0000018926-23-000027.txt : 20230303 0000018926-23-000027.hdr.sgml : 20230303 20230303213923 ACCESSION NUMBER: 0000018926-23-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOFF STACEY W CENTRAL INDEX KEY: 0001260767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07784 FILM NUMBER: 23707355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumen Technologies, Inc. CENTRAL INDEX KEY: 0000018926 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 720651161 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 4065 STREET 2: 100 CENTURYLINK DR CITY: MONROE STATE: LA ZIP: 71203 BUSINESS PHONE: 3183889000 MAIL ADDRESS: STREET 1: 100 CENTURYLINK DR STREET 2: P O BOX 4065 CITY: MONROE STATE: LA ZIP: 71203 FORMER COMPANY: FORMER CONFORMED NAME: CENTURYLINK, INC DATE OF NAME CHANGE: 20101108 FORMER COMPANY: FORMER CONFORMED NAME: CENTURYTEL INC DATE OF NAME CHANGE: 19990602 FORMER COMPANY: FORMER CONFORMED NAME: CENTURY TELEPHONE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167789754692182.xml FORM 4 X0306 4 2023-03-01 0 0000018926 Lumen Technologies, Inc. LUMN 0001260767 GOFF STACEY W 100 CENTURYLINK DRIVE MONROE LA 71203 0 1 0 0 EVP & GC Common Stock 2023-03-01 4 A 0 576258 0 A 1374484 D Common Stock 2023-03-01 4 F 0 31091 3.23 D 1343393 D Common Stock 2023-03-01 4 D 0 85422 0 D 1257971 D Common Stock 1077 I by Stock Bonus Plan Common Stock 4002 I by 401(k) Common Stock 5669 I by ESOP Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Shares withheld to cover the taxes due upon the vesting of equity awards. Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. This is a legacy defined contribution plan sponsored by the Issuer. /s/ Gary Maxwell ("Max") Cox, as Attorney-in-Fact for Stacey W. Goff 2023-03-03