0001127602-12-011610.txt : 20120321 0001127602-12-011610.hdr.sgml : 20120321 20120321184030 ACCESSION NUMBER: 0001127602-12-011610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120319 FILED AS OF DATE: 20120321 DATE AS OF CHANGE: 20120321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART BRUCE CENTRAL INDEX KEY: 0001268645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13059 FILM NUMBER: 12707228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERADYNE INC CENTRAL INDEX KEY: 0000018937 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 330055414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145490421 MAIL ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-03-19 0000018937 CERADYNE INC CRDN 0001268645 LOCKHART BRUCE 3169 RED HILL AVENUE COSTA MESA CA 92626 1 Vice President Common Stock 2012-03-19 4 M 0 400 0 A 4174 D Common Stock 2012-03-19 4 F 0 127 31.78 D 4047 D Common Stock 2012-03-19 4 M 0 800 0 A 4847 D Common Stock 2012-03-19 4 F 0 295 31.78 D 4552 D Common Stock 2012-03-19 4 M 0 1667 0 A 6219 D Common Stock 2012-03-19 4 F 0 663 31.78 D 5556 D Common Stock 2012-03-19 4 M 0 800 0 A 6356 D Common Stock 2012-03-19 4 F 0 295 31.78 D 6061 D Common Stock 1774 I By 401(k) Plan Trust Common Stock 428 I Non-qualified Deferred Compensation Plan Restricted Stock Units 2012-03-19 4 M 0 400 0 D 2012-03-19 Common Stock 400 0 D Restricted Stock Units 2012-03-19 4 M 0 800 0 D 2014-03-19 Common Stock 800 1600 D Restricted Stock Units 2012-03-19 4 M 0 1667 0 D 2013-03-19 Common Stock 1667 1667 D Restricted Stock Units 2012-03-19 4 M 0 800 0 D 2016-03-19 Common Stock 800 3200 D No shares were sold. These 127 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the award. No shares were sold. These 295 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the award. No shares were sold. These 663 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the award. Includes shares acquired through a matching contribution by the Company in connection with the Ceradyne 401(k) Plan. Each Restricted Stock Unit represents the contingent right to receive one share of common stock. This Award vests as to 400 units on each of March 19, 2008, March 19, 2009, March 19, 2010, March 19, 2011 and March 19, 2012. This Award vests as to 800 units on each of March 19, 2010, March 19, 2011, March 19, 2012, March 19, 2013 and March 19, 2014. This Award vests as to 1,666 shares on March 19, 2011 and 1,667 shares on both March 19, 2012 and March 19, 2013. This Award vests as to 800 shares on each of March 19, 2012, March 19, 2013, March 19, 2014, March 19, 2015 and March 19, 2016. /s/ Jerrold J. Pellizzon, attorney-in-fact for Mr. Lockhart 2012-03-21