| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/20/2021 |
3. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 0(1) | D | |
| Common Stock | 0(2) | D | |
| Common Stock | 0(3) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Alexandra Kim Panichello transferred 2,733,333 shares of the Issuer's Common stock to Alexandra Investments, LLC ("LLC1") in exchange for 100% of LLC1's membership units. The reporting person is one of the two managers of LLC1. LLC1 is being viewed as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The reporting person has no pecuniary interest in the shares held by LLC1. |
| 2. On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Jacqueline Mary Panichello transferred 2,733,333 shares of the Issuer's Common stock to Jacqueline Investments, LLC ("LLC2") in exchange for 100% of LLC2's membership units. The reporting person is one of the two managers of LLC2. LLC2 is being viewed as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The reporting person has no pecuniary interest in the shares held by LLC2. |
| 3. On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Dylan James Panichello transferred 2,733,334 shares of the Issuer's Common stock to Dylan Investments, LLC ("LLC3") in exchange for 100% of LLC3's membership units. The reporting person is one of the two managers of LLC3. LLC3 is being viewed as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The reporting person has no pecuniary interest in the shares held by LLC3. |
| Remarks: |
| (4) The reporting person states that the filing of this Form 3 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit List Exhibit 24 -Limited Power of Attorney |
| /s/ Richard D. Rosen, Attorney-in-Fact | 12/30/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||