UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): |
(Exact name of Registrant as Specified in Its Charter)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 9.01 Financial Statements and Exhibits.
This Amendment on Form 8-K/A is being filed solely to correct an inadvertent technical error in the hyperlink of Exhibit 10.1 to the Current Report on Form 8-K of 5E Advanced Materials, Inc. (the “Company”), filed with the Securities and Exchange Commission on January 21, 2025 (the “Original Report”). Other than fixing the technical error in the hyperlink, no other changes are being made to the Original Report.
(d) Exhibits
Exhibit Number |
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Description |
10.1 |
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Amendment to the 5E Advanced Materials, Inc. 2022 Equity Compensation Plan. |
104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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5E Advanced Materials, Inc. |
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Date: |
January 23, 2025 |
By: |
/s/ Joshua Malm |
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Joshua Malm |
Exhibit 10.1
AMENDMENT TO THE 2022 EQUITY COMPENSATION PLAN
This Amendment (the “Plan Amendment”) to the 5E Advanced Materials, Inc. Equity Compensation Plan (the “Incentive Plan”), is made effective as of the 31st day of October, 2024 (the “Amendment Effective Date”), by 5E Advanced Materials, Inc., a Delaware corporation (the “Company”).
“Subject to Section 14 of the Incentive Plan, the maximum number of shares of Common Stock available for issuance pursuant to Awards granted under the Incentive Plan is 7,500,000 (the “Plan Share Reserve”). The Company cannot increase such number without shareholder approval.”
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Document And Entity Information |
Jan. 23, 2025 |
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Cover [Abstract] | |
Document Type | 8-K/A |
Amendment Flag | true |
Document Period End Date | Jan. 23, 2025 |
Entity Registrant Name | 5E ADVANCED MATERIALS, INC. |
Entity Central Index Key | 0001888654 |
Entity Emerging Growth Company | true |
Entity File Number | 001-41279 |
Entity Incorporation, State or Country Code | DE |
Entity Tax Identification Number | 87-3426517 |
Entity Address, Address Line One | 9329 Mariposa Road, Suite 210 |
Entity Address, City or Town | Hesperia |
Entity Address, State or Province | CA |
Entity Address, Postal Zip Code | 92344 |
City Area Code | (442) |
Local Phone Number | 221-0225 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Entity Ex Transition Period | true |
Title of 12(b) Security | Common stock, $0.01 par value per share |
Trading Symbol | FEAM |
Security Exchange Name | NASDAQ |
Amendment Description |
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