Chief Compliance Officer

0001900584-23-000006.txt : 20231017 0001900584-23-000006.hdr.sgml : 20231017 20231017153619 ACCESSION NUMBER: 0001900584-23-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 EFFECTIVENESS DATE: 20231017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amplius Wealth Advisors, LLC CENTRAL INDEX KEY: 0001900584 IRS NUMBER: 862302068 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21517 FILM NUMBER: 231329528 BUSINESS ADDRESS: STREET 1: 1787 SENTRY PARKWAY WEST STREET 2: VEVA 16, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 215-310-7770 MAIL ADDRESS: STREET 1: 1787 SENTRY PARKWAY WEST STREET 2: VEVA 16, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001900584 XXXXXXXX 09-30-2023 09-30-2023 Amplius Wealth Advisors, LLC

1787 SENTRY PARKWAY WEST VEVA 16, SUITE 100 BLUE BELL PA 19422

13F HOLDINGS REPORT 028-21517 N Matthew Liebman Chief Compliance Officer 215-310-7776 Matthew Liebman Blue Bell PA 10-17-2023 0 162 746141075 false INFORMATION TABLE 2 amplius-q3.2023.13f.xml ABBVIE INC COM 00287Y109 338068 2268 SH SOLE 0 0 2268 AECOM COM 00766T100 228443 2751 SH SOLE 0 0 2751 AFFILIATED MANAGERS GROUP INC COM 008252108 1985860 15236 SH SOLE 0 0 15236 AIR PRODS & CHEMS INC COM 009158106 308906 1090 SH SOLE 0 0 1090 ALPHABET INC CAP STK CL A 02079K305 1468511 11222 SH SOLE 0 0 11222 ALPHABET INC CAP STK CL C 02079K107 1087499 8248 SH SOLE 0 0 8248 AMAZON COM INC COM 023135106 1834583 14432 SH SOLE 0 0 14432 AMER STATES WTR CO COM 029899101 236040 3000 SH SOLE 0 0 3000 AMERICAN EXPRESS CO COM 025816109 217817 1460 SH SOLE 0 0 1460 AMKOR TECHNOLOGY INC COM 031652100 294026 13010 SH SOLE 0 0 13010 AON PLC SHS CL A G0403H108 272190 840 SH SOLE 0 0 840 APPLE INC COM 037833100 9462680 55269 SH SOLE 0 0 55269 AT&T INC COM 00206R102 1134755 75550 SH SOLE 0 0 75550 AUTOMATIC DATA PROCESSING IN COM 053015103 209786 872 SH SOLE 0 0 872 BANK AMERICA CORP COM 060505104 374471 13677 SH SOLE 0 0 13677 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1278945 3651 SH SOLE 0 0 3651 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2657385 5 SH SOLE 0 0 5 BLACKROCK CAP ALLOCATION TERM COM 09260U109 533541 36821 SH SOLE 0 0 36821 BLACKROCK INC COM 09247X101 491979 761 SH SOLE 0 0 761 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 189439 27218 SH SOLE 0 0 27218 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 2905251 149678 SH SOLE 0 0 149678 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 290103 17582 SH SOLE 0 0 17582 BLACKSTONE INC COM 09260D107 13808097 128879 SH SOLE 0 0 128879 BLACKSTONE MTG TR INC COM CL A 09257W100 269463 12389 SH SOLE 0 0 12389 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 33031784 1207279 SH SOLE 0 0 1207279 BOEING CO COM 097023105 222862 1163 SH SOLE 0 0 1163 BROADCOM INC COM 11135F101 248343 299 SH SOLE 0 0 299 CHEVRON CORP NEW COM 166764100 794676 4713 SH SOLE 0 0 4713 CHUBB LIMITED COM H1467J104 12570297 60382 SH SOLE 0 0 60382 CISCO SYS INC COM 17275R102 442606 8233 SH SOLE 0 0 8233 COCA COLA CO COM 191216100 441234 7882 SH SOLE 0 0 7882 COLUMBIA ETF TR I MULTI SEC MUNI 