UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| ITEM 3.02 | UNREGISTERED SALES OF EQUITY SECURITIES |
Annual Long-Term Equity Incentive Grants to Certain Employees of Manager
On April 1, 2024, Bluerock Homes Trust, Inc., a Maryland corporation (the “Company”) issued an aggregate of 66,846 restricted shares of its Class A Common Stock (“Restricted Shares”) pursuant to the Company’s 2022 Equity Incentive Plan for Individuals (the “Individuals Plan”), allocated among certain of the personnel who provide services to the Manager as an annual long-term equity incentive grant for services provided in such capacities for the fiscal year ended December 31, 2023 (together, the “Annual Grant”). The Restricted Shares issued in connection with the Annual Grant are evidenced by Restricted Stock Vesting Agreements.
The issuances of Restricted Shares as the Annual Grant were made in reliance upon exemptions from registration provided by Section 4(a)(2) of the Securities Act of 1933 and Regulation D thereunder for transactions not involving any public offering. No general solicitation or advertising occurred in connection with the issuance and sale of these securities. Such Restricted Shares will vest ratably on an annual basis over a three-year period from April 1, 2024. From the date of grant, the holders will be entitled to receive distributions with respect to such Restricted Shares, whether or not vested, at the time distributions are paid to the holders of the Company’s Class A Common Stock.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| BLUEROCK HOMES TRUST, INC. | ||
| Date: April 5, 2024 | By: | /s/ Christopher J. Vohs |
| Christopher J. Vohs | ||
| Chief Financial Officer and Treasurer | ||