6-K 1 a3879c.htm DIRECTOR/PDMR SHAREHOLDING a3879c
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of October 2022
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
England and Wales
(Jurisdiction of Incorporation)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F
 
Form 40-F
 
 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit Number
 
Description
99.1
 
Press Release entitled Director/PDMR Shareholding dated October 10, 2022
99.2
 
Press Release entitled Director/PDMR Shareholding dated October 10, 2022
 
 
 
 
99.1
 
 
10 October 2022
 
Haleon plc
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
On 6 October 2022, Haleon made awards under the 2022 Performance Share Plan (PSP) to its Executive Directors as follows:
 
Role
Name
Number of Shares
Plan
Share type
Chief Executive Officer
Brian McNamara
2,049,305
PSP
ORD
Chief Financial Officer
Tobias Hestler
892,587
PSP
ORD
 
The awards are in respect of the 2022 - 2024 performance period and will vest following the announcement of the FY 2024 results. A two-year post-vesting holding period will apply to these awards.
 
The following PSP performance measures and target ranges were adopted for the 2022 - 2024 performance period:
 
Measure
Weighting
Target ranges
Threshold
(25% vesting)
Maximum
(100% vesting)
Cumulative Free Cash Flow
(Measured on a cumulative basis over the performance period FY 22, 23, 24)
50%
£4.557bn
£5.557bn
Net Debt / Adjusted EBITDA
(Measured as a ratio at year end 2024)
50%
3.0x
2.4x
 
 
In addition, when determining the level of vesting of the 2022 PSP awards, the Remuneration Committee will apply an ESG qualifier which will include the Company's performance against milestones across carbon reduction, recycle-ready packaging and diversity. If performance against those milestones is not achieved, vesting levels may be reduced. Details of performance against each of the thresholds and level of reduction applied by the Remuneration Committee, if applicable, will be fully disclosed in the 2024 Directors' Remuneration Report.
 
For completeness, the following Annual Incentive Plan (AIP) performance measures were adopted for the one-year period ending on 31 December 2022:
 
●              Organic Sales Growth (60% weighting);
 
●              Adjusted Operating Profit (20% weighting); and
 
●              Individual Business Objectives (20% weighting).
 
Executive Directors are required to defer 50 per cent. of any AIP earned into an award over shares which normally vest on the third anniversary of grant.
 
Full details of the performance targets for the 2022 AIP and 2022 PSP awards will be disclosed in the 2022 Directors' Remuneration Report, which will be published in H1 2023.
 
Amanda Mellor
Company Secretary
 
***
 
Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMR") and Persons Closely Associated with them.
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Brian McNamara
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Executive Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
Grant of a conditional award under the Haleon plc Performance Share Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
Nil
2,049,305
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
2,049,305
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tobias Hestler
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Financial Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
Grant of a conditional award under the Haleon plc Performance Share Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
Nil
892,587
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
892,587
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
99.2
 
 
10 October 2022
 
Haleon plc
 
Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMR") and Persons Closely Associated with them
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bart Derde
 
 
Reason for the notification  
a)  
 
Position/status  
 
Chief Supply Chain Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
b)  
 
Nature of the transaction  
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
505,448
 
 
 
(ii)
Nil
25,545
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
530,993
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
a)  
 
Name  
 
Filippo Lanzi
 
 
Reason for the notification  
a)  
 
Position/status  
 
President, EMEA and LATAM - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
(iii)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
665,745
 
 
 
(ii)
Nil
18,632
 
 
 
(iii)
Nil
5,596
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
689,973
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Keith Choy
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
President, Asia Pacific - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
(iii)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
734,370
 
 
 
(ii)
Nil
18,632
 
 
 
(iii)
Nil
11,196
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
764,198
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tamara Rogers
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Marketing Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
618,151
 
 
 
(ii)
Nil
25,545
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
643,696
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 

 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Franck Riot
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief R&D Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
502,763
 
 
 
(ii)
Nil
18,632
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
521,395
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 

 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bjarne Tellman
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
General Counsel - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
 
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Grant of a conditional award under the Haleon plc Performance Share Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
Nil
568,341
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
568,341
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 

 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bjarne Tellman
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
General Counsel - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional Refill award under the Haleon plc Share Value Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
8,532
 
 
 
(ii)
Nil
17,064
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
25,596
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
New York Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Mairéad Nayager
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Human Resources Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of the Deferred Investment Award (a cash-based award linked to the price of the Haleon plc Ordinary shares)
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
677,637
 
 
 
(ii)
Nil
618,528
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
1,296,165
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Jooyong Lee
           
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Head of Strategy and Office of CEO - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc Ordinary shares
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional award under the Haleon plc Share Value Plan
(iii)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
(iv)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
30,979
 
 
 
(ii)
Nil
35,206
 
 
 
(iii)
Nil
6,413
 
 
 
(iv)
Nil
3,855
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
76,453
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
London Stock Exchange 

 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Lisa Paley
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
President, North America - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
(iii)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
370,391
 
 
 
(ii)
Nil
10,640
 
 
 
(iii)
Nil
3,204
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
384,235
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
New York Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Dana Bolden
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Corporate Affairs Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
210,449
 
 
 
(ii)
Nil
14,200
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
224,649
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
New York Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Amy Landucci
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Digital and Technology Officer - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
288,616
 
 
 
(ii)
Nil
10,640
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
299,256
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
New York Stock Exchange 
 
 
 
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Teri Lyng
 
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Head of Transformation and Sustainability - Person Discharging Managerial Responsibilities 
b)  
 
Initial notification /Amendment  
 
Initial Notification 
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US405552100
 
 
b)  
 
Nature of the transaction  
 
 
(i)         Grant of a conditional award under the Haleon plc Performance Share Plan
(ii)        Grant of a conditional Refill award under the Haleon plc Share Value Plan
(iii)       Grant of a conditional Refill award under the Haleon plc Share Value Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
(i)
Nil
37,486
 
 
 
(ii)
Nil
31,925
 
 
 
(iii)
Nil
10,640
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
80,051
 
 
- Price 
N/A
 
 
e)  
 
Date of the transaction  
 
6 October 2022
f)  
 
Place of the transaction  
 
New York Stock Exchange 
 
 
Amanda Mellor
Company Secretary
 

 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
HALEON PLC
(Registrant)
 
Dated: October 10, 2022
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary