The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AbbVie Inc. | Common | 00287Y109 | 1,055,352 | 5,037 | SH | DFND | 1 | 5,037 | 0 | 0 | ||
| AllianceBernstein Holding L.P. | Common | 01881G106 | 1,838,880 | 48,000 | SH | DFND | 1 | 48,000 | 0 | 0 | ||
| Alphabet Inc CL A | Common | 02079k305 | 46,392 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Alphabet Inc-Cl C | Common | 02079K107 | 34,371 | 220 | SH | DFND | 1 | 220 | 0 | 0 | ||
| Alphabet Inc-Cl C | Common | 02079K107 | 17,497,760 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | ||
| Amazon.com Inc. | Common | 023135106 | 57,078 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Apollo Global Management, Inc. | Common | 03769M106 | 30,811,500 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | ||
| Apple Inc. | Common | 037833100 | 553,992 | 2,494 | SH | DFND | 1 | 2,494 | 0 | 0 | ||
| Arc Resources Ltd. | Common | 00208D408 | 22,289 | 1,110 | SH | DFND | 1 | 1,110 | 0 | 0 | ||
| Arcellx Inc | Common | 03940c100 | 984,000 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | ||
| Arcus Biosciences, Inc. | Common | 03969F109 | 94,200 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | ||
| Ardelyx, Inc. | Common | 039697107 | 2,424,592 | 493,807 | SH | DFND | 1 | 493,807 | 0 | 0 | ||
| AtriCure, Inc. | Common | 04963C209 | 794,241 | 24,620 | SH | DFND | 1 | 24,620 | 0 | 0 | ||
| aTyr Pharma, Inc. | Common | 002120202 | 674,689 | 223,407 | SH | DFND | 1 | 223,407 | 0 | 0 | ||
| Autolus Therapeutics PLC | Common | 05280R100 | 651,000 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | ||
| Avadel Pharmaceuticals plc | Common | G29687103 | 3,335,580 | 426,000 | SH | DFND | 1 | 426,000 | 0 | 0 | ||
| BioCryst Pharmaceuticals, Inc. | Common | 09058V103 | 3,450,000 | 460,000 | SH | DFND | 1 | 460,000 | 0 | 0 | ||
| Blackstone Group LP | Common | 09260d107 | 29,354 | 210 | SH | DFND | 1 | 210 | 0 | 0 | ||
| Bristol-Myers Squibb Company | Common | 110122108 | 1,158,810 | 19,000 | SH | DFND | 1 | 19,000 | 0 | 0 | ||
| Broadcom, Inc. | Common | 11135F101 | 118,875 | 710 | SH | DFND | 1 | 710 | 0 | 0 | ||
| Calumet, Inc. | Common | 131428104 | 41,808,420 | 3,297,194 | SH | DFND | 1 | 3,297,194 | 0 | 0 | ||
| Canadian Natural Resources Limited | Common | 136385101 | 517,440 | 16,800 | SH | DFND | 1 | 16,800 | 0 | 0 | ||
| Catalyst Pharmaceuticals, Inc. | Common | 14888U101 | 5,141,000 | 212,000 | SH | DFND | 1 | 212,000 | 0 | 0 | ||
| Coca-Cola Co. | Common | 191216100 | 143,240 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | ||
| Cogent Biosciences Inc. | Common | 19240Q201 | 1,277,679 | 213,302 | SH | DFND | 1 | 213,302 | 0 | 0 | ||
| Collegium Pharmaceutical, Inc. | Common | 19459J104 | 1,148,419 | 38,473 | SH | DFND | 1 | 38,473 | 0 | 0 | ||
| Corteva, Inc. | Common | 22052L104 | 695,439 | 11,051 | SH | DFND | 1 | 11,051 | 0 | 0 | ||
| CSX Corporation | Common | 126408103 | 2,060,100 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
| Cybin Inc | Common | 23256X407 | 424,019 | 66,880 | SH | DFND | 1 | 66,880 | 0 | 0 | ||
| Danaher Corporation | Common | 235851102 | 36,900 | 180 | SH | DFND | 1 | 180 | 0 | 0 | ||
| DocGo, Inc. | Common | 256086109 | 8,107,044 | 3,070,850 | SH | DFND | 1 | 3,070,850 | 0 | 0 | ||
| Dow Inc. | Common | 260557103 | 42,114 | 1,206 | SH | DFND | 1 | 1,206 | 0 | 0 | ||
| DuPont de Nemours, Inc. | Common | 26614N102 | 703,336 | 9,418 | SH | DFND | 1 | 9,418 | 0 | 0 | ||
| Eastern Bankshares Inc | Common | 27627N105 | 82,000 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
| Eli Lilly & Co. | Common | 532457108 | 247,773 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Enstar Group Limited | Common | G3075P101 | 2,492,850 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | ||
| FS Bancorp, Inc. | Common | 30263Y104 | 55,495 | 1,460 | SH | DFND | 1 | 1,460 | 0 | 0 | ||
| FS KKR Capital Corp. | Common | 302635206 | 60,231 | 2,875 | SH | DFND | 1 | 2,875 | 0 | 0 | ||
| GE HealthCare Technologies Inc | Common | 36266G107 | 4,035 | 50 | SH | DFND | 1 | 50 | 0 | 0 | ||
| Immunovant Inc. | Common | 45258J102 | 383,551 | 22,443 | SH | DFND | 1 | 22,443 | 0 | 0 | ||
| Inozyme Pharma, Inc. | Common | 45790W108 | 606,246 | 666,204 | SH | DFND | 1 | 666,204 | 0 | 0 | ||
| International Business Machines | Common | 459200101 | 532,630 | 2,142 | SH | DFND | 1 | 2,142 | 0 | 0 | ||
| International Game Technology PLC | Common | G4863A108 | 40,650 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | ||
| iShares Russell Mid-Cap Growth | Common | 464287481 | 81,656 | 695 | SH | DFND | 1 | 695 | 0 | 0 | ||
| Janus Henderson AAA CLO ETF | Common | 47103U845 | 8,008,732 | 157,932 | SH | DFND | 1 | 157,932 | 0 | 0 | ||
| Janus Henderson AAA CLO ETF | Common | 47103U845 | 19,971,170 | 393,831 | SH | DFND | 1 | 393,831 | 0 | 0 | ||
| Johnson & Johnson | Common | 478160104 | 152,905 | 922 | SH | DFND | 1 | 922 | 0 | 0 | ||
| JPMorgan Chase & Co. | Common | 46625H100 | 5,147,620 | 20,985 | SH | DFND | 1 | 20,985 | 0 | 0 | ||
| Kimberly-Clark Corporation | Common | 494368103 | 853,320 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | ||
| Kyndryl Holdings Inc. | Common | 50155Q100 | 13,439 | 428 | SH | DFND | 1 | 428 | 0 | 0 | ||
| Legacy Housing Corporation | Common | 52472M101 | 163,930 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | ||
| MeiraGTx Holdings plc | Common | G59665102 | 847,568 | 125,010 | SH | DFND | 1 | 125,010 | 0 | 0 | ||
| Mereo BioPharm Group PLC | Common | 589492107 | 718,508 | 319,337 | SH | DFND | 1 | 319,337 | 0 | 0 | ||
| Microsoft Corporation | Common | 594918104 | 600,624 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | ||
| Mondelez International Inc. | Common | 609207105 | 610,650 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
| Myriad Genetics, Inc. | Common | 62855J104 | 1,419,200 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | ||
| Nvidia Corp | Common | 67066G104 | 138,726 | 1,280 | SH | DFND | 1 | 1,280 | 0 | 0 | ||
| Occidental Petroleum Corporation | Common | 674599105 | 23,150 | 469 | SH | DFND | 1 | 469 | 0 | 0 | ||
| Occidential Pertro Wts exp. 8/3/27 | Common | 674599105 | 4,268 | 194 | SH | DFND | 1 | 194 | 0 | 0 | ||
