0001214659-21-011129.txt : 20211104 0001214659-21-011129.hdr.sgml : 20211104 20211104091057 ACCESSION NUMBER: 0001214659-21-011129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 EFFECTIVENESS DATE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Asset Management, LLC CENTRAL INDEX KEY: 0001888541 IRS NUMBER: 384130284 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21394 FILM NUMBER: 211378455 BUSINESS ADDRESS: STREET 1: 2434 SUPERIOR DR NW STREET 2: SUITE 101 CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 888-526-8755 MAIL ADDRESS: STREET 1: 2434 SUPERIOR DR NW STREET 2: SUITE 101 CITY: ROCHESTER STATE: MN ZIP: 55901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001888541 XXXXXXXX 09-30-2021 09-30-2021 false Strategic Asset Management, LLC

2434 SUPERIOR DR NW SUITE 101 ROCHESTER MN 55901

13F HOLDINGS REPORT 028-21394 N Becky Baedke 888-526-8755 /s/ Becky Baedke Iowa City IA 11-03-2021 0 467 71112 INFORMATION TABLE 2 infotable.xml AFLAC INC COM COM 001055102 11 200 SH SOLE 200 0 0 AT&T INC COM COM 00206R102 47 1722 SH SOLE 1722 0 0 ARK ETF TR NEXT GNRTN INTER ETF NEXT GNRTN INTER ETF 00214Q401 12 80 SH SOLE 80 0 0 ABATTIS BIOCEUTICALS CORP COM COM 00258G103 0 85575 SH SOLE 85575 0 0 ABBOTT LABORATORIES COM COM 002824100 41 350 SH SOLE 350 0 0 ABBVIE INC COM COM 00287Y109 59 528 SH SOLE 528 0 0 ADOBE INC COM COM 00724F101 90 155 SH SOLE 155 0 0 ADVANSIX INC COM COM 00773T101 0 4 SH SOLE 4 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 106 1000 SH SOLE 1000 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 47 300 SH SOLE 300 0 0 ALLIANCEBERNSTEIN GLOBAL HGH I COM COM 01879R106 20 1611 SH SOLE 1611 0 0 ALLY BANK MIDVALE UTAH CD CD 02007GJZ7 152 150 PRN SOLE 150 0 0 ALPHABET INC COM CL C COM CL C 02079K107 28 10 SH SOLE 10 0 0 ALPHABET INC COM CL A COM CL A 02079K305 28 10 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ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 201 3186 SH SOLE 3186 0 0 ISHARES TRUST EAFE VALUE ETF EAFE VALUE ETF 464288877 1110 21701 SH SOLE 21701 0 0 ISHARES TRUST EAFE GRWTH ETF EAFE GRWTH ETF 464288885 1388 13100 SH SOLE 13100 0 0 ISHARES TRUST 10 YR INVST GRD ETF 10+ YR INVST GRD ETF 464289511 2 25 SH SOLE 25 0 0 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 178 3200 SH SOLE 3200 0 0 ISHARES TRUST MODERT ALLOC ETF MODERT ALLOC ETF 464289875 1 25 SH SOLE 25 0 0 ISHARES SILVER TRUST ISHARES ETF ISHARES ETF 46428Q109 1 50 SH SOLE 50 0 0 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 756 28630 SH SOLE 28630 0 0 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 28 287 SH SOLE 287 0 0 ISHARES TRUST MSCI EAFE MIN VOL FACTOR ETF MSCI EAFE MIN VOL FACTOR ETF 46429B689 16 208 SH SOLE 208 0 0 ISHARES TRUST MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL FACTOR ETF 46429B697 131 1750 SH SOLE 1750 0 0 ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF BLACKROCK SH MATURITY BD ETF 46431W507 1816 36234 SH SOLE 36234 0 0 ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL GSCI