0001654954-24-003130.txt : 20240314 0001654954-24-003130.hdr.sgml : 20240314 20240314133556 ACCESSION NUMBER: 0001654954-24-003130 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240314 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Haleon plc CENTRAL INDEX KEY: 0001900304 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41411 FILM NUMBER: 24748960 BUSINESS ADDRESS: STREET 1: BUILDING 5, FIRST FLOOR STREET 2: THE HEIGHTS CITY: WEYBRIDGE STATE: X0 ZIP: KT13 0NY BUSINESS PHONE: 44 1932 822000 MAIL ADDRESS: STREET 1: BUILDING 5, FIRST FLOOR STREET 2: THE HEIGHTS CITY: WEYBRIDGE STATE: X0 ZIP: KT13 0NY FORMER COMPANY: FORMER CONFORMED NAME: DRVW 2022 Ltd DATE OF NAME CHANGE: 20211217 6-K 1 haleon-9364g.htm DIRECTOR/PDMR SHAREHOLDING haleon-9364g

 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of March 2024
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F
 
Form 40-F
 
 
 
EXHIBIT INDEX
 
Exhibit Number
Description
 
99.1
 14 March 2024 - “Director/PDMR Shareholding”
 
 
 
 
 
99.1
 
 
 
HALEON PLC 
("Haleon" or "the Company")  
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them 
 
14 March 2024: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of transactions by Persons Discharging Managerial Responsibilities ("PDMRs").
 
This notification sets out the details of the grant of Haleon share awards over Ordinary Shares and American Depositary Shares ("ADSs") made to PDMRs under the Haleon Performance Share Plan, Share Value Plan and Deferred Annual Bonus Plan.
 
 
The Performance Share Plan main awards are subject to performance conditions over the performance period ending on 31 December 2026. Performance targets will be disclosed in the 2023 Annual Report.
 
 
The Performance Share Plan interim and buyout awards are subject to performance conditions over the performance period ending on 31 December 2025. Performance targets were disclosed in the 2022 Annual Report.
 
All buyout awards were made in line with the principles of Haleon's Directors' Remuneration Policy.
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Brian McNamara
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Executive Officer - PDMR
b)  
 
Initial notification /Amendment 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
(i)           Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)          Grant of a conditional award under the Haleon plc Deferred Annual Bonus Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
1,709,727
 
 
 
(ii)
Nil
285,715
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
1,995,442
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tobias Hestler
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Financial Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)     Grant of a conditional award under the Haleon plc Deferred Annual Bonus Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
744,681
 
 
 
(ii)
Nil
165,320
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
910,001
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
a)  
 
Name  
 
Filippo Lanzi
 
 
Reason for the notification  
a)  
 
Position/status  
 
 
President, EMEA and LATAM - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
544,160
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
544,160
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Keith Choy
 
 
Reason for the notification
a)  
 
Position/status  
 
 
President, Asia Pacific - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
561,878
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
561,878
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tamara Rogers
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Marketing Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
531,192
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
531,192
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Namrata Patel
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Supply Chain Officer- PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)     Grant of a conditional award under the Haleon plc Performance Share Plan (Interim)
(iii)    Grant of a conditional award under the Haleon plc Performance Share Plan (Buyout)
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
475,774
 
 
 
(ii)
Nil
79,296
 
 
 
(iii)
Nil
63,772
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
618,842
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Franck Riot
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief R&D Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
432,037
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
432,037
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Ed Petter
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Corporate Affairs Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)     Grant of a conditional award under the Haleon plc Share Value Plan (Buyout)
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
446,809
 
 
 
(ii)
Nil
513,987
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
960,796
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Björn Timelin
         
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Head of Strategy - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)     Grant of a conditional award under the Haleon plc Performance Share Plan (Interim)
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
433,131
 
 
 
(ii)
Nil
108,283
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
541,414
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Lisa Paley
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
President, North America - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)      Grant of a conditional award under the Haleon plc Performance Share Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
267,982
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
267,982
 
 
- Price 
Nil
 
 
e)  
 
Date of the transaction  
 
13 March 2024
f)  
 
Place of the transaction  
 
Outside a trading venue
 
 
Amanda Mellor
Company Secretary
 
 
 
 
 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HALEON PLC
(Registrant)
 
Date: March 14, 2024
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary