0001062993-22-007570.txt : 20220311 0001062993-22-007570.hdr.sgml : 20220311 20220311203425 ACCESSION NUMBER: 0001062993-22-007570 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pipitone Chanson Joseph CENTRAL INDEX KEY: 0001911605 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 22734866 MAIL ADDRESS: STREET 1: 621 ROY STREET CITY: HOUSTON STATE: TX ZIP: 77007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2022-03-11 0 0001888654 5E Advanced Materials, Inc. FEAM 0001911605 Pipitone Chanson Joseph 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON TX 77070 0 1 0 0 Head of Corporate Development Employee Stock Option (Right to Purchase) 14.62 2025-06-01 Common Stock 250000 D The option becomes exercisable in annual installments of 66,667 shares for continued employment for 12 and 24 months, respectively, and 66,666 shares for continued employment for 36 months, and as to the remaining 50,000 shares, on the Company's shares trading at a 20-day VWAP of $A3.00; or on termination of employment for any reason other than cause. /s/ Chanson Pipitone by Christopher Lapp, Attorney-in-fact 2022-03-11 EX-24.1 2 exhibit24-1.txt CHANCE POA POWER OF ATTORNEY FOR SEC FILINGS ON FORMS ID, 3, 4, 5 AND 144 IN RESPECT OF SECURITIES OF 5E ADVANCED MATERIALS, INC. The undersigned hereby constitutes and appoints each of Paul Weibel, Chantel Jordan, Craig Roeder and Christopher Lapp as the undersign's true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution for the undersignedin his or her name and stead in any and all capacities, to sign and file for and on the undersign's behalf, in respectof any acquisition, disposition or other change inownership of any securities of 5E Advanced Materials, Inc., a Delaware corporation (the "Company"), the following: (a) any Form ID to be filed with the Securities and Exchange Commission (the "SEC"); (b) any Initial Statement of Beneficial Ownership of Securities on Form 3 to be filed with the SEC; (c) any Statement of Changes of Beneficial Ownership of Securities on Form 4 to be filed with the SEC; (d) any Annual Statement of Beneficial Ownership of Securities on Form 5 to be filed with the SEC; (e) any Notice of Proposed Sale of Securities on Form 144 to be filed with the SEC; and (f) any and all agreements, certificates, receipts, or other documents in connection therewith. The undersigned hereby gives full power and authority to the attorney-in-fact to seek and obtain as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release such information to the undersigned and approves and ratifies any such release of information. The undersigned hereby grants unto such attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary in connection with such matters and hereby ratifies and confirms all that any such attorney-in-fact and agent or substitute may do or cause to be done by virtue hereof. The undersigned acknowledges that: (a) neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (ii)any liability of the undersigned for any failure to comply with such requirements or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (b) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, includingwithout limitation the reporting requirements under Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney. Date: February 7, 2022 Signature: /s/ Chanson Pipitone Name: Chanson Pipitone