The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRBNB INC | NOTE3/1 | 009066AB7 | 10,345,500 | 11,000,000 | PRN | DFND | 1 | 0 | 11,000,000 | 0 | ||
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 5,031,497 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | ||
| AMPHASTAR PHARMACEUTICALS IN | NOTE 2.000% 3/1 | 03209RAB9 | 6,549,200 | 7,000,000 | PRN | DFND | 1 | 0 | 7,000,000 | 0 | ||
| ASPEN AEROGELS INC | COM | 04523Y105 | 145,891,461 | 12,280,426 | SH | DFND | 1 | 0 | 12,280,426 | 0 | ||
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 08265TAD1 | 7,224,000 | 8,000,000 | PRN | DFND | 1 | 0 | 8,000,000 | 0 | ||
| BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 941,054 | 153,767 | SH | DFND | 1 | 0 | 153,767 | 0 | ||
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 261,992 | 22,450 | SH | DFND | 1 | 0 | 22,450 | 0 | ||
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 1,206,279 | 116,100 | SH | DFND | 1 | 0 | 116,100 | 0 | ||
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 2,219,117 | 201,007 | SH | DFND | 1 | 0 | 201,007 | 0 | ||
| BLEND LABS INC | CL A | 09352U108 | 1,561,009 | 370,786 | SH | DFND | 1 | 0 | 370,786 | 0 | ||
| CAPITAL SOUTHWEST CORP | NOTE 5.125%11/1 | 140501AE7 | 4,822,500 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | ||
| CHEFS WHSE INC | NOTE 2.375%12/1 | 163086AE1 | 5,798,250 | 4,500,000 | PRN | DFND | 1 | 0 | 4,500,000 | 0 | ||
| CSG SYS INTL INC | NOTE 3.875% 9/1 | 126349AH2 | 9,614,000 | 9,500,000 | PRN | DFND | 1 | 0 | 9,500,000 | 0 | ||
| DAYFORCE INC | NOTE 0.250% 3/1 | 15677JAD0 | 4,830,000 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | ||
| DINGDONG CAYMAN LTD | ADS | 25445D101 | 3,043,866 | 928,008 | SH | DFND | 1 | 0 | 928,008 | 0 | ||
| DROPBOX INC | NOTE3/0 | 26210CAD6 | 3,076,875 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | ||
| ETSY INC | NOTE 0.125% 9/0 | 29786AAL0 | 5,179,420 | 6,000,000 | PRN | DFND | 1 | 0 | 6,000,000 | 0 | ||
| EVERGY INC | NOTE 4.500%12/1 | 30034WAD8 | 7,633,500 | 7,000,000 | PRN | DFND | 1 | 0 | 7,000,000 | 0 | ||
| EXPEDIA GROUP INC | NOTE2/1 | 30212PBE4 | 8,973,161 | 9,000,000 | PRN | DFND | 1 | 0 | 9,000,000 | 0 | ||
| FORD MTR CO | NOTE3/1 | 345370CZ1 | 7,768,000 | 8,000,000 | PRN | DFND | 1 | 0 | 8,000,000 | 0 | ||
| FREYR BATTERY INC | COM NEW | 35834F104 | 23,193,351 | 8,989,671 | SH | DFND | 1 | 0 | 8,989,671 | 0 | ||
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 35953C106 | 2,133,721 | 293,901 | SH | DFND | 1 | 0 | 293,901 | 0 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 4,644,418 | 336,552 | SH | DFND | 1 | 0 | 336,552 | 0 | ||
| KORE GROUP HLDGS INC | COM NEW | 50066V305 | 6,440,000 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | ||
| LAVORO LTD | CLASS A ORD | G5391L102 | 8,298,675 | 1,732,500 | SH | DFND | 1 | 0 | 1,732,500 | 0 | ||
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 2,206,000 | 2,000,000 | PRN | DFND | 1 | 0 | 2,000,000 | 0 | ||
| MACH NATURAL RESOURCES LP | COM UNIT LTD PAR | 55445L100 | 6,872,000 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | ||
| MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 57164YAF4 | 3,752,000 | 4,000,000 | PRN | DFND | 1 | 0 | 4,000,000 | 0 | ||
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,748,936 | 243,700 | SH | DFND | 1 | 0 | 243,700 | 0 | ||
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 3,042,500 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | ||
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,166,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 | 4,726,250 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | ||
| OUSTER INC | *W EXP 03/11/202 | 68989M111 | 29,175 | 274,200 | SH | DFND | 1 | 0 | 274,200 | 0 | ||
| PG&E CORP | NOTE 4.250%12/0 | 69331CAL2 | 9,805,500 | 9,000,000 | PRN | DFND | 1 | 0 | 9,000,000 | 0 | ||
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | 2,377,920 | 178,791 | SH | DFND | 1 | 0 | 178,791 | 0 | ||
| SIMPLIFY EXCHANGE TRADED FUN | MULTI QIS ALTERN | 82889N533 | 97,988,000 | 4,000,000 | SH | DFND | 1 | 0 | 4,000,000 | 0 | ||
| SMARTRENT INC | COM CL A | 83193G107 | 4,648,303 | 2,656,173 | SH | DFND | 1 | 0 | 2,656,173 | 0 | ||
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 5,666,375 | 5,500,000 | PRN | DFND | 1 | 0 | 5,500,000 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 87,912,000 | 150,000 | SH | Put | DFND | 1 | 0 | 150,000 | 0 | |
| STARWOOD PPTY TR INC | NOTE 6.750% 7/1 | 85571BBA2 | 2,897,403 | 2,776,000 | PRN | DFND | 1 | 0 | 2,776,000 | 0 | ||
| TIDAL TR II | RETURN STACKED U | 88636J345 | 101,500,000 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | ||
| TIDAL TR II | RETURN STACKED B | 88636J352 | 90,250,000 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | ||
| TXO PARTNERS LP | COM UNIT | 87313P103 | 8,420,000 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | ||
| UBER TECHNOLOGIES INC | NOTE12/1 | 90353TAJ9 | 2,021,000 | 2,000,000 | PRN | DFND | 1 | 0 | 2,000,000 | 0 | ||
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 | 5,525,000 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | ||
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 53,519,965 | 3,159,384 | SH | DFND | 1 | 0 | 3,159,384 | 0 | ||
| XPENG INC | ADS | 98422D105 | 1,300,200 | 110,000 | SH | DFND | 1 | 0 | 110,000 | 0 | ||
| ZIFF DAVIS INC | DEBT 3.625% 3/0 | 48123VAH5 | 8,346,264 | 8,500,000 | PRN | DFND | 1 | 0 | 8,500,000 | 0 | ||