COMMODITY DYNAMIC ROLL 46431W853 86 2325 SH SOLE 2325 0 0 ISHARES TRUST MSCI USA QUALITY FACTOR ETF MSCI USA QUALITY FACTOR ETF 46432F339 23 169 SH SOLE 169 0 0 ISHARES TRUST MSCI USA SIZE FACTOR ETF MSCI USA SIZE FACTOR ETF 46432F370 229 1756 SH SOLE 1756 0 0 ISHARES TRUST MSCI USA VALUE FACTOR ETF MSCI USA VALUE FACTOR ETF 46432F388 803 7804 SH SOLE 7804 0 0 ISHARES TRUST MSCI USA MOMENTUM FACTOR ETF MSCI USA MOMENTUM FACTOR ETF 46432F396 115 642 SH SOLE 642 0 0 ISHARES TRUST 0-5YR HI YL CP ETF 0-5YR HI YL CP ETF 46434V407 95 2086 SH SOLE 2086 0 0 ISHARES TRUST CORE TOTAL USD ETF CORE TOTAL USD ETF 46434V613 197 3720 SH SOLE 3720 0 0 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH ETF 46434V621 34 665 SH SOLE 665 0 0 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO ETF 46434V738 42 739 SH SOLE 739 0 0 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE ETF 46434V803 129 3770 SH SOLE 3770 0 0 ISHARES TRUST ESG AWARE MSCI USA ETF ESG AWARE MSCI USA ETF 46435G425 3399 33803 SH SOLE 33803 0 0 ISHARES TRUST MSCI USA SMCP MIN ETF MSCI USA SMCP MIN ETF 46435G433 34 900 SH SOLE 900 0 0 ISHARES TRUST FALN ANGLS USD ETF FALN ANGLS USD ETF 46435G474 191 6380 SH SOLE 6380 0 0 ISHARES TRUST BROAD USD HIGH ETF BROAD USD HIGH ETF 46435U853 14 344 SH SOLE 344 0 0 JP MORGAN ETF TRUST EQUITY PREMIUM INCOME ETF EQUITY PREMIUM INCOME ETF 46641Q332 23 373 SH SOLE 373 0 0 JP MORGAN ETF TRUST US VALUE FACTR ETF US VALUE FACTR ETF 46641Q753 170 4702 SH SOLE 4702 0 0 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC ETF 46641Q837 666 13130 SH SOLE 13130 0 0 JOHNSON & JOHNSON COM COM 478160104 50 311 SH SOLE 311 0 0 JONES LANG LASALLE INC COM COM 48020Q107 25 100 SH SOLE 100 0 0 KELLOGG COMPANY COM COM 487836108 24 376 SH SOLE 376 0 0 KEMPHARM INC COM COM 488445206 304 34365 SH SOLE 34365 0 0 KEYCORP COM COM 493267108 27 1175 SH SOLE 1175 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 24 150 SH SOLE 150 0 0 KIMBERLY-CLARK DE MEXICO SAB D ADR SPONSORED ADR SPONSORED 494386204 6 800 SH SOLE 800 0 0 KINDER MORGAN INC COM COM 49456B101 10 589 SH SOLE 589 0 0 KRAFT HEINZ CO COM COM 500754106 36 983 SH SOLE 983 0 0 LKQ CORPORATION COM COM 501889208 110 2110 SH SOLE 2110 0 0 L3 HARRIS TECHNOLOGIES INC COM COM 502431109 4 19 SH SOLE 19 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF HARTFORD MLT ETF 518416102 263 8711 SH SOLE 8711 0 0 LEE & MAN PAPER MANUFACTURING ADR SPONSORED ADR SPONSORED 523352102 8 1088 SH SOLE 1088 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT SH BEN INT 530158104 98 11052 SH SOLE 11052 0 0 LIBERTY ONE LITHIUM CORP COM COM 53116A206 1 1785 SH SOLE 1785 0 0 LOEWS CORP COM COM 540424108 12 206 SH SOLE 206 0 0 LOUISIANA LOC GOVT ENVIRONMENT REV BDS CLBL REV BDS CLBL 546276CA2 12 15 PRN SOLE 15 0 0 MGE ENERGY INC COM COM 55277P104 38 502 SH SOLE 502 0 0 MPLX LP COM UNIT REPSTG LTD PARTNER COM UNIT REPSTG LTD PARTNER 55336V100 8 271 SH SOLE 271 0 0 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SPECIALTY LENDING CORP COM COM 67401P108 11 1500 