| OmniAB, Inc. | Common | 68218J103 | 2,357,606 | 982,336 | SH | DFND | 1 | 982,336 | 0 | 0 | ||
| Pfizer Inc. | Common | 717081103 | 2,142,168 | 84,537 | SH | DFND | 1 | 84,537 | 0 | 0 | ||
| Pfizer Inc. | Common | 717081103 | 4,307,800 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | ||
| Protagonist Therapeutics, Inc | Common | 74366E102 | 3,675,360 | 76,000 | SH | DFND | 1 | 76,000 | 0 | 0 | ||
| Quanta Services, Inc. | Common | 74762E102 | 44,736 | 176 | SH | DFND | 1 | 176 | 0 | 0 | ||
| Regeneron Pharmaceuticals, Inc. | Common | 75886F107 | 1,268,460 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | ||
| Ryman Hospitality Properties, Inc. | Common | 78377T107 | 1,097,280 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | ||
| Salesforce, Inc. | Common | 79466L302 | 20,664 | 77 | SH | DFND | 1 | 77 | 0 | 0 | ||
| Solid Bioscience Inc. | Common | 83422E204 | 488,400 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | ||
| SPDR S&P Biotech ETF | Common | 78464A870 | 1,106,447 | 13,643 | SH | DFND | 1 | 13,643 | 0 | 0 | ||
| Starwood Property Trust, Inc. | Common | 85571B105 | 7,908 | 400 | SH | DFND | 1 | 400 | 0 | 0 | ||
| Syndax Pharmaceutical, Inc. | Common | 87164F105 | 1,572,480 | 128,000 | SH | DFND | 1 | 128,000 | 0 | 0 | ||
| Tectonic Therapeutic, Inc. | Common | 878972108 | 708,400 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | ||
| The Invesco AAA Floating Rate Note ETF | Common | 46090A721 | 1,797,096 | 70,502 | SH | DFND | 1 | 70,502 | 0 | 0 | ||
| The Panagram AAA CLO ETF | Common | 81752T486 | 147,091 | 5,766 | SH | DFND | 1 | 5,766 | 0 | 0 | ||
| The Panagram BBB-B CLO ETF | Common | 81752T528 | 1,270,232 | 47,807 | SH | DFND | 1 | 47,807 | 0 | 0 | ||
| Thermo Fisher Scientific, Inc. | Common | 883556102 | 22,392 | 45 | SH | DFND | 1 | 45 | 0 | 0 | ||
| TotalEnergies SE - ADR | Common | 89151E109 | 77,628 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | ||
| Travere Therapeutics, Inc. | Common | 89422G107 | 4,085,760 | 228,000 | SH | DFND | 1 | 228,000 | 0 | 0 | ||
| Ultragenyx Pharmaceutical Inc. | Common | 90400D108 | 1,738,080 | 48,000 | SH | DFND | 1 | 48,000 | 0 | 0 | ||
| United Healthcare Corp. | Common | 91324p102 | 29,854 | 57 | SH | DFND | 1 | 57 | 0 | 0 | ||
| United Rental, Inc. | Common | 911363109 | 48,883 | 78 | SH | DFND | 1 | 78 | 0 | 0 | ||
| Vera Therapeutics, Inc. | Common | 92337R101 | 240,200 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
| Verona Pharma PLC. | Common | 925050106 | 5,587,120 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | ||
| Viridian Therapeutics, Inc. | Common | 92790C104 | 404,400 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| Wabtec Corporation | Common | 929740108 | 1,088 | 6 | SH | DFND | 1 | 6 | 0 | 0 | ||
| Wave Life Science Ltd. | Common | Y95308105 | 80,800 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
| Xenon Pharmaceuticals Inc. | Common | 98420N105 | 532,304 | 15,866 | SH | DFND | 1 | 15,866 | 0 | 0 | ||
| Xeris Biopharma Holdings, Inc. | Common | 98422E103 | 6,093,900 | 1,110,000 | SH | DFND | 1 | 1,110,000 | 0 | 0 | ||