19761L607 5048957 258921 SH SOLE 0 0 258921 COLUMBIA ETF TR I RESH ENHNC COR 19761L706 42251770 1681189 SH SOLE 0 0 1681189 COMCAST CORP NEW CL A 20030N101 4312544 97261 SH SOLE 0 0 97261 CORTEVA INC COM 22052L104 429525 8396 SH SOLE 0 0 8396 COSTCO WHSL CORP NEW COM 22160K105 592078 1048 SH SOLE 0 0 1048 DANAHER CORPORATION COM 235851102 201209 811 SH SOLE 0 0 811 DISNEY WALT CO COM 254687106 608118 7503 SH SOLE 0 0 7503 DOW INC COM 260557103 483066 9369 SH SOLE 0 0 9369 DUPONT DE NEMOURS INC COM 26614N102 619878 8310 SH SOLE 0 0 8310 EATON VANCE TAX-MANAGED GLOBAL COM 27829F108 147400 20000 SH SOLE 0 0 20000 ECOVYST INC COM 27923Q109 357071 36288 SH SOLE 0 0 36288 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 222160 15835 SH SOLE 0 0 15835 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 408551 23319 SH SOLE 0 0 23319 EXXON MOBIL CORP COM 30231G102 1045852 8895 SH SOLE 0 0 8895 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 505156 9334 SH SOLE 0 0 9334 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 12657658 290565 SH SOLE 0 0 290565 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13021988 219151 SH SOLE 0 0 219151 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 21702763 886141 SH SOLE 0 0 886141 FORD MTR CO DEL COM 345370860 170584 13735 SH SOLE 0 0 13735 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2236694 74482 SH SOLE 0 0 74482 GOLUB CAP BDC INC COM 38173M102 561186 38254 SH SOLE 0 0 38254 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 5313769 144363 SH SOLE 0 0 144363 HARTFORD FDS EXCHANGE TRADED SCHRDRS TAX BD 41653L404 11788573 645182 SH SOLE 0 0 645182 HOME DEPOT INC COM 437076102 675025 2234 SH SOLE 0 0 2234 INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 45409F827 4853539 206534 SH SOLE 0 0 206534 INTEL CORP COM 458140100 225209 6335 SH SOLE 0 0 6335 INTERNATIONAL BUSINESS MACHS COM 459200101 602716 4296 SH SOLE 0 0 4296 INTUIT COM 461202103 208974 409 SH SOLE 0 0 409 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 232084 10840 SH SOLE 0 0 10840 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 2987951 38238 SH SOLE 0 0 38238 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2194606 37330 SH SOLE 0 0 37330 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 271133 24761 SH SOLE 0 0 24761 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 8073531 56980 SH SOLE 0 0 56980 INVESCO QQQ TR UNIT SER 1 46090E103 26086583 72813 SH SOLE 0 0 72813 ISHARES GOLD TR ISHARES NEW 464285204 3815847 109055 SH SOLE 0 0 109055 ISHARES INC CORE MSCI EMKT 46434G103 478015 10044 SH SOLE 0 0 10044 ISHARES TR S&P 100 ETF 464287101 19474720 97063 SH SOLE 0 0 97063 ISHARES TR RUS 1000 GRW ETF 464287614 3661352 13765 SH SOLE 0 0 13765 ISHARES TR CORE S&P SCP ETF 464287804 2174455 23052 SH SOLE 0 0 23052 ISHARES TR RUSSELL 2000 ETF 464287655 287909 1629 SH SOLE 0 0 1629 ISHARES TR CORE HIGH DV ETF 46429B663 836115 8455 SH SOLE 0 0 8455 ISHARES TR RUS MD CP GR ETF 464287481 245732 2690 SH SOLE 0 0 2690 ISHARES TR GLOBAL 100 ETF 464287572 42644216 582238 SH SOLE 0 0 582238 ISHARES TR CORE S&P TTL STK 