SH SOLE 1500 0 0 OHIO CNTY W VA CNTY COMMN SPL REF IMPT TAXABLE REV BDS REF IMPT TAXABLE REV BDS 67732PAE8 55 50 PRN SOLE 50 0 0 ORGANON & CO COM COM 68622V106 2 54 SH SOLE 54 0 0 OTIS WORLDWIDE CORP COM COM 68902V107 9 111 SH SOLE 111 0 0 OTTER TAIL CORP COM COM 689648103 12 203 SH SOLE 203 0 0 OVERSTOCK COM INC DEL COM COM 690370101 8 107 SH SOLE 107 0 0 PACCAR INC COM COM 693718108 8 98 SH SOLE 98 0 0 PACER FDS TR TRENDP US LAR CP ETF TRENDP US LAR CP ETF 69374H105 70 1805 SH SOLE 1805 0 0 PACER FDS TR LUNT LARGE CAP ALTERNATOR ETF LUNT LARGE CAP ALTERNATOR ETF 69374H717 2 50 SH SOLE 50 0 0 PACER FDS TR BNCHMRK INFRA ETF BNCHMRK INFRA ETF 69374H741 12 300 SH SOLE 300 0 0 PARK-OHIO INDUSTRIES INC NOTE M/W CLBL NOTE M/W CLBL 700677AR8 54 55 PRN SOLE 55 0 0 PAYPAL HOLDINGS INC COM COM 70450Y103 5 18 SH SOLE 18 0 0 PENN NATIONAL GAMING INC COM COM 707569109 8 111 SH SOLE 111 0 0 PENNANTPARK FLOATING RATE CAP COM COM 70806A106 30 2325 SH 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100 SH SOLE 100 0 0 PORTOFINO RES INC COM COM 73689L207 1 20000 SH SOLE 20000 0 0 PRINCIPAL FINANCIAL GROUP COM COM 74251V102 21 310 SH SOLE 310 0 0 PROCTER & GAMBLE CO COM COM 742718109 62 436 SH SOLE 436 0 0 PROSPECT CAPITAL CORPORATION COM COM 74348T102 3 400 SH SOLE 400 0 0 PROXIMUS SA ADR UNSPONSORED ADR UNSPONSORED 74428W108 1 189 SH SOLE 189 0 0 PRUDENTIAL FINANCIAL INC COM COM 744320102 20 185 SH SOLE 185 0 0 PUERTO RICO COMMONWEALTH PUBLIC IMPT RE CLBL IN DEFAULT PUBLIC IMPT RE CLBL IN DEFAULT 745145LM2 10 10 PRN SOLE 10 0 0 PUERTO RICO COMWLTH HWY & TRAN REV REF BDS CLBL REV REF BDS CLBL 745185BP2 34 35 PRN SOLE 35 0 0 PURE ENERGY MINERALS LTD COM COM 74624B700 1 1000 SH SOLE 1000 0 0 QUALCOMM INC COM COM 747525103 49 385 SH SOLE 385 0 0 RAYTHEON TECH CORP COM COM 75513E101 65 723 SH SOLE 723 0 0 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 0 16 SH SOLE 16 0 0 ROBINHOOD MARKETS INC COM CL A COM CL A 770700102 2 37 SH SOLE 37 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 116 380 SH SOLE 380 0 0 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 1073 2445 SH SOLE 2445 0 0 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 12 75 SH SOLE 75 0 0 SPDR INDEX SHARES FUNDS PORTFLO EURP ETF PORTFLO EURP ETF 78463X103 81 1964 SH SOLE 1964 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK ETF 78463X509 423 9816 SH SOLE 9816 0 0 SPDR INDEX SHARES FUNDS DJ INTL RL ETF DJ INTL RL ETF 78463X863 11 310 SH SOLE 310 0 0 SPDR INDEX SHARES FUNDS S&P INTL SMLCP ETF S&P INTL SMLCP ETF 78463X871 119 3134 SH SOLE 3134 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 749 20663 SH SOLE 20663 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW ETF 78464A201 58 654 SH SOLE 654 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL ETF 78464A300 50 597 SH SOLE 597 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF BLMBRG BRC CNVRT ETF 78464A359 96 1116 SH SOLE 1116 0 0 SPDR SERIES TRUST PORTFOLIO LN COR ETF PORTFOLIO LN COR ETF 78464A367 186 5965 SH SOLE 5965 