|
Form
20-F ☒
|
Form
40-F ☐
|
|
Exhibit Number
|
Description
|
99.1
|
13
October 2023 - Director/PDMR Shareholding
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Brian McNamara
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Executive Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon plc American Depositary Shares (ADS)
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$8.453
|
Volume(s)
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tobias Hestler
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Financial Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
55.80453
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Keith Choy
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Asia Pacific - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
95.26303
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bart Derde
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Supply Chain Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
109.49598
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Amy Landucci
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Digital and Technology Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
Identification code
|
GB00BMX86B70
|
|||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
||||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|||
£3.399
|
95.95822
|
|||||
d)
|
Aggregated information
|
N/A
|
||||
- Aggregated volume
|
||||||
- Price
|
||||||
e)
|
Date of the transaction
|
10 October 2023
|
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
||||
Identification code
|
US4055521003
|
|||||
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
||||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|||
$8.453
|
29.69557
|
|||||
d)
|
Aggregated information
|
N/A
|
||||
- Aggregated volume
|
||||||
- Price
|
||||||
e)
|
Date of the transaction
|
11 October 2023
|
||||
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Filippo Lanzi
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, EMEA and LATAM - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
236.63749
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jooyong Lee
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of Strategy and Office of CEO - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
0.00232
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Teri Lyng
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of Transformation and Sustainability - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|
Identification code
|
US4055521003
|
||
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$8.453
|
99.56496
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Lisa Paley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, North America - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|
Identification code
|
US4055521003
|
||
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$8.453
|
37.25014
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Franck Riot
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief R&D Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
7.33783
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tamara Rogers
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Marketing Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£3.399
|
0.55881
|
||
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|||
- Price
|
|||
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
HALEON PLC
(Registrant)
|
|
Date: October 13,
2023
|
By:
|
/s/
Amanda Mellor
|
|
|
|
Name:
|
Amanda
Mellor
|
|
|
Title:
|
Company
Secretary
|