464287150 5935930 63021 SH SOLE 0 0 63021 ISHARES TR CORE MSCI TOTAL 46432F834 4101349 68367 SH SOLE 0 0 68367 ISHARES TR CORE MSCI EAFE 46432F842 704974 10955 SH SOLE 0 0 10955 ISHARES TR MSCI USA QLT FCT 46432F339 2123333 16111 SH SOLE 0 0 16111 ISHARES TR S&P SML 600 GWT 464287887 241406 2201 SH SOLE 0 0 2201 ISHARES TR MSCI USA MMENTM 46432F396 375793 2690 SH SOLE 0 0 2690 ISHARES TR S&P 500 GRWT ETF 464287309 332859 4865 SH SOLE 0 0 4865 ISHARES TR CORE S&P US GWT 464287671 12679899 133712 SH SOLE 0 0 133712 ISHARES TR CORE S&P US VLU 464287663 11130732 149166 SH SOLE 0 0 149166 ISHARES TR CORE DIV GRWTH 46434V621 232098 4686 SH SOLE 0 0 4686 ISHARES TR S&P MC 400GR ETF 464287606 224883 3113 SH SOLE 0 0 3113 ISHARES TR MSCI ACWI ETF 464288257 7342103 79486 SH SOLE 0 0 79486 ISHARES TR CORE S&P MCP ETF 464287507 1653021 6629 SH SOLE 0 0 6629 ISHARES TR MSCI EAFE ETF 464287465 1012435 14690 SH SOLE 0 0 14690 ISHARES TR RUS 1000 ETF 464287622 209070 890 SH SOLE 0 0 890 ISHARES TR RUS 1000 VAL ETF 464287598 1131666 7454 SH SOLE 0 0 7454 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 317940 6336 SH SOLE 0 0 6336 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 215634 4031 SH SOLE 0 0 4031 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 27093421 537868 SH SOLE 0 0 537868 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 1281809 24176 SH SOLE 0 0 24176 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 28624439 604887 SH SOLE 0 0 604887 JOHNSON & JOHNSON COM 478160104 707906 4545 SH SOLE 0 0 4545 JPMORGAN CHASE & CO COM 46625H100 2059483 14201 SH SOLE 0 0 14201 LILLY ELI & CO COM 532457108 840608 1565 SH SOLE 0 0 1565 LINDE PLC SHS G54950103 7078931 19011 SH SOLE 0 0 19011 LOCKHEED MARTIN CORP COM 539830109 310810 760 SH SOLE 0 0 760 LOWES COS INC COM 548661107 200773 966 SH SOLE 0 0 966 MARSH & MCLENNAN COS INC COM 571748102 791838 4161 SH SOLE 0 0 4161 MASTERCARD INCORPORATED CL A 57636Q104 562192 1420 SH SOLE 0 0 1420 MERCK & CO INC COM 58933Y105 393460 3822 SH SOLE 0 0 3822 META PLATFORMS INC CL A 30303M102 738216 2459 SH SOLE 0 0 2459 MICROSOFT CORP COM 594918104 4040237 12796 SH SOLE 0 0 12796 MORGAN STANLEY COM NEW 617446448 307814 3769 SH SOLE 0 0 3769 NEXTERA ENERGY INC COM 65339F101 315038 5499 SH SOLE 0 0 5499 NVIDIA CORPORATION COM 67066G104 809518 1861 SH SOLE 0 0 1861 OWL ROCK CAPITAL CORPORATION COM 69121K104 829171 59868 SH SOLE 0 0 59868 PACER FDS TR GLOBL CASH ETF 69374H709 2531390 77793 SH SOLE 0 0 77793 PACER FDS TR US CASH COWS 100 69374H881 205149 4150 SH SOLE 0 0 4150 PACER FDS TR PACER US SMALL 69374H857 28719385 688751 SH SOLE 0 0 688751 PACER FDS TR DEVELOPED MRKT 69374H873 33583941 1124309 SH SOLE 0 0 1124309 PEPSICO INC COM 713448108 369525 2181 SH SOLE 0 0 2181 PFIZER INC COM 717081103 1164397 35104 SH SOLE 0 0 35104 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 5238221 107012 SH SOLE 0 0 107012 PIMCO INCOME STRATEGY FD II COM 72201J104 72490 11000 SH SOLE 0 0 11000 PRINCIPAL CONTRARIAN VALUE INDEX ETF ETF 74255Y862 1643274 56146 SH SOLE 0 0 56146 PROCTER AND GAMBLE CO COM 742718109 832277 5706 SH