER INVESTMENT ADVISORY AGREEMENT This Amendment dated as of April 30, 2003, amends the Master Investment Advisory Agreement (the "Agreement"), dated June 1, 2000, between AIM Funds Group, a Delaware business trust, and A I M Advisors, Inc., a Delaware corporation. W I T N E S S E T H: WHEREAS, the parties desire to amend the Agreement to reflect the name change of AIM Worldwide Spectrum Fund to AIM Global Value Fund; NOW, THEREFORE, the parties agree as follows; 1. Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: "APPENDIX A FUNDS AND EFFECTIVE DATES NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT - ------------ ------------------------------------ AIM Balanced Fund June 1, 2000 AIM Basic Balanced Fund September 28, 2001 AIM European Small Company Fund August 30, 2000 AIM Global Utilities Fund June 1, 2000 AIM Global Value Fund December 27, 2000 AIM International Emerging Growth Fund August 30, 2000 AIM Mid Cap Basic Value Fund December 27, 2001 AIM New Technology Fund August 30, 2000 AIM Premier Equity Fund June 1, 2000 AIM Premier Equity II Fund August 30, 2000 AIM Select Equity Fund June 1, 2000 AIM Small Cap Equity Fund August 30, 2000 APPENDIX B COMPENSATION TO THE ADVISOR The Trust shall pay the Advisor, out of the assets of a Fund, as full compensation for all services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by applying the following annual rates to the average daily net assets of such Fund for the calendar year computed in the manner used for the determination of the net asset value of shares of such Fund. AIM BALANCED FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $150 million............................................ 0.75% Over $150 million............................................. 0.50% AIM BASIC BALANCED FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $1 billion.............................................. 0.65% Next $4 billion............................................... 0.60% Over $5 billion............................................... 0.55% AIM EUROPEAN SMALL COMPANY FUND AIM INTERNATIONAL EMERGING GROWTH FUND NET ASSETS ANNUAL RATE - ---------- ----------- All Assets.................................................... 0.95% AIM GLOBAL UTILITIES FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $200 million............................................ 0.60% Next $300 million............................................. 0.50% Next $500 million............................................. 0.40% Over $1 billion............................................... 0.30% AIM GLOBAL VALUE FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $1 billion.............................................. 0.85% Over $1 billion............................................... 0.80% 2 AIM MID CAP BASIC VALUE FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $1 billion.............................................. 0.80% Next $4 billion............................................... 0.75% Over $5 billion............................................... 0.70% AIM NEW TECHNOLOGY FUND NET ASSETS ANNUAL RATE - ---------- ----------- All Assets.................................................... 1.00% AIM PREMIER EQUITY FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $150 million............................................ 0.80% Over $150 million............................................. 0.625% AIM PREMIER EQUITY II FUND NET ASSETS ANNUAL RATE - ---------- ----------- All Assets.................................................... 0.75% AIM SELECT EQUITY FUND NET ASSETS ANNUAL RATE - ---------- ----------- First $150 million............................................ 0.80% Over $150 million............................................. 0.625% AIM SMALL CAP EQUITY FUND NET ASSETS ANNUAL RATE - ---------- ----------- All Assets.................................................... 0.85%" 2 In all other respects, the Agreement is hereby confirmed and remains in full force and effect. 3 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective officers on the date first written above. AIM FUNDS GROUP Attest: /s/ P. Michelle Grace By: /s/ Robert H. Graham ---------------------------- ------------------------- Assistant Secretary Robert H. Graham President (SEAL) A I M ADVISORS, INC. Attest: /s/ P. Michelle Grace By: /s/ Mark H. Williamson ---------------------------- ------------------------- Assistant Secretary Mark H. Williamson President (SEAL) 4 EX-99.77Q1 OTHR EXHB 6 e77q3.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 2 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 19,407 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 16,615 Class C Shares 2,597 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 13.30 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 12.02 Class C Shares $ 12.00 EX-99.77Q1 OTHR EXHB 7 e77q3a.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 3 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 576,976 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 501,426 Class C Shares 54,762 Class R Shares 62 Institutional Shares 265 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 8.28 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 7.76 Class C Shares $ 7.76 Class R Shares $ 8.26 Institutional Shares $ 8.34 EX-99.77Q1 OTHR EXHB 8 e77q3b.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 11 72DD 1. Total income dividends for which record date passed during the period.(000's Omitted) Class A Shares $ 1,550 2. Dividends for a second class of open-end company shares (000's Omitted) Class B Shares $ 460 Class C Shares $ 68 73A. 1. Payments per share outstanding during the entire current period: (form nnn.nnnn) Class A Shares $000.1750 2. Dividends for a second class of open-end company shares (form nnn.nnnn) Class B Shares $000.1310 Class C Shares $000.1310 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 8,781 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 3,447 Class C Shares 508 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 12.08 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 12.06 Class C Shares $ 12.05 EX-99.77Q1 OTHR EXHB 9 e77q3c.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 15 72DD 1. Total income dividends for which record date passed during the period.(000's Omitted) Class A Shares $ 14,609 2. Dividends for a second class of open-end company shares (000's Omitted) Class B Shares $ 4,928 Class C Shares $ 1,922 Class R Shares $ 22 Institutional Shares $ 0 73A. 1. Payments per share outstanding during the entire current period: (form nnn.nnnn) Class A Shares $000.2250 2. Dividends for a second class of open-end company shares (form nnn.nnnn) Class B Shares $000.1440 Class C Shares $000.1440 Class R Shares $000.1975 Institutional Shares $000.2700 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 61,790 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 33,453 Class C Shares 12,866 Class R Shares 127 Institutional Shares 1 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 22.17 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 22.13 Class C Shares $ 22.16 Class R Shares $ 22.20 Institutional Shares $ 22.19 EX-99.77Q1 OTHR EXHB 10 e77q3d.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 18 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 3,375 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 642 Class C Shares 320 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 8.79 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 8.65 Class C Shares $ 8.64 EX-99.77Q1 OTHR EXHB 11 e77q3e.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 19 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 3,494 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 748 Class C Shares 451 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 8.59 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 8.48 Class C Shares $ 8.47 EX-99.77Q1 OTHR EXHB 12 e77q3f.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 20 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 9,137 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 5,430 Class C Shares 2,756 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 2.58 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 2.53 Class C Shares $ 2.54 EX-99.77Q1 OTHR EXHB 13 e77q3g.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 21 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 17,960 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 12,694 Class C Shares 5,443 Class R Shares 67 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 9.54 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 9.37 Class C Shares $ 9.37 Class R Shares $ 9.52 EX-99.77Q1 OTHR EXHB 14 e77q3h.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 22 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 4,783 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 6,228 Class C Shares 2,459 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 5.34 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 5.25 Class C Shares $ 5.25 EX-99.77Q1 OTHR EXHB 15 e77q3i.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 23 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 727 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 526 Class C Shares 183 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 9.89 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 9.74 Class C Shares $ 9.75 EX-99.77Q1 OTHR EXHB 16 e77q3j.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 31 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 3,295 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 2,717 Class C Shares 827 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 9.45 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 9.36 Class C Shares $ 9.36 EX-99.77Q1 OTHR EXHB 17 e77q3k.txt SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING 06/30/2003 FILE NUMBER 811-1540 SERIES NO.: 32 72DD 1. Total income dividends for which record date passed during the period.(000's Omitted) Class A Shares $ 169 2. Dividends for a second class of open-end company shares (000's Omitted) Class B Shares $ 76 Class C Shares $ 24 73A. 1. Payments per share outstanding during the entire current period: (form nnn.nnnn) Class A Shares $000.0455 2. Dividends for a second class of open-end company shares (form nnn.nnnn) Class B Shares $000.0140 Class C Shares $000.0140 74U. 1. Number of shares outstanding (000's Omitted) Class A Shares 3,838 2. Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B Shares 5,643 Class C Shares 1,775 74V. 1. Net asset value per share (to nearest cent) Class A Shares $ 10.30 2. Net asset value per share of a second class of open-end company shares (to nearest cent) Class B Shares $ 10.30 Class C Shares $ 10.31 -----END PRIVACY-ENHANCED MESSAGE-----