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD ETF 78464A375 203 5560 SH SOLE 5560 0 0 SPDR SERIES TRUST PORTFLI MORTGAGE ETF PORTFLI MORTGAGE ETF 78464A383 8 315 SH SOLE 315 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG ETF BLOMBRG BRC EMRG ETF 78464A391 29 1136 SH SOLE 1136 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 22 338 SH SOLE 338 0 0 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT ETF 78464A474 5 175 SH SOLE 175 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL ETF 78464A508 32 804 SH SOLE 804 0 0 SPDR SERIES TRUST HLTH CARE SVCS ETF HLTH CARE SVCS ETF 78464A573 10 97 SH SOLE 97 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE ETF 78464A649 577 19396 SH SOLE 19396 0 0 SPDR SERIES TRUST PORTFLI TIPS ETF PORTFLI TIPS ETF 78464A656 19 619 SH SOLE 619 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 73 1781 SH SOLE 1781 0 0 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P 1500 COMP STK ETF 78464A805 134 2468 SH SOLE 2468 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW ETF S&P 400 MDCP GRW ETF 78464A821 20 256 SH SOLE 256 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL ETF S&P 400 MDCP VAL ETF 78464A839 19 285 SH SOLE 285 0 0 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P 400 MID CAP ETF 78464A847 319 6748 SH SOLE 6748 0 0 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P 500 ETF 78464A854 4245 82313 SH SOLE 82313 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENIOR LOAN ETF 78467V608 29 643 SH SOLE 643 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF SPDR TR TACTIC ETF 78467V848 119 2477 SH SOLE 2477 0 0 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 ETF 78467X109 735 2115 SH SOLE 2115 0 0 SPDR SERIES TRUST PORTFOLIO SH TSR ETF PORTFOLIO SH TSR ETF 78468R101 232 7571 SH SOLE 7571 0 0 SPDR SERIES TRUST SPDR BLOOMBERG ETF SPDR BLOOMBERG ETF 78468R663 2946 32210 SH SOLE 32210 0 0 SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P 600 SM CAP ETF 78468R853 372 8514 SH SOLE 8514 0 0 SPDR SERIES TRUST BLOMBERG 1 10 YR ETF BLOMBERG 1 10 YR ETF 78468R861 7 314 SH SOLE 314 0 0 SSGA ACTIVE TR SPDR SSGA US SCT ETF SPDR SSGA US SCT ETF 78470P408 733 16260 SH SOLE 16260 0 0 SSGA ACTIVE TR SPDR SSGA FXD ETF SPDR SSGA FXD ETF 78470P507 68 2181 SH SOLE 2181 0 0 SACRAMENTO CNTY CALIF PENSION TAXABLE PENSION OBLIG REV M/W TAXABLE PENSION OBLIG REV M/W 786091AG3 54 45 PRN SOLE 45 0 0 SALESFORCE.COM INC COM COM 79466L302 16 60 SH SOLE 60 0 0 SCHLUMBERGER LIMITED COM COM 806857108 8 264 SH SOLE 264 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 23 214 SH SOLE 214 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF US MID-CAP ETF 808524508 26 336 SH SOLE 336 0 0 SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 808524607 473 4629 SH SOLE 4629 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD ETF 1 5YR CORP BD ETF 808524714 326 6399 SH SOLE 6399 0 0 SCHWAB STRATEGIC TR US AGGREGATE B ETF US AGGREGATE B ETF 808524839 68 1253 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