SOLE 0 0 5706 PUTNAM ETF TRUST FOCUSED LAR CAP 746729300 57907530 1981099 SH SOLE 0 0 1981099 RBB FD INC US TREASRY 12 MT 74933W478 21195197 424755 SH SOLE 0 0 424755 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 702112 4283 SH SOLE 0 0 4283 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 989496 7686 SH SOLE 0 0 7686 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 334967 4868 SH SOLE 0 0 4868 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 278869 4253 SH SOLE 0 0 4253 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 416715 12563 SH SOLE 0 0 12563 SIRIUS XM HOLDINGS INC COM 82968B103 140084 30992 SH SOLE 0 0 30992 SOCIETAL CDMO INC COM 75629F109 22418 47800 SH SOLE 0 0 47800 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 10795764 32231 SH SOLE 0 0 32231 SPDR GOLD TR GOLD SHS 78463V107 2206449 12869 SH SOLE 0 0 12869 SPDR S&P 500 ETF TR TR UNIT 78462F103 4944234 11566 SH SOLE 0 0 11566 SPDR SER TR S&P BIOTECH 78464A870 219067 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO S&P600 78468R853 1456555 39473 SH SOLE 0 0 39473 TESLA INC COM 88160R101 396098 1583 SH SOLE 0 0 1583 UNITED PARCEL SERVICE INC CL B 911312106 1235426 7926 SH SOLE 0 0 7926 UNITEDHEALTH GROUP INC COM 91324P102 481596 955 SH SOLE 0 0 955 VANGUARD BD INDEX FDS INTERMED TERM 921937819 16422280 227102 SH SOLE 0 0 227102 VANGUARD INDEX FDS TOTAL STK MKT 922908769 960943 4524 SH SOLE 0 0 4524 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 661322 1684 SH SOLE 0 0 1684 VANGUARD INDEX FDS SM CP VAL ETF 922908611 271936 1705 SH SOLE 0 0 1705 VANGUARD INDEX FDS SML CP GRW ETF 922908595 443354 2070 SH SOLE 0 0 2070 VANGUARD INDEX FDS VALUE ETF 922908744 2761725 20023 SH SOLE 0 0 20023 VANGUARD INDEX FDS GROWTH ETF 922908736 212144 779 SH SOLE 0 0 779 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 746769 5702 SH SOLE 0 0 5702 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 260040 5500 SH SOLE 0 0 5500 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 704221 10290 SH SOLE 0 0 10290 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5157862 33195 SH SOLE 0 0 33195 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 248430 3093 SH SOLE 0 0 3093 VERIZON COMMUNICATIONS INC COM 92343V104 208527 6434 SH SOLE 0 0 6434 VICTORY PORTFOLIOS II VCTRYSHS USAA CR 92647N535 13114096 268074 SH SOLE 0 0 268074 VISA INC COM CL A 92826C839 495212 2153 SH SOLE 0 0 2153 WALMART INC COM 931142103 299229 1871 SH SOLE 0 0 1871 WARNER BROS DISCOVERY INC COM SER A 934423104 184207 16962 SH SOLE 0 0 16962 WASTE MGMT INC DEL COM 94106L109 251983 1653 SH SOLE 0 0 1653 WELLS FARGO CO NEW COM 949746101 200058 4896 SH SOLE 0 0 4896 WISDOMTREE TR US TOTAL DIVIDND 97717W109 440204 7316 SH SOLE 0 0 7316 WISDOMTREE TR ITL HIGH DIV FD 97717W802 452730 12508 SH SOLE 0 0 12508 WISDOMTREE TR US QTLY DIV GRT 97717X669 59538684 937698 SH SOLE 0 0 937698 WISDOMTREE TR US LARGECAP DIVD 97717W307 1777494 28907 SH SOLE 0 0 28907 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 643433 16609 SH SOLE 0 0 16609 WISDOMTREE TR EM EX ST-OWNED 97717X578 304875 11431 SH SOLE 0 0 11431