|
Form
20-F ☒
|
Form
40-F ☐
|
|
Exhibit Number
|
Description
|
99.1
|
14
March 2024 - “Director/PDMR Shareholding”
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Brian McNamara
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Executive Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i) Grant
of a conditional award under the Haleon plc Performance Share
Plan
(ii) Grant
of a conditional award under the Haleon plc Deferred Annual Bonus
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
1,709,727
|
|
|
|
|
(ii)
|
Nil
|
285,715
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
1,995,442
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Tobias Hestler
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Financial Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
(ii) Grant
of a conditional award under the Haleon plc Deferred Annual Bonus
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
744,681
|
|
|
|
|
(ii)
|
Nil
|
165,320
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
910,001
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Filippo Lanzi
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, EMEA and LATAM - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
544,160
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
544,160
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Keith Choy
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Asia Pacific - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
561,878
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
561,878
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Tamara Rogers
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Marketing Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
531,192
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
531,192
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Namrata Patel
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Supply Chain Officer- PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
(ii)
Grant of a conditional award under the Haleon plc Performance Share
Plan (Interim)
(iii)
Grant of a conditional award under the Haleon plc Performance Share
Plan (Buyout)
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
475,774
|
|
|
|
|
(ii)
|
Nil
|
79,296
|
|
|
|
|
(iii)
|
Nil
|
63,772
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
618,842
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Franck Riot
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief R&D Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i) Grant
of a conditional award under the Haleon plc Performance Share
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
432,037
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
432,037
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Ed Petter
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Corporate Affairs Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i) Grant
of a conditional award under the Haleon plc Performance Share
Plan
(ii) Grant
of a conditional award under the Haleon plc Share Value Plan
(Buyout)
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
446,809
|
|
|
|
|
(ii)
|
Nil
|
513,987
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
960,796
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Björn Timelin
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Head of Strategy - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
(ii)
Grant of a conditional award under the Haleon plc Performance Share
Plan (Interim)
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
433,131
|
|
|
|
|
(ii)
|
Nil
|
108,283
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
541,414
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Lisa Paley
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, North America - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
American Depositary Shares (ADS)
|
||||
|
|
|||||
Identification code
|
US405552100
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
(i)
Grant of a conditional award under the Haleon plc Performance Share
Plan
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
(i)
|
Nil
|
267,982
|
|
|
|
|
|
|
|
||
d)
|
Aggregated information
|
|
||||
|
|
|||||
- Aggregated volume
|
267,982
|
|||||
|
|
|||||
- Price
|
Nil
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
13 March 2024
|
||||
f)
|
Place of the transaction
|
Outside a trading venue
|
|
|
HALEON PLC
(Registrant)
|
|
Date: March 14,
2024
|
By:
|
/s/
Amanda Mellor
|
|
|
|
Name:
|
Amanda
Mellor
|
|
|
Title:
|
Company
Secretary
|