0001193125-22-151219.txt : 20220516 0001193125-22-151219.hdr.sgml : 20220516 20220516120959 ACCESSION NUMBER: 0001193125-22-151219 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Franklin Income Opportunities Fund CENTRAL INDEX KEY: 0001899194 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-41398 FILM NUMBER: 22926986 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 8887770102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 8-A12B 1 d280056d8a12b.htm FRANKLIN INCOME OPPORTUNITIES FUND Franklin Income Opportunities Fund

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

FRANKLIN INCOME

OPPORTUNITIES FUND

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
620 Eighth Avenue, 47th Floor, New York, New York   10018
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be Registered

  

Exchange

  

I.R.S. Employer

Identification Number

Common Shares of Beneficial Interest   New York Stock Exchange   87-4615886

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

Securities Act registration statement file number to which this form relates:

333-261696

Securities to be registered pursuant to Section 12(g) of the Exchange Act:

None.

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.

Description of Registrant’s Securities to be Registered.

The description of the Registrant’s securities to be registered is incorporated by reference to the description contained under the caption “Description of Shares” in the Registrant’s Registration Statement on Form N-2 (Nos. 333-261696 and 811-23767) as filed electronically with the Securities and Exchange Commission (the “Commission”) on December 16, 2021 (Accession No. 0001193125-21-359241) (“Registration Statement on Form N-2”), as amended by Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, as filed with the Commission on March 3, 2022 (Accession No. 0001193125-22-064501), as amended by Pre-Effective Amendment No. 2 to the Registration on Form N-2, as filed with the Commission on April 11, 2022 (Accession No. 0001193125-22-100668), as amended by Pre-Effective Amendment No. 3 to the Registration Statement on Form N-2, as filed with the Commission on April 22, 2022 (Accession No. 0001193125-22-114326) and as amended by Pre-Effective Amendment No. 4 to the Registration on Form N-2, as filed with the Commission on April 27, 2022 (Accession No. 0001193125-22-121009).

 

Item 2.

Exhibits.

Pursuant to the Instructions as to Exhibits, no exhibits are filed herewith or incorporated by reference.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  FRANKLIN INCOME OPPORTUNITIES FUND
Date: May 16, 2022     By:  

/s/ George Hoyt

   

Name:

   George Hoyt
    Title:   Secretary and Chief Legal Officer