The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRBNB INC | NOTE3/1 | 009066AB7 | 6,997,312 | 7,500,000 | PRN | DFND | 0 | 7,500,000 | 0 | 0 | ||
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 5,173,750 | 5,000,000 | PRN | DFND | 0 | 5,000,000 | 0 | 0 | ||
| ASPEN AEROGELS INC | COM | 04523Y105 | 341,535,989 | 12,280,426 | SH | DFND | 0 | 12,280,426 | 0 | 0 | ||
| BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 899,537 | 153,767 | SH | DFND | 0 | 153,767 | 0 | 0 | ||
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 283,993 | 22,450 | SH | DFND | 0 | 22,450 | 0 | 0 | ||
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 1,327,023 | 116,100 | SH | DFND | 0 | 116,100 | 0 | 0 | ||
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 2,412,084 | 201,007 | SH | DFND | 0 | 201,007 | 0 | 0 | ||
| BLEND LABS INC | CL A | 09352U108 | 1,390,448 | 370,786 | SH | DFND | 0 | 370,786 | 0 | 0 | ||
| CSG SYS INTL INC | NOTE 3.875% 9/1 | 126349AH2 | 4,006,000 | 4,000,000 | PRN | DFND | 0 | 4,000,000 | 0 | 0 | ||
| DINGDONG CAYMAN LTD | ADS | 25445D101 | 3,294,428 | 928,008 | SH | DFND | 0 | 928,008 | 0 | 0 | ||
| DROPBOX INC | NOTE3/0 | 26210CAD6 | 2,908,125 | 3,000,000 | PRN | DFND | 0 | 3,000,000 | 0 | 0 | ||
| ETSY INC | NOTE 0.125% 9/0 | 29786AAL0 | 3,441,679 | 4,000,000 | PRN | DFND | 0 | 4,000,000 | 0 | 0 | ||
| EXPEDIA GROUP INC | NOTE2/1 | 30212PBE4 | 3,838,000 | 4,000,000 | PRN | DFND | 0 | 4,000,000 | 0 | 0 | ||
| FORD MTR CO | NOTE3/1 | 345370CZ1 | 1,965,000 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| FREYR BATTERY INC | COM | 35834F104 | 11,155,000 | 11,500,000 | SH | DFND | 11,500,000 | 0 | 0 | |||
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 35953C106 | 2,750,913 | 293,901 | SH | DFND | 0 | 293,901 | 0 | 0 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 5,842,543 | 336,552 | SH | DFND | 0 | 336,552 | 0 | 0 | ||
| KORE GROUP HLDGS INC | COM | 50066V107 | 4,520,000 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | |||
| LAVORO LTD | CLASS A ORD | G5391L102 | 6,531,525 | 1,732,500 | SH | DFND | 0 | 1,732,500 | 0 | 0 | ||
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 1,972,000 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| MACH NATURAL RESOURCES LP | COM UNIT LTD PAR | 55445L100 | 6,400,000 | 400,000 | SH | DFND | 0 | 400,000 | 0 | 0 | ||
| MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 57164YAF4 | 1,852,000 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 | 0 | 20,000 | SH | DFND | 0 | 20,000 | 0 | 0 | ||
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,917,089 | 243,700 | SH | DFND | 0 | 243,700 | 0 | 0 | ||
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 3,275,000 | 250,000 | SH | DFND | 0 | 250,000 | 0 | 0 | ||
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,238,000 | 100,000 | SH | DFND | 0 | 100,000 | 0 | 0 | ||
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 | 2,029,500 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| OUSTER INC | *W EXP 03/11/202 | 68989M111 | 16,452 | 274,200 | SH | DFND | 0 | 274,200 | 0 | 0 | ||
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | 2,006,035 | 178,791 | SH | DFND | 0 | 178,791 | 0 | 0 | ||
| SIMPLIFY EXCHANGE TRADED FUN | MULTI QIS ALTERN | 82889N533 | 98,386,000 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | 0 | ||
| SMARTRENT INC | COM CL A | 83193G107 | 4,595,179 | 2,656,173 | SH | DFND | 0 | 2,656,173 | 0 | 0 | ||
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 3,033,535 | 3,000,000 | PRN | DFND | 0 | 3,000,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 172,128,000 | 300,000 | SH | Put | DFND | 0 | 300,000 | 0 | 0 | |
| STARWOOD PPTY TR INC | NOTE 6.750% 7/1 | 85571BBA2 | 2,144,595 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| TIDAL TR II | RETURN STACKED U | 88636J345 | 102,700,000 | 5,000,000 | SH | DFND | 0 | 5,000,000 | 0 | 0 | ||
| TIDAL TR II | RETURN STACKED B | 88636J352 | 98,850,000 | 5,000,000 | SH | DFND | 0 | 5,000,000 | 0 | 0 | ||
| TXO PARTNERS LP | COM UNIT | 87313P103 | 11,467,139 | 579,734 | SH | DFND | 0 | 579,734 | 0 | 0 | ||
| UBER TECHNOLOGIES INC | NOTE12/1 | 90353TAJ9 | 2,210,000 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | 0 | ||
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 59,743,951 | 3,159,384 | SH | DFND | 0 | 3,159,384 | 0 | 0 | ||
| XPENG INC | ADS | 98422D105 | 1,339,800 | 110,000 | SH | DFND | 0 | 110,000 | 0 | 0 | ||