6-K 1 a1624u1630u.htm BATCH FILING a1624u1630u
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of July 2022
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
England and Wales
(Jurisdiction of Incorporation)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F
 
Form 40-F
 
 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit
Number
 
Description
99.1
 
Press Release entitled Director/PDMR Shareholding dated July 28, 2022
99.2
 
Press Release entitled Director/PDMR Shareholding dated July 28, 2022
 
 
 
 
99.1
 
HALEON PLC
 
 Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
28 July 2022
 
Notification and Public Disclosure in accordance with the requirements of The EU Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMR") and Persons Closely Associated with them.
 
On 27 July 2022, Haleon plc (the "Company") received notification of the following transaction as detailed below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Sir Dave Lewis
 
2
Reason for the notification
 
a)
Position/status
Chair - Person Discharging Managerial Responsibilities
 
b)
Initial notification /Amendment
Initial Notification
 
3
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Haleon plc
 
b)
 
LEI
 
549300PSB3WWEODCUP19
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
 
Description of the financial instrument, type of instrument
Haleon plc Ordinary Shares
 
 
Identification code
GB00BMX86B70 
 
 
b)
 
Nature of the transaction
 
Purchase of Ordinary Shares in the Company
 
c)
 
 
Price(s) and volume(s)
 
 
 
 
 
 
Price(s)
 
Volume(s)
 
 
 
 
£3.167
 
63,151
 
 
 
 
 
 
 
d)
 
 
Aggregated information
 
 
 
- Aggregated volume
63,151
 
 
- Price
£3.167 per share
 
 
e)
Date of the transaction
27 July 2022
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
1
 
 
Details of the person discharging managerial responsibilities / person closely associated
 
 
a)
Name
Tracy Clarke
 
2
Reason for the notification
 
a)
 
 
Position/status
 
 
Non-Executive Director - Person Discharging Managerial Responsibilities
 
b)
Initial notification /Amendment
Initial Notification
 
3
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Haleon plc
 
b)
 
LEI
 
549300PSB3WWEODCUP19
 
4
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
 
Description of the financial instrument, type of instrument
Haleon plc Ordinary Shares
 
 
Identification code
GB00BMX86B70 
 
 
b)
Nature of the transaction
Purchase of Ordinary Shares in the Company.
 
c)
 
 
Price(s) and volume(s)
 
 
 
 
 
 
Price(s)
 
Volume(s)
 
 
 
 
£3.175
 
12,504
 
 
 
 
 
 
 
d)
 
 
Aggregated information
 
 
 
- Aggregated volume
12,504
 
 
 
- Price
£3.175 per share
 
 
e)
Date of the transaction
 
27 July 2022
f)
Place of the transaction
 
London Stock Exchange (XLON)
 
 
Amanda Mellor
Company Secretary
 
 
 
 
 
99.2
 
HALEON PLC
 
 Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
28 July 2022
 
Notification and Public Disclosure in accordance with the requirements of The EU Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMR") and Persons Closely Associated with them.
 
On 28 July 2022, Haleon plc (the "Company") received notification of the following transaction as detailed below.
 
1
 
 
Details of the person discharging managerial responsibilities / person closely associated
 
 
a)
Name
Janet Derde
 
2
 
Reason for the notification
 
a)
Position/status
Person Closely Associated to Bart Derde
(Chief Supply Chain Officer - Person Discharging Managerial Responsibilities)
 
b)
 
 
Initial notification /Amendment
 
Initial Notification
 
3
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Haleon plc
 
b)
 
LEI
 
549300PSB3WWEODCUP19
 
4
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
 
Description of the financial instrument, type of instrument
Haleon plc Ordinary Shares
 
 
Identification code
GB00BMX86B70 
 
 
b)
Nature of the transaction
 
Purchase of Ordinary Shares in the Company
c)
 
 
Price(s) and volume(s)
 
 
 
 
 
 
Price(s)
 
Volume(s)
 
 
 
 
£3.0074
 
20,000
 
 
 
 
 
 
 
d)
 
 
Aggregated information
 
 
 
- Aggregated volume
20,000
 
 
- Price
£3.0074 per share
 
 
e)
Date of the transaction
28 July 2022
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
Amanda Mellor
 
Company Secretary
 
 
 
 
 
 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
HALEON PLC
(Registrant)
 
Dated: July 28, 2022
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary